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What covered companies filed with the SEC, day by day.

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‹ Wed, Oct 31, 2012

Thursday, November 1, 2012

430 filings · 327 companiesAll checks passed · Updated Oct 30

Fri, Nov 2, 2012 ›

Front page3 By time of day Results63 Reports112 Insiders26 Agreements10 Officers and directors7 Filings234 Index

Nothing from your lists

By time of day

234 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

90 without a time on file

Results

63 announced

Nothing from your lists

Reports

109 quarterly · 3 annual

CompanyRevenueOn the year

Phillips 66PSX · 10-Q · Sep 30 · —
$42.95B15.1%

Nothing from your lists

Insiders

26 filings

Purchases$491.36K17 filings

Sales$4.89M9 filings

RSReliance, Inc. · James Donald Hoffman, Sr. VP, Operations$2.37MSale · 43,750 sh

Nothing from your lists

Agreements

10 filings

21:17POSC Positron Corp · Unregistered shares sold · New agreement
20:31

Nothing from your lists

Officers and directors

7 filings

20:40ARAY Accuray Inc · Officers or directors
16:20Saia Inc

Nothing from your lists

Filings

234 listed

Find a company, form or word

17:00

17:32WNC
WNC Wabash National Corp · Results, after-hours

18:00

18:00AIN
AIN Albany International Corp · Results, after-hours
18:51VGTK
VGTK Viking Global Technologies, Inc. · Officers or directors

19:00

19:30WDFC
WDFC WD 40 Co · Proxy statement

22:00

22:48OTEX
OTEX Open Text Corp · Quarterly report

23:00

23:51MDU
MDU MDU Resources Group Inc · Results, after-hours

06:00

06:09GNTX
GNTX Gentex Corp · Quarterly report
06:09SDEV
SDEV Stablecoin Development Corp · Quarterly report
06:15INVE
INVE INVE Technologies, Inc. · New debt · New agreement

08:00

08:00MD
MD Pediatrix Medical Group, Inc. · Results, pre-market
08:00DWSN
DWSN Dawson Geophysical Co · Results, pre-market
08:42IDA
IDA IDACORP Inc · Quarterly report
08:49IDA
IDA IDACORP Inc · Results, pre-market
08:51INVE
INVE INVE Technologies, Inc. · Results, pre-market

09:00

09:03DX
DX Dynex Capital Inc · Results, pre-market
09:08APAM
APAM Artisan Partners Asset Management Inc. · Registration statement
09:18PREJF
PREJF Partnerre Ltd · Results, pre-market
09:51SAIA
SAIA Saia Inc · Results, market hours
09:56RES
RES RPC Inc · Quarterly report

10:00

10:12AP
AP Ampco Pittsburgh Corp · Results, market hours
10:17IOSP
IOSP Innospec Inc. · Results, market hours
10:20HUBG
HUBG Hub Group, Inc. · Quarterly report
10:22AROC
AROC Archrock, Inc. · Results, market hours
10:25AKR
AKR Acadia Realty Trust · Announcement
10:36RAIL
RAIL FreightCar America, Inc. · Results, market hours
10:37FSP
FSP Franklin Street Properties Corp · Officers or directors

11:00

11:17OPI
OPI Office Properties Income Trust · Quarterly report
11:41IIIN
IIIN Insteel Industries Inc · Annual report
11:44INVE
INVE INVE Technologies, Inc. · Stake amended
11:49DORM
DORM Dorman Products, Inc. · Results, market hours

12:00

12:08IPI
IPI Intrepid Potash, Inc. · Quarterly report
12:19HMMR
HMMR Hammer Technology Holdings Corp. · Amended registration statement
12:21TREX
TREX Trex Co Inc · Results, market hours
12:32CLDX
CLDX Celldex Therapeutics, Inc. · Results, market hours
12:38FGBI
FGBI First Guaranty Bancshares, Inc. · Results, market hours
12:40BXC
BXC BlueLinx Holdings Inc. · Results, market hours
12:58IZEA
IZEA IZEA Worldwide, Inc. · Officers or directors

13:00

13:19FSP
FSP Franklin Street Properties Corp · Acquisition or sale completed
13:30TREX
TREX Trex Co Inc · Quarterly report
13:42CDZI
CDZI Cadiz Inc · New debt · Unregistered shares sold · New agreement

40 of 234

Index

Forms filed

Current report8-K114
Quarterly report10-Q108
Insider filing459
Foreign issuer report6-K42
Initial ownership332
CORRESP

