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What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 9, 2012

Tuesday, November 13, 2012

622 filings · 438 companiesAll checks passed · Updated Oct 30

Wed, Nov 14, 2012 ›

Front page5 By time of day Results32 Reports147 Insiders73 Agreements15 Officers and directors22 Filings284 Index

Nothing from your lists

By time of day

284 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

65 without a time on file

Results

32 announced

Nothing from your lists

Reports

137 quarterly · 10 annual

CompanyRevenueOn the year

Qwest CorpCTGG · 10-Q · Sep 30 · 16:03
$2.18B0.3%

Nothing from your lists

Insiders

73 filings

Purchases$4.33M44 filings

Sales$7.67M29 filings

STRAStrategic Education, Inc. · J David Wargo, Director$2.75MPurchase · 60,000 sh

Nothing from your lists

Agreements

15 filings

21:57EVI EVI Industries, Inc. · Shareholder vote · New agreement · Results, after-hours
21:45

Nothing from your lists

Officers and directors

22 filings

22:12IDN Intellicheck, Inc. · Officers or directors
21:49

Nothing from your lists

Filings

284 listed

Find a company, form or word

18:00

18:42RLMD
RLMD Relmada Therapeutics, Inc. · Registration statement
18:57NPHC
NPHC Nutra Pharma Corp · Annual report

19:00

19:06VISK
VISK Viskase Holdings, Inc. · Stake amended

20:00

20:16JSDA
JSDA Jones Soda Co. · Quarterly report

02:00

02:00RLBY
RLBY Reliability Inc · Quarterly report

06:00

06:04MEGR
MEGR First America Resources Corp · Quarterly report
06:04GLP
GLP Global Partners LP · Announcement
06:05CAKE
CAKE Cheesecake Factory Inc · Officers or directors
06:06NLY
NLY Annaly Capital Management Inc · Stake amended
06:07NLY
NLY Annaly Capital Management Inc · Announcement
06:07BGMS
BGMS Bio Green Med Solution, Inc. · Results, pre-market
06:15NPKI
NPKI NPK International Inc. · Investor disclosure
06:15IOVA
IOVA Iovance Biotherapeutics, Inc. · Late filing notice
06:17NMAD
NMAD Nomad Power Solutions, Inc. · Quarterly report
06:23LITS
LITS Lite Strategy, Inc. · Quarterly report
06:26PRLB
PRLB Proto Labs Inc · Amended registration statement
06:28GLAD
GLAD Gladstone Capital Corp · Results, pre-market
06:30GLAD
GLAD Gladstone Capital Corp · Annual report
06:30XXII
XXII 22nd Century Group, Inc. · Unregistered shares sold · New agreement
06:34WULF
WULF Terawulf Inc. · Quarterly report
06:35TGTX
TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors
06:36EHSI
EHSI Elite Health Systems Inc. · Quarterly report
06:42TROX
TROX Tronox Holdings plc · Officers or directors · Results, pre-market
06:47FTFT
FTFT Future FinTech Group Inc. · Quarterly report
06:53UFI
UFI Unifi Inc · Investor disclosure

07:00

07:01SLS
SLS SELLAS Life Sciences Group, Inc. · Quarterly report
07:04SLS
SLS SELLAS Life Sciences Group, Inc. · Results, pre-market
07:12BWMG
BWMG Brownie's Marine Group, Inc · Quarterly report
07:15ALTO
ALTO Alto Ingredients, Inc. · Results, pre-market
07:25RDNT
RDNT RadNet, Inc. · Results, pre-market
07:30BKU
BKU BankUnited, Inc. · Investor disclosure
07:50PPCB
PPCB Propanc Biopharma, Inc. · Late filing notice
07:53VGTK
VGTK Viking Global Technologies, Inc. · Proxy statement

08:00

08:00MGHL
MGHL Morgan Group Holding Co · Quarterly report
08:07KRG
KRG Kite Realty Group Trust · Officers or directors
08:24IVT
IVT InvenTrust Properties Corp. · Investor disclosure
08:44KRG
KRG Kite Realty Group Trust · Investor disclosure
08:56CPIX
CPIX Cumberland Pharmaceuticals Inc · Announcement

