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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 15, 2012

Friday, November 16, 2012

404 filings · 259 companiesAll checks passed · Updated Oct 30

Mon, Nov 19, 2012 ›

Front page2 By time of day Results10 Reports24 Insiders67 Agreements5 Officers and directors9 Filings87 Index

Nothing from your lists

By time of day

87 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

21 without a time on file

Results

10 announced

Nothing from your lists

Reports

14 quarterly · 10 annual

CompanyRevenueOn the year

Tennessee Valley AuthorityTVE · 10-K · Sep 30 · —
$11.22B5.2%

Nothing from your lists

Insiders

67 filings

Purchases$8.11M41 filings

Sales$36.43M26 filings

CCLCarnival Corp Ltd. · Eternity Four Trust, 10% owner$22.85MSale · 604,043 sh

Nothing from your lists

Agreements

5 filings

18:38SLRC SLR Investment Corp. · New debt · New agreement
17:11

Nothing from your lists

Officers and directors

9 filings

21:13ARAY Accuray Inc · Officers or directors
21:01DSS, Inc.

Nothing from your lists

Filings

87 listed

Find a company, form or word

18:00

18:58FTLF
FTLF Fitlife Brands, Inc. · Results, after-hours

22:00

22:32TCI
TCI Transcontinental Realty Investors Inc · Results, after-hours

23:00

23:06ATOS
ATOS Atossa Therapeutics, Inc. · Stake reported

06:00

06:01ESCA
ESCA Escalade Inc · Quarterly report

07:00

07:00BANF
BANF Bancfirst Corp · Officers or directors

08:00

08:20CRVO
CRVO CervoMed Inc. · New debt · Unregistered shares sold · New agreement

09:00

09:01DIT
DIT Amcon Distributing Co · Proxy statement
09:46DORM
DORM Dorman Products, Inc. · New debt · New agreement

10:00

10:49IZEA
IZEA IZEA Worldwide, Inc. · Results, market hours

11:00

11:04INLX
INLX Intellinetics, Inc. · Results, market hours
11:08TLSS
TLSS Transportation & Logistics Systems, Inc. · Quarterly report
11:19PHM
PHM Pultegroup Inc · Officers or directors
11:49INVX
INVX Innovex International, Inc. · Officers or directors

12:00

12:16MDGL
MDGL Madrigal Pharmaceuticals, Inc. · Stake amended

13:00

13:31EMYB
EMYB Embassy Bancorp, Inc. · Quarterly report

14:00

14:08PPSI
PPSI Pioneer Power Solutions, Inc. · Amended quarterly report
14:20RAVE
RAVE Rave Restaurant Group, Inc. · Shareholder vote
14:24CATO
CATO Cato Corp · Results, market hours
14:25SNWV
SNWV SANUWAVE Health, Inc. · Results, market hours
14:40FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Announcement

15:00

15:21THRC
THRC Havana Roasters Coffee Companies, Inc. · Quarterly report
15:25AAT
AAT American Assets Trust, Inc. · Current report (amended)
15:26WNFT
WNFT Worldwide NFT Inc. · Amended quarterly report
15:42CFBK
CFBK CF Bankshares Inc. · Officers or directors

16:00

16:00BGMS
BGMS Bio Green Med Solution, Inc. · Quarterly report
16:04BNET
BNET Bion Environmental Technologies Inc · Investor disclosure
16:04IPDN
IPDN Professional Diversity Network, Inc. · Amended registration statement
16:04SMBK
SMBK Smartfinancial Inc. · Investor disclosure
16:10UI
UI Ubiquiti Inc. · Officers or directors
16:14KFFB
KFFB Kentucky First Federal Bancorp · Quarterly report
16:18DTST
DTST Data Storage Corp · Acquisition or sale completed · Unregistered shares sold · New agreement (amended)
16:27IOR
IOR Income Opportunity Realty Investors Inc · Results, after-hours
16:30AOSL
AOSL Alpha & Omega Semiconductor Ltd · Shareholder vote
16:37ARL
ARL American Realty Investors Inc · Results, after-hours
16:58RBGLY
RBGLY Reckitt Benckiser Group PLC · Tender offer

17:00

17:00IPM
IPM Intelligent Protection Management Corp. · Restated financials
17:01NTPIF
NTPIF NAM TAI Property Inc. · Amended annual report
17:03CPIX
CPIX Cumberland Pharmaceuticals Inc · Announcement
17:09CLRO
CLRO Clearone Inc · Late filing notice
17:11CHEV
CHEV Charging Robotics Inc. · New agreement