217 companies

Find a company

#

3M CoMMM

A

Acadia Realty TrustAKR
ACCESS Newswire Inc.ACCS×2
Accuray IncARAY
Addus HomeCare CorpADUS×2
Advanced Micro Devices IncAMD
AES CorpAES
Albany International CorpAIN
Alexanders IncALX
Alkermes plc.ALKS
American International Group, Inc.AIG
American Vanguard CorpAVD
Amerisafe IncAMSF
AMETEK IncAME
AMN Healthcare Services IncAMN
Ampco Pittsburgh CorpAP
Applied Industrial Technologies IncAIT
Aptiv PLCAPTV
Archrock, Inc.AROC×2
Armour Residential REIT, Inc.ARR
Artisan Partners Asset Management Inc.APAM
AtriCure, Inc.ATRC
authID Inc.AUID
Aviat Networks, Inc.AVNW
Axcelis Technologies IncACLS
Axis Capital Holdings LtdAXS
AXT IncAXTI

B

Baxter International IncBAX
BlueLinx Holdings Inc.BXC×2
Booking Holdings Inc.BKNG
Boston Beer Co IncSAM
Build-A-Bear Workshop IncBBW

C

Cadiz IncCDZI
Cavco Industries, Inc.CVCO
Celldex Therapeutics, Inc.CLDX
Centrus Energy CorpLEU
Century Aluminum CoCENX
Ceva IncCEVA
Charles River Laboratories International, Inc.CRL
Chart Industries Inc
Chefs' Warehouse, Inc.CHEF
Clean Energy Technologies, Inc.CETY
CNO Financial Group, Inc.CNO
CNX Resources CorpCNX
Columbia Seligman Premium Technology Growth Fund, Inc.STK
Comfort Systems USA IncFIX
Community Health Systems IncCYH
Commvault Systems IncCVLT
Connecticut Light & Power CoCNTHP
Copt Defense PropertiesCDP
Cracker Barrel Old Country Store, IncCBRL
Credit Acceptance CorpCACC
Cumberland Pharmaceuticals IncCPIX

D

Dawson Geophysical CoDWSN
Delcath Systems, Inc.DCTH
DexCom IncDXCM
Digi International IncDGII
Dorman Products, Inc.DORM
DXP Enterprises IncDXPE
Dynex Capital IncDX

E

Edison InternationalEIX
Emergent BioSolutions Inc.EBS
Encore Capital Group IncECPG×2
Entravision Communications CorpEVC
Envela CorpELA
Erie Indemnity CoERIE
ERP Operating Ltd PartnershipVRMK
Extreme Networks IncEXTR

F

Federal Realty Investment TrustFRT×2
Fidus Investment CorpFDUS×2
First Guaranty Bancshares, Inc.FGBI
Fluor CorpFLR
Formfactor IncFORM
Fossil Group, Inc.FOSL
Franklin Street Properties CorpFSP×2
FreightCar America, Inc.RAIL

G

G III Apparel Group LtdGIII×2
Gentex CorpGNTX
Gibraltar Industries, Inc.ROCK
Gladstone Commercial CorpGOOD×3
Global Industrial CoGIC
Globus Medical IncGMED
Grand Canyon Education, Inc.LOPE×2
Green Plains Inc.GPRE
Greenbrier Companies IncGBX

H

Hain Celestial Group IncHAIN
Hammer Technology Holdings Corp.HMMR
Hanover Insurance Group, Inc.THG
Hartford Insurance Group, Inc.HIG
Harvard Bioscience IncHBIO
Hennessy Advisors IncHNNA
Hub Group, Inc.HUBG
Hyatt Hotels CorpH
Hyster-Yale, Inc.HY

I

IDACORP IncIDA×2
IGC Pharma, Inc.IGC
Immersion CorpIMMR
Imperial Oil LtdIMO
Incyte CorpINCY
Innospec Inc.IOSP×2
Insight Enterprises IncNSIT
Insperity, Inc.NSP
Insteel Industries IncIIIN
Intrepid Potash, Inc.IPI
INVE Technologies, Inc.INVE×3
Invesco Ltd.IVZ
Iridex CorpIRIX
IZEA Worldwide, Inc.IZEA

J

JetBlue Airways CorpJBLU

K

KeyCorpKEY
Kite Realty Group TrustKRG

L

LAM Research CorpLRCX
Lantronix IncLTRX×2
Las Vegas Sands CorpLVS
Lazard, Inc.LAZ
Lineage Cell Therapeutics, Inc.LCTX

