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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 8, 2012

Friday, November 9, 2012

611 filings · 500 companiesAll checks passed · Updated Oct 30

Mon, Nov 12, 2012 ›

Front page2 By time of day Results21 Reports293 Insiders52 Agreements8 Officers and directors5 Filings391 Index

Nothing from your lists

By time of day

391 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

165 without a time on file

Results

21 announced

Nothing from your lists

Reports

291 quarterly · 2 annual

CompanyRevenueOn the year

Global Partners LPGLP · 10-Q · Sep 30 · 18:53
$4.62B+22.6%

Nothing from your lists

Insiders

52 filings

Purchases$607.90K22 filings

Sales$86.08M30 filings

MTZMastec Inc · Jorge MAS, Director$50.16MSale · 2,200,000 sh

Nothing from your lists

Agreements

8 filings

21:01PRIM Primoris Services Corp · New debt · New agreement
17:29

Nothing from your lists

Officers and directors

5 filings

21:12MLI Mueller Industries Inc · Officers or directors
20:50

Nothing from your lists

Filings

391 listed

Find a company, form or word

17:00

17:32FNRN
FNRN First Northern Community Bancorp · Quarterly report
17:45MLAB
MLAB Mesa Laboratories Inc · Results, after-hours

18:00

18:43NNI
NNI Nelnet Inc · Results, after-hours
18:50INVX
INVX Innovex International, Inc. · Quarterly report
18:53GLP
GLP Global Partners LP · Quarterly report

19:00

19:02UTMD
UTMD Utah Medical Products Inc · Quarterly report
19:02NNI
NNI Nelnet Inc · Quarterly report
19:36ACR
ACR ACRES Commercial Realty Corp. · Quarterly report

20:00

20:11BCIC
BCIC BCP Investment Corp · Quarterly report
20:26BCIC
BCIC BCP Investment Corp · Results, after-hours

22:00

22:32AUMN
AUMN Golden Minerals Co · Quarterly report
22:44GHI
GHI Greystone Housing Impact Investors LP · Quarterly report
22:44REEMF
REEMF Rare Element Resources Ltd · Shareholder rights changed
22:53ORMP
ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement

00:00

00:44HNRG
HNRG Hallador Energy Co · Quarterly report

01:00

01:41FLNA
FLNA Filana Therapeutics, Inc. · Quarterly report

02:00

02:01RMTI
RMTI Rockwell Medical, Inc. · Quarterly report
02:40GTY
GTY Getty Realty Corp · Results, pre-market

06:00

06:08GAIA
GAIA Gaia, Inc · Quarterly report
06:08LVS
LVS Las Vegas Sands Corp · Quarterly report
06:27STGW
STGW Stagwell Inc · Quarterly report

07:00

07:31BKU
BKU BankUnited, Inc. · Quarterly report
07:40THFF
THFF First Financial Corp · Quarterly report
07:57ACIW
ACIW ACI Worldwide, Inc. · Quarterly report

08:00

08:05CUBE
CUBE CubeSmart · Results, pre-market
08:46AGYS
AGYS Agilysys Inc · Current report
08:55MHH
MHH Mastech Digital, Inc. · Quarterly report

09:00

09:00PALI
PALI Palisade Bio, Inc. · Quarterly report
09:01MNOV
MNOV Medicinova Inc · Investor disclosure
09:01TECH
TECH Bio-Techne Corp · Quarterly report
09:02CVU
CVU CPI Aerostructures Inc · Results, pre-market
09:04CPIX
CPIX Cumberland Pharmaceuticals Inc · Announcement
09:07SGRP
SGRP SPAR Group, Inc. · Quarterly report
09:19IDT
IDT IDT Corp · Amended annual report
09:31PEBK
PEBK Peoples Bancorp of North Carolina Inc · Quarterly report
09:38NWFL
NWFL Norwood Financial Corp · Quarterly report
09:52PLUR
PLUR Pluri Inc. · Announcement

10:00

10:16NFTM
NFTM Buildablock Corp. · Amended quarterly report
10:26ECTM
ECTM ECA Marcellus Trust I · Quarterly report
10:29NGS
NGS Natural Gas Services Group Inc · Quarterly report

40 of 391

Index

Forms filed

Quarterly report10-Q285
Current report8-K79
Insider filing477
Foreign issuer report6-K40
Passive stake amendedSC 13G/A22
CORRESP