09:00

09:00SNWV
SNWV SANUWAVE Health, Inc. · Agreement ended · New agreement · Officers or directors
09:01GTHP
GTHP Guided Therapeutics Inc · Quarterly report

40 of 284

Index

Forms filed

Insider filing4161
Quarterly report10-Q132
Current report8-K102
Foreign issuer report6-K62
Late filing noticeNT 10-Q15
Initial ownership

251 companies

Find a company

#

22nd Century Group, Inc.XXII×2

A

Acacia Research CorpACTG
ACRES Commercial Realty Corp.ACR
Adma Biologics, Inc.ADMA×2
Advance Auto Parts IncAAP
Aethlon Medical IncAEMD
Ainos, Inc.AIMD
Algorhythm Holdings, Inc.RIME
Alliancebernstein Holding L.P.AB
Alto Ingredients, Inc.ALTO
American Heritage International Inc.AHII
Annaly Capital Management IncNLY×2
Applied Energetics, Inc.AERG
Ares Real Estate Income Trust Inc.ZARE
Arvana Inc
Aspira Women's Health Inc.AWHL×2
Assembly Biosciences, Inc.ASMB×3
Athena Bitcoin Global
Atmos Energy CorpATO
Audioeye IncAEYE
Authentic Holdings, Inc.AHRO
Avalon Holdings CorpAWX
Aware IncAWRE

B

Banc of California, Inc.BANC
BankUnited, Inc.BKU
Beazer Homes USA IncBZH×2
Beeline Holdings, Inc.BLNE
Benchmark Electronics IncBHE
Bimergen Energy CorpBESS
Bio Green Med Solution, Inc.BGMS
Bio Key International IncBKYI
Biolife Solutions Inc
Birchtech Corp.BCHT
Blue Dolphin Energy CoBDCO×2
Brainstorm Cell Therapeutics Inc.BCLI
Brookfield Oaktree Holdings, LLCOAK-PA
Brownie's Marine Group, IncBWMG×2

C

California First Leasing CorpCFNB
Cardiff Lexington CorpCDIX
Carlyle Group Inc.CG
Carnival Corp Ltd.CCL
Cavitation Technologies, Inc.CVAT×2
Cheesecake Factory IncCAKE
Chefs' Warehouse, Inc.CHEF
Chemung Financial CorpCHMG
ChronoScale Holdings CorpCHRN
CIM Group, Inc.CMRF×2
Cineverse Corp.CNVS×2
Clean Energy Fuels Corp.CLNE×3
Coastal Carolina Bancshares, Inc.CCNB
Comstock Inc.LODE
ConnectOne Bancorp, Inc.CNOB
Consolidated Water Co. Ltd.CWCO×2
CorMedix Inc.CRMD
CPS Technologies CorpCPSH
Crown Crafts IncCRWS×2
CSB Bancorp, Inc.CSBB
Cumberland Pharmaceuticals IncCPIX
CVR Partners, LPUAN

D

Data I/O CorpDAIO
Delcath Systems, Inc.DCTH
DiamondRock Hospitality CoDRH
Digerati Technologies, Inc.DTGI
Dolphin Entertainment, Inc.DLPN
Dominari Holdings Inc.DOMH
DSS, Inc.DSS

E

Eagle Bancorp Montana, Inc.EBMT
Eco Science Solutions, Inc.ESSI
Electromed, Inc.ELMD×2
Elite Health Systems Inc.EHSI
Emerson Radio CorpMSN
Emmaus Life Sciences, Inc.EMMA
Emo Capital Corp.NUVI
Empire State Realty OP, L.P.ESBA×2
Empire State Realty Trust, Inc.ESRT×2
Energy Transfer LPET
Enphase Energy, Inc.ENPH×2
Envela CorpELA
Enveric Biosciences, Inc.ENVB
EPAM Systems, Inc.EPAM
EPR PropertiesEPR
Esco Technologies IncESE
Espey MFG & Electronics CorpESP
EVI Industries, Inc.EVI×2

F

F&M Bank CorpFMBM
First America Resources CorpMEGR
First American Financial CorpFAF
First Capital IncFCAP
First Community Bankshares IncFCBC
First Community CorpFCCO
First Guaranty Bancshares, Inc.FGBI
First United CorpFUNC
First US Bancshares, Inc.FUSB
Forrester Research, Inc.FORR
Fossil Group, Inc.FOSL
Friedman Industries IncFRD
FS Bancorp, Inc.FSBW
Future FinTech Group Inc.FTFT

