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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 14, 2012

Thursday, November 15, 2012

393 filings · 290 companiesAll checks passed · Updated Oct 30

Fri, Nov 16, 2012 ›

Front page4 By time of day Results13 Reports26 Insiders71 Agreements12 Officers and directors9 Filings144 Index

Nothing from your lists

By time of day

144 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

47 without a time on file

Results

13 announced

Nothing from your lists

Reports

15 quarterly · 11 annual

CompanyRevenueOn the year

Sally Beauty Holdings, Inc.SBH · 10-K · Sep 30 · 17:22
$3.52B+7.8%

Nothing from your lists

Insiders

71 filings

Purchases$9.62M39 filings

Sales$301.07M32 filings

AWIArmstrong World Industries Inc · Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust, 10% owner$196.64MSale · 4,016,409 sh

Nothing from your lists

Agreements

12 filings

22:23LTRX Lantronix Inc · Bylaws or fiscal year changed · Shareholder vote · New agreement · Officers or directors
21:17

Nothing from your lists

Officers and directors

9 filings

22:23LTRX Lantronix Inc · Bylaws or fiscal year changed · Shareholder vote · New agreement · Officers or directors
21:58

Nothing from your lists

Filings

144 listed

Find a company, form or word

17:00

17:41SOBR
SOBR SOBR Safe, Inc. · Late filing notice

18:00

18:45CRDF
CRDF Cardiff Oncology, Inc. · Results, after-hours

19:00

19:12PKTX
PKTX ProtoKinetix, Inc. · Late filing notice

20:00

20:04LBSR
LBSR Liberty Star Uranium & Metals Corp. · Agreement ended · New agreement
20:48UELMO
UELMO Union Electric Co · Agreement ended · New debt · New agreement

22:00

22:40XELB
XELB XCel Brands, Inc. · Late filing notice

00:00

00:30SNBH
SNBH Sentient Brands Holdings Inc. · Late filing notice
00:47PRIM
PRIM Primoris Services Corp · New agreement

02:00

02:28—
— Simulations Plus, Inc. · Annual report

05:00

05:00QUTX
QUTX Quantum X Inc. · Quarterly report

06:00

06:04CSIQ
CSIQ Canadian Solar Inc. · Tender offer
06:30IPM
IPM Intelligent Protection Management Corp. · Investor disclosure

07:00

07:30FCBC
FCBC First Community Bankshares Inc · Investor disclosure

08:00

08:31WSO
WSO Watsco Inc · Officers or directors
08:38OPNW
OPNW OpenWorld, Inc. · Shareholder vote
08:47ROP
ROP Roper Technologies Inc · Current report

09:00

09:59SLNG
SLNG Stabilis Solutions, Inc. · Results, market hours

10:00

10:09LXU
LXU LSB Industries, Inc. · Announcement
10:09GTHP
GTHP Guided Therapeutics Inc · Results, market hours
10:13KINS
KINS Kingstone Companies, Inc. · Results, market hours
10:41DX
DX Dynex Capital Inc · Investor disclosure
10:43AWI
AWI Armstrong World Industries Inc · Stake amended
10:51JRI
JRI Nuveen Real Asset Income & Growth Fund · Announcement
10:56HGYN
HGYN Hong Yuan Holding Group · New agreement

11:00

11:01KFFB
KFFB Kentucky First Federal Bancorp · Late filing notice
11:08NIXX
NIXX Nixxy, Inc. · Late filing notice
11:27ESCA
ESCA Escalade Inc · Results, market hours
11:29MNRO
MNRO Monro, Inc. · Agreement ended · New agreement
11:42NRT
NRT North European Oil Royalty Trust · Results, market hours
11:50DX
DX Dynex Capital Inc · Announcement

12:00

12:23OFLX
OFLX Omega Flex, Inc. · Announcement
12:33SBH
SBH Sally Beauty Holdings, Inc. · Results, market hours

13:00

13:05GCTK
GCTK Glucotrack, Inc. · Late filing notice
13:11FF
FF FutureFuel Corp. · Investor disclosure
13:29WKHS
WKHS Workhorse Group Inc. · Late filing notice
13:31CTBI
CTBI Community Trust Bancorp Inc · Investor disclosure
13:36DTST
DTST Data Storage Corp · Late filing notice
13:36WKHS
WKHS Workhorse Group Inc. · Quarterly report
13:41INTG
INTG Intergroup Corp · Announcement
13:58PPSI
PPSI Pioneer Power Solutions, Inc. · Results, market hours

40 of 144

Index

Forms filed

Insider filing4134
Current report8-K76
Foreign issuer report6-K38
Late filing noticeNT 10-Q29
Quarterly report10-Q13
UPLOAD

135 companies

Find a company

A

Aemetis, IncAMTX
Aifu Inc.AIFU
Ameren Illinois CoAILIH
American Coastal Insurance CorpACIC×2
Armstrong World Industries IncAWI×4
Ascent Industries Co.ACNT
Aware IncAWRE×3
Axe Compute Inc.AGPU