360 companies

Find a company

#

1 800 Flowers Com IncFLWS

A

abrdn Gold ETF TrustSGOL
abrdn Palladium ETF TrustPALL
abrdn Platinum ETF TrustPPLT
abrdn Precious Metals Basket ETF TrustGLTR
abrdn Silver ETF TrustSIVR
Abundia Global Impact Group, Inc.AGIG
ACI Worldwide, Inc.ACIW
Acme United CorpACU
ACRES Commercial Realty Corp.ACR
Adamas Trust, Inc.ADAM
Advent Convertible & Income FundAVK
Agilysys IncAGYS
Agnt, Inc.AGNT
AI Financial CorpAIFC
Akamai Technologies IncAKAM
Alaunos Therapeutics, Inc.TCRT
Alexandria Real Estate Equities, Inc.ARE
Align Technology IncALGN
Alliance Resource Partners LPARLP
Alliant Energy CorpLNT
Ameren CorpAEE
Ameren Illinois CoAILIH
Ameresco, Inc.AMRC
American Assets Trust, Inc.AAT
American National Group Inc.ANG-PD
Ameris BancorpABCB
Ameriserv Financial IncASRV
Ames National CorpATLO
Ampco Pittsburgh CorpAP
Amplify Energy Corp.AMPY
Andersons, Inc.ANDE
Angiodynamics IncANGO
Arch Capital Group Ltd.ACGL
Artificial Intelligence Technology Solutions Inc.AITX
Artisan Consumer Goods, Inc.ARRT
Arts WAY Manufacturing Co IncARTW
Assured Guaranty LtdAGO
Astec Industries IncASTE
Asure Software IncASUR
Atlantic American CorpAAME
ATN International, Inc.ATNI
Avis Budget Group, Inc.CAR
Axim Biotechnologies, Inc.AXIM
Axon Enterprise, Inc.AXON
AXT IncAXTI

B

Ball CorpBALL
Bancorp, Inc.TBBK
Bank of South Carolina Corp
Bank of the James Financial Group IncBOTJ
BankUnited, Inc.BKU
BAR Harbor BanksharesBHB
BCB Bancorp IncBCBP
BCP Investment CorpBCIC×2
Beacon Financial CorpBBT
BEL Fuse IncBELFA
Big Sky Industrial Inc.BSIN×2
Bio-Techne CorpTECH
Blink Charging Co.BLNK
Brookdale Senior Living Inc.BKD
Brown & Brown, Inc.BRO
BTCS Inc.BTCS
Buckle IncBKE
Buildablock Corp.NFTM

C

D

Dawson Geophysical CoDWSN
Delcath Systems, Inc.DCTH
Diebold Nixdorf, IncDBD
Diodes IncDIOD
Dixie Group IncDXYN×3
Douglas Dynamics, IncPLOW

E

E.W. Scripps CoSSP
ECA Marcellus Trust IECTM
Electro Sensors Inc
Emmaus Life Sciences, Inc.EMMA
Endovia Health Sciences, Inc.EDVA
Energy Services of America CORPESOA
Entergy Arkansas, LLCEAI
Entergy Louisiana, LLCELC
Entergy Mississippi, LLCEMP
Entergy New Orleans, LLCENJ
Entergy Texas, Inc.ETI-P
Enterprise Products Partners L.P.EPD
Ernexa Therapeutics Inc.ERNA
Escalade IncESCA
Everest Group, Ltd.EG
Evolution Petroleum CorpEPM
Expand Energy CorpEXE
EyePoint, Inc.EYPT

F

Federal Signal CorpFSS×2
Fidelity D & D Bancorp IncFDBC
Filana Therapeutics, Inc.FLNA
First BancorpFBNC
First BancorpFBP
First Bancorp, IncFNLC
First Citizens Bancshares IncFCNCA×2
First Financial CorpTHFF
First Keystone CorpFKYS
First Merchants CorpFRME
First Northern Community BancorpFNRN
Firsthand Technology Value Fund, Inc.SVVC×2
Flagstar Bank, National AssociationFLG
Flywheel Advanced Technology, Inc.FWFW
Forestar Group Inc.FOR
Forrester Research, Inc.FORR
Franklin Financial Services CorpFRAF
FreightCar America, Inc.RAIL
Fulton Financial CorpFULT