G

Galectin Therapeutics IncGALT
Genie Energy Ltd.GNE
GeoVax Labs, Inc.GOVX
Gilat Satellite Networks LtdGILT
Gladstone Capital CorpGLAD×2
Global Partners LPGLP
Globalstar, Inc.GSAT
Gold Resource Corp×2
Griffon CorpGFF
Guided Therapeutics IncGTHP

H

HCI Group, Inc.HCI
Heritage Global Inc.HGBL
HireQuest, Inc.HQI
Hongchang International Co., Ltd
Hornbeck Offshore Services, Inc.HOS

I

Icts International N VICTSF
Idaho Strategic Resources, Inc.IDR
Immucell CorpICCC
Imunon, Inc.IMNN
Inhibitor Therapeutics, Inc.INTI
Inland Real Estate Income Trust, Inc.INRE
Innodata IncINOD
Inovio Pharmaceuticals, Inc.INO
Insteel Industries IncIIIN
Intellicheck, Inc.IDN
Intrusion IncINTZ×2
InvenTrust Properties Corp.IVT
Invesco Advantage Municipal Income Trust IIVKI
Investors Title CoITIC
Iovance Biotherapeutics, Inc.IOVA
Iridex CorpIRIX

J

Jones Soda Co.JSDA×2

K

Kaanapali Land LLCKANP
Kingstone Companies, Inc.KINS
Kite Realty Group TrustKRG×2
Koil Energy Solutions, Inc.KLNG×2

L

LEE Enterprises, IncLEE
LFTD Partners Inc.LIFD
LGL Group IncLGL×2
Lightwave Logic, Inc.LWLG
Liquidmetal Technologies IncLQMT
Lisata Therapeutics, Inc.LSTA
Lite Strategy, Inc.LITS×2

M

Mama's Creations, Inc.MAMA
MARA Holdings, Inc.MARA
Mastec IncMTZ
McEwen Inc.MUX×2
MercadoLibre IncMELI
Mercury Systems IncMRCY
Mesa Laboratories IncMLAB
Mexco Energy CorpMXC
Middleby CorpMIDD
Mimedx Group, Inc.MDXG
Mind Technology, IncMIND
Mitek Systems IncMITK
Morgan Group Holding CoMGHL
Muncy Columbia Financial CorpCCFN

N

Napco Security Technologies, IncNSSC×2
Natural Health Trends CorpNHTC×2
Netlist IncNLST×2
Neuroone Medical Technologies CorpNMTC
New England Realty Associates Limited PartnershipNEN
New Peoples Bankshares IncNWPP
Newegg Commerce, Inc.NEGG
Nomad Power Solutions, Inc.NMAD
Nordicus Partners CorpNORD
NPK International Inc.NPKI
Nutra Pharma CorpNPHC
Nuwellis, Inc.NUWE×2

O

Oak Valley BancorpOVLY
Omega Flex, Inc.OFLX
OneMeta Inc.ONEI
Orbit International CorpORBT
Ormat Technologies, Inc.ORA×2
Orthofix Medical Inc.OFIX
Oruka Therapeutics, Inc.ORKA

P

Paid IncPAYD
PAR Technology CorpPAR
Patrick Industries IncPATK
Paysign, Inc.PAYS
PC Connection IncCNXN
Peoples Financial CorpPFBX
Permianville Royalty TrustPVL
Phio Pharmaceuticals Corp.PHIO
Plains ALL American Pipeline LPPAA
Power Solutions International, Inc.PSIX
Powerdyne International, Inc.PWDY
Primoris Services CorpPRIM
Propanc Biopharma, Inc.PPCB
Proto Labs IncPRLB

Q

QHSLab, Inc.USAQ
QS Energy, Inc.QSEP
Quaint OAK Bancorp, Inc.QNTO
Quantum X Labs Inc.QXL
Qwest CorpCTGG