B

Bancfirst CorpBANF
Bank of South Carolina Corp
Boise Cascade CoBCC
BRC Group Holdings, Inc.RILY
Buckle IncBKE
Bunker Hill Mining Corp.BHLL
Butler National CorpBUKS

C

Canadian Solar Inc.CSIQ
Cardiff Oncology, Inc.CRDF
Carver Bancorp IncCARV
Casey's General Stores IncCASY
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Chase Packaging CorpWHLT
Community Trust Bancorp IncCTBI
ConnectOne Bancorp, Inc.CNOB
CorMedix Inc.CRMD
Crown Crafts IncCRWS
Crown Equity Holdings, Inc.CRWE

D

Data Storage CorpDTST
Denison Mines Corp.DNN
Digerati Technologies, Inc.DTGI
Digital Turbine, Inc.APPS
Dolby Laboratories, Inc.DLB
Dollar Tree, Inc.DLTR
Dominari Holdings Inc.DOMH
Dynex Capital IncDX×2
DyTb, LLC

E

Egain CorpEGAN
Elite Pharmaceuticals IncELTP
Eloxx Pharmaceuticals, Inc.ELOX
Encore Capital Group IncECPG
Endonovo Therapeutics, Inc.ENDV
Enphase Energy, Inc.ENPH
Envela CorpELA
Equus Total Return, Inc.EQS
Escalade IncESCA

F

First Choice Healthcare Solutions, Inc.FCHS
First Community Bankshares IncFCBC
Forward Industries, Inc.FWDI
Franklin Templeton IncBEN
Full House Resorts IncFLL
FutureFuel Corp.FF

G

Georgia Power CoGPJA
Gilat Satellite Networks LtdGILT
Global AI, Inc.GLAI×5
Glucotrack, Inc.GCTK
Gold Resource Corp
Golden Star Resource Corp.GLNS
Groove Botanicals Inc.GRVE
GT Biopharma, Inc.GTBP
Guided Therapeutics IncGTHP

H

Home Federal Bancorp, Inc. of LouisianaHFBL
Hong Yuan Holding GroupHGYN

I

Innospec Inc.IOSP
Intelligent Protection Management Corp.IPM
Intergroup CorpINTG

K

Kaya Holdings, Inc.
Kentucky First Federal BancorpKFFB
Kingstone Companies, Inc.KINS
Kraig Biocraft Laboratories, Inc.KBLB

L

Lantronix IncLTRX
Las Vegas Sands CorpLVS
Liberty Star Uranium & Metals Corp.LBSR
Lineage Cell Therapeutics, Inc.LCTX
LSB Industries, Inc.LXU

M

Manhattan Bridge Capital, IncLOAN
Marker Therapeutics, Inc.MRKR
Marvion Inc.MVNC
Medical Care Technologies Inc.MDCE
Mobiquity Technologies, Inc.MOBQ
Monro, Inc.MNRO

N

Natural Grocers by Vitamin Cottage, Inc.NGVC
NextPlat CorpNXPL
Nixxy, Inc.NIXX
North European Oil Royalty TrustNRT
Northwest Biotherapeutics IncNWBO×2
NovelStem International Corp.NSTM
Nutra Pharma CorpNPHC
Nuveen Real Asset Income & Growth FundJRI

O

Ocean Thermal Energy CorpCPWR
Omega Flex, Inc.OFLX
OpenWorld, Inc.OPNW
Originclear, Inc.OCLN

P

Palatin Technologies IncPTN
Pioneer Power Solutions, Inc.PPSI
Positron CorpPOSC
Primoris Services CorpPRIM
ProtoKinetix, Inc.PKTX×2

Q

Quantum X Inc.QUTX
Quest Resource Holding CorpQRHC
Quest Water Global, Inc.QWTR

R

Rave Restaurant Group, Inc.RAVE
Roper Technologies IncROP

S

Sally Beauty Holdings, Inc.SBH×2
Sentient Brands Holdings Inc.SNBH
ServisFirst Bancshares, Inc.SFBS
Shutterstock, Inc.SSTK
Simulations Plus, Inc.
Skytech Orion Global Corp.SKTG
SL Green Realty CorpSLG
SOBR Safe, Inc.SOBR
Sono TEK CorpSOTK
Special Opportunities Fund, Inc.SPE
Spectrum Brands Holdings, Inc.SPB
Stabilis Solutions, Inc.SLNG
Suburban Propane Partners LPSPH
Sundance Strategies, Inc.SUND

T

T-REX Acquisition Corp.TRXA
Talphera, Inc.TLPH
Tanke Biosciences CorpTNBI
Tetra Tech IncTTEK
TG Therapeutics, Inc.TGTX×2
Thunder Mountain Gold IncTHMG
Tutor Perini CorpTPC
Twin Disc IncTWIN

U

Union Electric CoUELMO
Universal Insurance Holdings, Inc.UVE

V

Veeco Instruments IncVECO×2
Vuzix CorpVUZI

W

Waste Energy Corp.WAST
Watsco IncWSO
Woodward, Inc.WWD
Workhorse Group Inc.WKHS×2