G

Gaia, IncGAIA
Galectin Therapeutics IncGALT×2
Genco Shipping & Trading LtdGNK
Genpact LTDG
German American Bancorp, Inc.GABC
Getty Realty CorpGTY×2
Global Indemnity Group, LLCGBLI
Global Net Lease, Inc.GNL
Global Partners LPGLP
Globalstar, Inc.GSAT
Golden Minerals CoAUMN×2
Grand Canyon Education, Inc.LOPE
Great Southern Bancorp, Inc.GSBC×2
Green Brick Partners, Inc.GRBK
Green DOT CorpGDOT
Greene County Bancorp IncGCBC
Greystone Housing Impact Investors LPGHI
Groupon, Inc.GRPN

H

Hain Celestial Group IncHAIN
Hallador Energy CoHNRG
HCI Group, Inc.HCI
Healthcare Realty Trust IncHR
Heartland Express IncHTLD
Home Federal Bancorp, Inc. of LouisianaHFBL
Hudson Pacific Properties, Inc.HPP

I

IDACORP IncIDA
IDT CorpIDT
Imunon, Inc.IMNN
Independence Realty Trust, Inc.IRT
Independent Bank CorpIBCP
Information Services Group Inc.III
Innovate Corp.VATE
Innovative Food Holdings IncIVFH
Innovex International, Inc.INVX×2
Inotiv, Inc.
Inseego Corp.INSG
Interactive Brokers Group, Inc.IBKR
Intergroup CorpINTG
International Stem Cell CORPISCO
INVE Technologies, Inc.INVE
InvenTrust Properties Corp.IVT

J

Jakks Pacific IncJAKK
Jazz Pharmaceuticals plcJAZZ
Johnson & JohnsonJNJ
Juniata Valley Financial CorpJUVF

K

Kennedy-Wilson Holdings, Inc.
Key Tronic CorpKTCC
Kingsway CorpKWY
Koppers Holdings Inc.KOP

L

Landmark Bancorp IncLARK
Landstar System IncLSTR
Las Vegas Sands CorpLVS
LCI IndustriesLCII
Lemaitre Vascular IncLMAT
Liberty ALL Star Equity FundUSA
Liberty ALL Star Growth Fund Inc.ASG
Lightbridge CorpLTBR
Lineage Cell Therapeutics, Inc.LCTX×2
LivePerson Inc

M

Maiden Holdings, Ltd.MHLA×2
Mannkind CorpMNKD
Marathon Petroleum CorpMPC
Marten Transport LtdMRTN
Mastec IncMTZ×2
Mastech Digital, Inc.MHH
Matrix Service CoMTRX
Mechanics BancorpMCHB
Medical Properties Trust IncMPT
Medicinova IncMNOV
Medifast IncMED
MedWellAI, Inc.MWAI
Merck & Co., Inc.MRK
Merit Medical Systems IncMMSI
Mesa Laboratories IncMLAB
Mesa Royalty TrustMTR
Mgic Investment CorpMTG
MGM Resorts InternationalMGM
MGP Ingredients IncMGPI
MGT Capital Investments, Inc.MGTI
Microchip Technology IncMCHP
Milestone Scientific Inc.MLSS
Monster Beverage CorpMNST
Mueller Industries IncMLI
Myriad Genetics IncMYGN

N

National Presto Industries IncNPK
Natural Gas Services Group IncNGS×2
NBT Bancorp IncNBTB
Nektar TherapeuticsNKTR
Nelnet IncNNI×2
Nephros IncNEPH
Nexstar Media Group, Inc.NXST
Norwood Financial CorpNWFL
Novavax IncNVAX
Nstar Electric CoNSARO
Nuveen New York Amt-Free Quality Municipal Income FundNRK×6
Nuvera Communications, Inc.NUVR
Nuwellis, Inc.NUWE
NWPX Infrastructure, Inc.NWPX

O

Oceanfirst Financial CorpOCFC
OFG BancorpOFG×2
Ohio Valley Banc CorpOVBC
Old Market Capital CorpOMCC×2
Omeros CorpOMER×2
Omnicell, Inc.OMCL
Oncotelic Therapeutics, Inc.OTLC
One Liberty Properties IncOLP
Opko Health, Inc.OPK
Option Care Health, Inc.OPCH
Oramed Pharmaceuticals Inc.ORMP
Orasure Technologies IncOSUR
Orion Energy Systems, Inc.OESX
Otter Tail CorpOTTR
Oxford Square Capital Corp.OXSQ