R

Radian Group IncRDN
Radiant Logistics, IncRLGT×2
RadNet, Inc.RDNT
Radnostix IncINIS
Range Impact, Inc.RNGE
Ranger Gold Corp.RNGC
Regional Health Properties, IncRHEP×2
Reliability IncRLBY
Relmada Therapeutics, Inc.RLMD
Research Frontiers IncREFR
Research Solutions, Inc.RSSS
Ring Energy, Inc.REI

S

Safeguard Scientifics IncSFES
SANUWAVE Health, Inc.SNWV
Selectis Health, Inc.
SELLAS Life Sciences Group, Inc.SLS×2
Sharing Economy International Inc.SEII
Silo Pharma, Inc.SILO
Smith Midland CorpSMID
Stabilis Solutions, Inc.SLNG
Starco Brands, Inc.STCB
Sterling Infrastructure, Inc.STRL
Strategic Education, Inc.STRA
SUIC Worldwide Holdings Ltd.SUIC
Sundance Strategies, Inc.SUND

T

Table Trac IncTBTC
Tandy Leather Factory IncTLF
TE Connectivity plcTEL
Team IncTISI×2
Tempest Therapeutics, Inc.TPST×2
Terawulf Inc.WULF
TG Therapeutics, Inc.TGTX
TherapeuticsMD, Inc.TXMD
Theriva Biologics, Inc.TOVX
Thunder Mountain Gold IncTHMG
TOMI Environmental Solutions, Inc.TOMZ
TPG Mortgage Investment Trust, Inc.MITT
Tronox Holdings plcTROX
TSS, Inc.TSSI

U

Ubiquiti Inc.UI
UMH Properties, Inc.UMH
Unifi IncUFI
United Bancorp IncUBCP
United Guardian IncUG
Urban One, Inc.UONE
Usbc, Inc.USBC

V

Verastem, Inc.VSTM
Viking Global Technologies, Inc.VGTK×2
Viskase Holdings, Inc.VISK
Vivos IncRDGL
VOC Energy TrustVOC

W

Wenyuan Group Corp.WYGC
Western Midstream Partners, LPWES
Westpac Banking CorpWEBNF
Willamette Valley Vineyards IncWVVI

X

Xtra-Gold Resources CorpXTGRF

Y

Yinfu Gold Corp.ELRE
Yunhong Green CTI Ltd.YHGJ

ESSIEco Science Solutions, Inc.·Change in control · Acquisition or sale completed · New agreement · Officers or directors · Results, after-hours·17:27

Eco Science Solutions, Inc.: Change in control · Acquisition or sale completed · New agreement · Officers or directors · Results, after-hours

ENPH·Agreement ended · New debt · New agreement·16:36

Enphase Energy, Inc.: Agreement ended · New debt · New agreement

ORBT·Agreement ended · New debt · New agreement·10:03

Orbit International Corp: Agreement ended · New debt · New agreement

SNWV·Agreement ended · New agreement · Officers or directors·09:00

SANUWAVE Health, Inc.: Agreement ended · New agreement · Officers or directors

INRE·Acquisition or sale completed · New debt · New agreement·17:21

Inland Real Estate Income Trust, Inc.: Acquisition or sale completed · New debt · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market7

06:07BGMSBio Green Med Solution, Inc.
06:28GLADGladstone Capital Corp
06:42

3

13

Passive stake amendedSC 13G/A13

Prospectus supplement424B311

Annual report10-K8

Annual ownership58

Exempt offering noticeD7

Stake amendedSC 13D/A7

Insider filing, amended4/A6

CORRESP6

Amended quarterly report10-Q/A5

Passive stake reportedSC 13G5

Institutional holdings13F-HR4

40-17G/A4

Merger communication4254

N-2/A4

EFFECT3

Amended registration statementS-1/A3

Employee plan registrationS-83

UPLOAD3

Proxy statementDEF 14A2

Shelf registrationS-32

S-8 POS2

Stake reportedSC 13D2

SC TO-I/A2

Amended annual report10-K/A1

Notice of intent to sell1441

Annual report20-F1

Initial ownership, amended3/A1

40-17G1

Prospectus supplement424B51

4971

5/A1

Exchange listing8-A12G1

Current report (amended)8-K/A1

Asset-backed reportABS-15G1

Annual report to shareholdersARS1

Proxy materialDEFA14A1

DFAN14A1

F-6EF1

Free writing prospectusFWP1

N-CSRS/A1

NSAR-A1

POS EX1

Preliminary proxy statementPRE 14A1

Registration statementS-11

Amended shelf registrationS-3/A1

SC TO-C1

T

TROXTronox Holdings plc

07:04S

SLSSELLAS Life Sciences Group, Inc.