X

XCel Brands, Inc.XELB
Xeriant, Inc.XERI
Xtra-Gold Resources CorpXTGRF

FLLFull House Resorts Inc·Agreement ended · New agreement · Officers or directors·14:45

Full House Resorts Inc: Agreement ended · New agreement · Officers or directors

MNRO·Agreement ended · New agreement·11:29

Monro, Inc.: Agreement ended · New agreement

UELMO·Agreement ended · New debt · New agreement·20:48

Union Electric Co: Agreement ended · New debt · New agreement

LBSR·Agreement ended · New agreement·20:04

Liberty Star Uranium & Metals Corp.: Agreement ended · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours9

09:59SLNGStabilis Solutions, Inc.
10:09GTHPGuided Therapeutics Inc
10:13

13

Prospectus supplement424B38

Annual report10-K7

Proxy materialDEFA14A6

CORRESP5

EFFECT5

Amended annual report10-K/A4

4974

Annual ownership54

Stake amendedSC 13D/A4

Initial ownership33

Free writing prospectusFWP3

Stake reportedSC 13D3

Amended quarterly report10-Q/A2

40-17G2

CT ORDER2

F-6EF2

N-Q2

Registration statementS-12

Amended registration statementS-1/A2

S-3ASR2

Notice of intent to sell1441

20FR12G/A1

Prospectus supplement424B21

Merger communication4251

CERTNAS1

Exempt offering noticeD1

F-101

F-X1

N-21

Preliminary proxy statementPRE 14A1

PRER14A1

RW1

S-11/A1

Employee plan registrationS-81

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

SC TO-C1

Tender offerSC TO-I1

K

KINSKingstone Companies, Inc.

11:27E

ESCAEscalade Inc

11:42N

NRTNorth European Oil Royalty Trust

12:33S

SBHSally Beauty Holdings, Inc.

13:58P

PPSIPioneer Power Solutions, Inc.

14:05E

ELOXEloxx Pharmaceuticals, Inc.

15:00D

DOMHDominari Holdings Inc.

After-hours4

18:45CRDFCardiff Oncology, Inc.
16:50SSTKShutterstock, Inc.
21:05NGVCNatural Grocers by Vitamin Cottage, Inc.
21:16BKEBuckle Inc

Dolby Laboratories, Inc.DLB · 10-K · Sep 28 · —

$933.01M

2.9%

Ascent Industries Co.ACNT · 10-Q/A · Sep 29 · 15:17

$50.27M+8.8%

Tanke Biosciences CorpTNBI · 10-K/A · Dec 31 · 14:56

$23.83M+18.6%

ConnectOne Bancorp, Inc.CNOB · 10-Q · Sep 30 · 15:59

$13.82M+13.9%

Mobiquity Technologies, Inc.MOBQ · 10-Q · Sep 30 · —

$770.39K+18.5%

First Choice Healthcare Solutions, Inc.FCHS · 10-Q · Sep 30 · 16:10

$270.55K16.2%

Nutra Pharma CorpNPHC · 10-K/A · Dec 31 · 16:50

$159.60K88.9%

Quantum X Inc.QUTX · 10-Q · Sep 30 · 05:00

$58.90K—

Simulations Plus, Inc.— · 10-K · Aug 31 · 02:28

$9.45K+8.1%

AWIArmstrong World Industries Inc · Coulter James G, 10% owner$57.95MSale · 1,183,591 sh

SPESpecial Opportunities Fund, Inc. · Samuels Steven$28.14MSale · 1,984,534 sh

AWREAware Inc · John S Stafford III, Director$6.00MPurchase · 1,000,000 sh

LVSLas Vegas Sands Corp · Michael a Leven, President and CEO$5.55MSale · 129,035 sh

AWREAware Inc · Stafford Susan Yang, 10% owner$4.07MSale · 678,866 sh

Open insider activity

SLG SL Green Realty Corp · New debt · New agreement

20:37S

SFBS ServisFirst Bancshares, Inc. · New debt · New agreement

16:36T

TGTX TG Therapeutics, Inc. · New agreement · Officers or directors

16:28U

UVE Universal Insurance Holdings, Inc. · New agreement

15:48C

CRMD CorMedix Inc. · New agreement

14:45F

FLL Full House Resorts Inc · Agreement ended · New agreement · Officers or directors

11:29M

MNRO Monro, Inc. · Agreement ended · New agreement

FWDI Forward Industries, Inc. · Officers or directors

21:55R

RAVE Rave Restaurant Group, Inc. · Officers or directors

21:21S

SOTK Sono TEK Corp · Officers or directors

18:49S

SPH Suburban Propane Partners LP · Officers or directors

16:36T

TGTX TG Therapeutics, Inc. · New agreement · Officers or directors

16:32E

ENPH Enphase Energy, Inc. · Officers or directors

14:45F

FLL Full House Resorts Inc · Agreement ended · New agreement · Officers or directors

The dayThursday, November 15