P

Palisade Bio, Inc.PALI×2
Park Ohio Holdings CorpPKOH
PDF Solutions IncPDFS
Peapack Gladstone Financial CorpPGC
Pediatrix Medical Group, Inc.MD×3
PennyMac Mortgage Investment TrustPMT
Peoples Bancorp of North Carolina IncPEBK
Pfizer IncPFE
Pluri Inc.PLUR
Portsmouth Square IncPRSI
Post Holdings, Inc.POST×2
Presidio Property Trust, Inc.SQFT
Primeenergy Resources CorpPNRG
Primoris Services CorpPRIM
Procyon CorpPCYN
ProShares Trust IIAGQ
Prosperity Bancshares IncPB
Provident Financial Holdings IncPROV×2
Provident Financial Services IncPFS
Public StoragePSA
Puma Biotechnology, Inc.PBYI

Q

Qualys, Inc.QLYS
Quantum CorpQMCO

R

RadNet, Inc.RDNT
Rare Element Resources LtdREEMF
Reading International IncRDI
Regency Centers CorpREG
Regis CorpRGS
Renasant CorpRNST
Rezolute, Inc.RZLT
Rockwell Medical, Inc.RMTI
RPC IncRES
Rush Enterprises IncRUSHA

S

Safehold Inc.SAFE
Saga Communications IncSGA
Salem Media Group, Inc.
San Juan Basin Royalty TrustSJT
Sandridge Energy IncSD
Santander Holdings USA, Inc.SNUS-PH
Saratoga Investment Corp.SAR
Shore Bancshares IncSHBI
Silgan Holdings IncSLGN
Silvercrest Asset Management Group Inc.SAMG
Simmons First National CorpSFNC
SITE Centers Corp.SITC
SL Green Realty CorpSLG
Solitario Resources Corp.XPL
Sonida Senior Living, Inc.SNDA
Southern Copper CorpSCCO
SouthState Bank CorpSSB
SPAR Group, Inc.SGRP
Spectrum Brands Holdings, Inc.SPB
Stagwell IncSTGW
Standard Biotools Inc.LAB
Stifel Financial CorpSF
Stoneridge IncSRI
Strategic Education, Inc.STRA×2
Stride, Inc.LRN
Sundance Strategies, Inc.SUND
Sunhydrogen, Inc.HYSR
SWK Holdings CorpSWKHL

T

Tempest Therapeutics, Inc.TPST
Teradyne, IncTER
Terawulf Inc.WULF
Tetra Technologies IncTTI
Teucrium Commodity TrustBTCK
Theglobe Com IncTGLO
Tile Shop Holdings, Inc.TTSH
Timberland Bancorp IncTSBK
Tompkins Financial CorpTMP
Transcat IncTRNS
Trico BancsharesTCBK
Trutankless, Inc.TKLS

U

U S Physical Therapy IncUSPH
Ubiquiti Inc.UI
UFP Technologies IncUFPT
Union Bankshares IncUNB
Union Electric CoUELMO
United Guardian IncUG
United States 12 Month Oil Fund, LPUSL
United States Commodity Index Funds TrustUSCI
United States Gasoline Fund, LPUGA
United States Natural Gas Fund, LPUNG
United States Oil Fund, LPUSO
Unity Bancorp IncUNTY
Universal Insurance Holdings, Inc.UVE×2
Utah Medical Products IncUTMD
UTG IncUTGN

V

Valley National BancorpVLY
Veru Inc.VERU
VirnetX Holding CorpVHC
Viskase Holdings, Inc.VISK

W

Wabash National CorpWNC
Westwater Resources, Inc.WWR×2
Westwood Holdings Group IncWHG
Where Food Comes From, Inc.WFCF×2
Willis Lease Finance CorpWLFC
WSFS Financial CorpWSFS
Wynn Resorts LtdWYNN