07:15A

ALTOAlto Ingredients, Inc.

07:25R

RDNTRadNet, Inc.

09:15I

IMNNImunon, Inc.

Market hours8

10:00KINSKingstone Companies, Inc.
11:01CPSHCPS Technologies Corp
11:06PRIMPrimoris Services Corp
11:19AWHLAspira Women's Health Inc.
11:38RLGTRadiant Logistics, Inc
13:13LGLLGL Group Inc
13:41GNEGenie Energy Ltd.
15:03KLNGKoil Energy Solutions, Inc.

After-hours17

16:15ELMDElectromed, Inc.
16:18CNVSCineverse Corp.
16:19NHTCNatural Health Trends Corp
16:19INTZIntrusion Inc
16:30NSSCNapco Security Technologies, Inc
16:42BZHBeazer Homes USA Inc
16:51STRLSterling Infrastructure, Inc.
17:27ESSIEco Science Solutions, Inc.
19:38LEELEE Enterprises, Inc
19:50ESEEsco Technologies Inc
20:10TPSTTempest Therapeutics, Inc.
20:23YHGJYunhong Green CTI Ltd.

Advance Auto Parts IncAAP · 10-Q · Oct 6 · —

$1.46B

0.5%

Radian Group IncRDN · 10-Q · Sep 30 · —

$260.79M48.7%

Chefs' Warehouse, Inc.CHEF · 10-Q · Sep 28 · 14:50

$124.81M+22.7%

Urban One, Inc.UONE · 10-Q · Sep 30 · 21:02

$109.89M+5.3%

PAR Technology CorpPAR · 10-Q · Sep 30 · 17:03

$61.05M+4.0%

Enphase Energy, Inc.ENPH · 10-Q · Sep 30 · 13:04

$60.81M+36.0%

Ares Real Estate Income Trust Inc.ZARE · 10-Q · Sep 30 · —

$54.61M15.8%

Regional Health Properties, IncRHEP · 10-Q · Sep 30 · 22:17

$53.22M+31.3%

Power Solutions International, Inc.PSIX · 10-Q · Sep 30 · 12:12

$51.70M+20.8%

TISITeam Inc · John P Kearns, Sr. Vice President$2.37MSale · 74,000 sh

CCLCarnival Corp Ltd. · Stein Kruse, President & CEO, HAL$818.36KSale · 21,018 sh

INOInovio Pharmaceuticals, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$620.99KSale · 1,048,192 sh

VKIInvesco Advantage Municipal Income Trust II · Rodney F Dammeyer, Director$620.20KSale · 44,768 sh

MTZMastec Inc · Frank E Jaumot, Director$599.93KSale · 26,392 sh

Open insider activity

BDCO Blue Dolphin Energy Co · New agreement

21:29— Selectis Health, Inc. · New debt

19:56T

TOVX Theriva Biologics, Inc. · New agreement

17:46M

MUX McEwen Inc. · New agreement

17:27E

ESSI Eco Science Solutions, Inc. · Change in control · Acquisition or sale completed · New agreement · Officers or directors · Results, after-hours

17:21I

INRE Inland Real Estate Income Trust, Inc. · Acquisition or sale completed · New debt · New agreement

16:48M

MIND Mind Technology, Inc · New agreement

BDCO Blue Dolphin Energy Co · Officers or directors

21:36M

MIDD Middleby Corp · Officers or directors

21:06I

IRIX Iridex Corp · Officers or directors

19:50E

ESE Esco Technologies Inc · Officers or directors · Results, after-hours

17:27E

ESSI Eco Science Solutions, Inc. · Change in control · Acquisition or sale completed · New agreement · Officers or directors · Results, after-hours

16:42B

BZH Beazer Homes USA Inc · Officers or directors · Results, after-hours

16:07U

UI Ubiquiti Inc. · Officers or directors

The dayTuesday, November 13