M

Magnachip Semiconductor CorpMX
Marchex IncMCHX
MarketAxess Holdings IncMKTX
Mastec IncMTZ
McDonald's CorpMCD
McEwen Inc.MUX
McGrath RentcorpMGRC
MDU Resources Group IncMDU
Mercer International Inc.MERC
MVB Financial CorpMVBF

N

Nacco Industries IncNC
Netscout Systems IncNTCT
Newmont CorpNEM
NN IncNNBR
Northwest Biotherapeutics IncNWBO
Nstar Electric CoNSARO
NVR IncNVR

O

Oceaneering International IncOII
Office Properties Income TrustOPI
Oil-Dri Corp of AmericaODC
Old Republic International CorpORI
Omeros CorpOMER
Open Text CorpOTEX
OptimumBank Holdings, Inc.OPHC
Orion Group Holdings IncORN×2

P

Pacific Biosciences of California, Inc.PACB
Pacira BioSciences, Inc.PCRX
Partnerre LtdPREJF
PC Connection IncCNXN
Pediatrix Medical Group, Inc.MD×2
Pentair PLCPNR
Phillips 66PSX
Photronics IncPLAB
Pool CorpPOOL
Positron CorpPOSC
Prestige Consumer Healthcare Inc.PBH
Progressive CorpPGR
ProPhase Labs, Inc.PRPH
Protalix BioTherapeutics, Inc.PLX

R

Realty Income CorpO
Reliance, Inc.RS
Rocky Brands, Inc.RCKY
Royal Gold IncRGLD×2
RPC IncRES

S

Saia IncSAIA×2
Sanfilippo John B & SON IncJBSS
Santander Holdings USA, Inc.SNUS-PH
Select Medical Holdings Corp
Sirius XM Holdings Inc.SIRI
SLR Investment Corp.SLRC
SM Energy CoSM
Smith Micro Software, Inc.SMSI
Sonoco Products CoSON
Sonoma Pharmaceuticals, Inc.SNOA
Southern California Edison CoSCE-PG×2
St JOE CoJOE
Stablecoin Development CorpSDEV
Standex International CorpSXI
Star Equity Holdings, Inc.STRR
SunCoke Energy, Inc.SXC
Sunrise Real Estate Group IncSRRE
Sunstone Hotel Investors, Inc.SHO

T

Targa Resources Corp.TRGP
Terex CorpTEX
Texas Roadhouse, Inc.TXRH
Theriva Biologics, Inc.TOVX
Tile Shop Holdings, Inc.TTSH
Transcat IncTRNS
Trex Co IncTREX×2
TripAdvisor, Inc.TRIP
Tutor Perini CorpTPC

U

UMB Financial CorpUMBF
Unisys CorpUIS
United Bancshares IncUBOH
United States Lime & Minerals IncUSLM
United Therapeutics CorpUTHR
Universal Logistics Holdings, Inc.ULH
Unum GroupUNM

V

Valaris LtdVAL
Valhi IncVHI
Viking Global Technologies, Inc.VGTK
Visteon CorpVC
Vivmark ResidentialVMRK
Vornado Realty TrustVNO

W

W.W. Grainger, Inc.GWW
W&T Offshore IncWTI
Wabash National CorpWNC×2
Wafd IncWAFD
WD 40 CoWDFC
Weed, Inc.BUDZ
Werner Enterprises IncWERN
Wesco International IncWCC
Westamerica BancorporationWABC
Westwater Resources, Inc.WWR
Westwood Holdings Group IncWHG
WEX Inc.WEX
World Kinect CorpWKC×2

X

XOMA Royalty Corp
Xylem Inc.XYL

Y

Yinfu Gold Corp.ELRE

Z

Zion Oil & Gas IncZNOG

GICGlobal Industrial Co·Impairment · Restructuring costs · Results, after-hours·16:30

Global Industrial Co: Impairment · Restructuring costs · Results, after-hours

ORN·Agreement ended·16:30

Orion Group Holdings Inc: Agreement ended

FSP·Acquisition or sale completed·13:19

Franklin Street Properties Corp: Acquisition or sale completed

Delisting noticesI

Pre-market6

08:00MDPediatrix Medical Group, Inc.
08:00DWSNDawson Geophysical Co
08:49IDAIDACORP Inc
08:51INVEINVE Technologies, Inc.
09:03DXDynex Capital Inc
09:18PREJFPartnerre Ltd

Market hours13

09:51SAIASaia Inc
10:12APAmpco Pittsburgh Corp
10:17

After-hours44

17:32WNCWabash National Corp
18:00AINAlbany International Corp
23:51

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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I

IOSPInnospec Inc.