Y

YPF Sociedad AnonimaYPF

Z

Zurn Elkay Water Solutions CorpZWS

IVFHInnovative Food Holdings Inc·Auditor change·13:36

Innovative Food Holdings Inc: Auditor change

REEMF·Shareholder rights changed·22:44

Rare Element Resources Ltd: Shareholder rights changed

Delisting noticesE

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market3

02:40GTYGetty Realty Corp
08:05CUBECubeSmart
09:02

12

Prospectus supplement424B38

40-17G7

Amended quarterly report10-Q/A6

Merger communication4256

Initial ownership35

Passive stake reportedSC 13G5

UPLOAD5

Institutional holdings13F-HR3

Annual report to shareholdersARS3

Exempt offering noticeD3

Proxy statementDEF 14A3

Employee plan registrationS-83

Stake amendedSC 13D/A3

Amended annual report10-K/A2

Prospectus supplement424B22

4972

Proxy materialDEFA14A2

Late filing noticeNT 10-Q2

Preliminary proxy statementPRE 14A2

PRE 14C2

Amended registration statementS-1/A2

SUPPL2

Prospectus424B41

Exchange listing8-A12B1

Current report (amended)8-K/A1

CERTNYS1

CT ORDER1

DFAN14A1

EFFECT1

Free writing prospectusFWP1

N-CSRS1

POS 8C1

POS AM1

POS EX1

PRRN14A1

RW1

Shelf registrationS-31

Stake reportedSC 13D1

Tender offerSC TO-I1

SC TO-I/A1

C

CVUCPI Aerostructures Inc

Market hours8

10:50WULFTerawulf Inc.
11:30STRAStrategic Education, Inc.
12:59INVXInnovex International, Inc.
14:25PALIPalisade Bio, Inc.
14:38UVEUniversal Insurance Holdings, Inc.
14:47FCNCAFirst Citizens Bancshares Inc
14:59PROVProvident Financial Holdings Inc
15:50NGSNatural Gas Services Group Inc

After-hours10

17:45MLABMesa Laboratories Inc
18:43NNINelnet Inc
20:26BCICBCP Investment Corp
16:18OMEROmeros Corp
16:49ISCOInternational Stem Cell CORP
17:16AUMNGolden Minerals Co
18:48WFCFWhere Food Comes From, Inc.
19:23TSBKTimberland Bancorp Inc
20:19UNBUnion Bankshares Inc
21:17GALTGalectin Therapeutics Inc

Las Vegas Sands CorpLVS · 10-Q · Sep 30 · 06:08

$2.71B

+12.5%

CDW CorpCDW · 10-Q · Sep 30 · —

$2.62B+1.6%

IDT CorpIDT · 10-K/A · Jul 31 · 09:19

$1.51B+11.5%

Everest Group, Ltd.EG · 10-Q · Sep 30 · 13:35

$1.22B+18.9%

Silgan Holdings IncSLGN · 10-Q · Sep 30 · 12:18

$1.14B0.7%

Alliant Energy CorpLNT · 10-Q · Sep 30 · —

$887.60M+1.9%

Rush Enterprises IncRUSHA · 10-Q · Sep 30 · 12:52

$745.13M+7.0%

Santander Holdings USA, Inc.SNUS-PH · 10-Q · Sep 30 · 12:57

$667.80M43.9%

Groupon, Inc.GRPN · 10-Q · Sep 30 · —

$568.55M+32.2%

MTZMastec Inc · Jose Ramon MAS, CEO$25.08MSale · 1,100,000 sh

BKEBuckle Inc · Dennis H Nelson, PRESIDENT & CEO$2.05MSale · 41,931 sh

LSTRLandstar System Inc · Diana M Murphy, Director$1.33MSale · 26,000 sh

MDPediatrix Medical Group, Inc. · Roger K Freeman, Director$1.13MSale · 14,926 sh

MDPediatrix Medical Group, Inc. · David A. Clark, COO, Pediatrix Division$762.01KSale · 9,881 sh

Open insider activity

EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement

17:04B

BLNK Blink Charging Co. · Unregistered shares sold · New agreement

16:52C

CFNB California First Leasing Corp · New debt

16:36S

SCCO Southern Copper Corp · New debt · New agreement

11:32G

GRBK Green Brick Partners, Inc. · New agreement

11:30S

STRA Strategic Education, Inc. · New debt · New agreement · Results, market hours

22:53O

ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement

WFCF Where Food Comes From, Inc. · Officers or directors

16:06W

WHG Westwood Holdings Group Inc · Officers or directors

15:18A

ASUR Asure Software Inc · Officers or directors

15:10V

VERU Veru Inc. · Bylaws or fiscal year changed · Officers or directors

The dayFriday, November 9