10:22A

AROCArchrock, Inc.

10:36F

RAILFreightCar America, Inc.

11:49D

DORMDorman Products, Inc.

12:21T

TREXTrex Co Inc

12:32C

CLDXCelldex Therapeutics, Inc.

12:38F

FGBIFirst Guaranty Bancshares, Inc.

12:40B

BXCBlueLinx Holdings Inc.

14:32O

OPHCOptimumBank Holdings, Inc.

14:39R

RGLDRoyal Gold Inc

M

MDUMDU Resources Group Inc

16:00K

KRGKite Realty Group Trust

16:01S

JOESt JOE Co

16:02T

TRIPTripAdvisor, Inc.

16:02A

AMSFAmerisafe Inc

16:04S

SCE-PGSouthern California Edison Co

16:08P

CNXNPC Connection Inc

16:10A

AXTIAXT Inc

16:11A

ADUSAddus HomeCare Corp

16:12E

EVCEntravision Communications Corp

8

UPLOAD8

N-CSRS7

Insider filing, amended4/A5

Free writing prospectusFWP4

N-CSR4

Stake amendedSC 13D/A4

DFAN14A3

Shelf registrationS-33

Annual report10-K2

Prospectus supplement424B32

Exempt offering noticeD2

EFFECT2

Amended registration statementS-1/A2

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Initial ownership, amended3/A1

Prospectus supplement424B51

424B71

485APOS1

CT ORDER1

Exempt offering notice, amendedD/A1

Proxy statementDEF 14A1

Proxy materialDEFA14A1

DRS/A1

F-61

N-23C3A1

NTN 10K1

POS 8C1

Registration statementS-11

Employee plan registrationS-81

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

World Kinect CorpWKC · 10-Q · Sep 30 · 16:41

$9.91B

+4.2%

3M CoMMM · 10-Q · Sep 30 · —

$7.50B0.5%

McDonald's CorpMCD · 10-Q · Sep 30 · —

$7.15B0.2%

Progressive CorpPGR · 10-Q · Sep 30 · —

$4.42B+16.1%

W.W. Grainger, Inc.GWW · 10-Q · Sep 30 · —

$2.28B+7.9%

Visteon CorpVC · 10-Q · Dec 31 · —

$1.82B—

Erie Indemnity CoERIE · 10-Q · Sep 30 · —

$1.46B+83.4%

Advanced Micro Devices IncAMD · 10-Q · Mar 30 · —

$1.09B31.4%

Mastec IncMTZ · 10-Q · Sep 30 · 17:26

$1.07B+30.8%

CBRLCracker Barrel Old Country Store, Inc · Michael a Woodhouse, Director$1.75MSale · 27,699 sh

WABCWestamerica Bancorporation · Edward B Sylvester, Director$343.01KSale · 7,700 sh

WHGWestwood Holdings Group Inc · Raymond e Wooldridge, Director$169.40KSale · 4,400 sh

CETYClean Energy Technologies, Inc. · Israel Bijan, 10% owner$150.00KSale · 30,000,000 sh

ORIOld Republic International Corp · Aldo C Zucaro, Chairman and CEO$104.48KPurchase · 10,500 sh

Open insider activity

SNOA Sonoma Pharmaceuticals, Inc. · New agreement · Results, after-hours

17:28O

OMER Omeros Corp · New agreement

17:25N

NTCT Netscout Systems Inc · New agreement

17:17H

HNNA Hennessy Advisors Inc · New debt · New agreement

17:02M

MKTX MarketAxess Holdings Inc · New agreement

16:44N

NNBR NN Inc · New debt · New agreement

16:30O

ORN Orion Group Holdings Inc · Agreement ended

SAIA

· Officers or directors

16:11A

ADUS Addus HomeCare Corp · Officers or directors · Results, after-hours

14:49F

FOSL Fossil Group, Inc. · Officers or directors

12:58I

IZEA IZEA Worldwide, Inc. · Officers or directors

10:37F

FSP Franklin Street Properties Corp · Officers or directors

18:51V

VGTK Viking Global Technologies, Inc. · Officers or directors

The dayThursday, November 1