40 of 87

Index

Forms filed

Insider filing4187
Current report8-K48
Foreign issuer report6-K31
UPLOAD16
CORRESP12
Quarterly report10-Q

93 companies

Find a company

#

1ST Source CorpSRCE

A

Acacia Research CorpACTG
Accuray IncARAY
Acuity Inc. (DE)AYI
Alpha & Omega Semiconductor LtdAOSL
Amcon Distributing CoDIT
American Assets Trust, Inc.AAT
American Realty Investors IncARL
Atossa Therapeutics, Inc.ATOS

B

Bancfirst CorpBANF
Bio Green Med Solution, Inc.BGMS
Bio-Path Holdings, Inc.BPTH
Bion Environmental Technologies IncBNET
Blue Biofuels, Inc.BIOF
Blue Dolphin Energy CoBDCO
Buckle IncBKE

C

Carnival Corp Ltd.CCL
Cato CorpCATO
CervoMed Inc.CRVO
CF Bankshares Inc.CFBK
Charging Robotics Inc.CHEV
Clearone IncCLRO
Cumberland Pharmaceuticals IncCPIX

D

Data Storage CorpDTST
Destination XL Group, Inc.DXLG
Digerati Technologies, Inc.DTGI
Dorman Products, Inc.DORM
DSS, Inc.DSS

E

Embassy Bancorp, Inc.EMYB
Enanta Pharmaceuticals IncENTA
Enertopia Corp.ENRT
Escalade IncESCA

F

Fair Isaac CorpFICO
First Real Estate Investment Trust of New Jersey, Inc.FREVS
Fitlife Brands, Inc.FTLF
FuboTV Inc.FUBO

G

Griffon CorpGFF

H

Hain Celestial Group IncHAIN×2
Havana Roasters Coffee Companies, Inc.THRC
Heartland Express IncHTLD
Horton D R IncDHI

I

iBio, Inc.IBIO
Income Opportunity Realty Investors IncIOR
Innovex International, Inc.INVX
Intelligent Protection Management Corp.IPM
Intellinetics, Inc.INLX
Invesco DB Agriculture FundDBA
Invesco DB Base Metals FundDBB
Invesco DB Commodity Index Tracking FundDBC
Invesco DB Energy FundDBE
Invesco DB Oil FundDBO
Invesco DB Precious Metals FundDBP
Invesco DB US Dollar Index Bearish FundUDN
Invesco DB US Dollar Index Bullish FundUUP
IZEA Worldwide, Inc.IZEA

J

Jack Henry & Associates IncJKHY
Johnson Controls International plcJCI
Joyy Inc.JOYY

K

Kentucky First Federal BancorpKFFB

L

Lamar Advertising CoLAMR

M

Madrigal Pharmaceuticals, Inc.MDGL
Maximus, Inc.MMS
MetLife IncMET
Monro, Inc.MNRO

N

NAM TAI Property Inc.NTPIF
Nexpoint Diversified Real Estate TrustNXDT
Nuo Therapeutics, Inc.AURX
Nuvera Communications, Inc.NUVR

P

Pediatrix Medical Group, Inc.MD
Pioneer Power Solutions, Inc.PPSI
Professional Diversity Network, Inc.IPDN
PTC Inc.PTC
Pultegroup IncPHM

R

Radiant Logistics, IncRLGT
Rave Restaurant Group, Inc.RAVE
Reckitt Benckiser Group PLCRBGLY

S

SANUWAVE Health, Inc.SNWV
SLR Investment Corp.SLRC
Smartfinancial Inc.SMBK
Smith Midland CorpSMID
Starbucks CorpSBUX

T

Tennessee Valley AuthorityTVE
Texas Roadhouse, Inc.TXRH
Transcontinental Realty Investors IncTCI
TransDigm Group INCTDG
Transportation & Logistics Systems, Inc.TLSS
TruBridge, Inc.

U

Ubiquiti Inc.UI

V

Visa Inc.V
VivoSim Labs, INC.VIVS×2
Vystar CorpVYST

W

Worldwide NFT Inc.WNFT

X

Xeriant, Inc.XERI

IPMIntelligent Protection Management Corp.·Restated financials·17:00

Intelligent Protection Management Corp.: Restated financials

DTST·Acquisition or sale completed · Unregistered shares sold · New agreement (amended)·16:18

Data Storage Corp: Acquisition or sale completed · Unregistered shares sold · New agreement (amended)

Market hours4

10:49IZEAIZEA Worldwide, Inc.
11:04INLXIntellinetics, Inc.
14:24CATOCato Corp
14:25SNWVSANUWAVE Health, Inc.

After-hours6

18:58FTLFFitlife Brands, Inc.
22:32TCITranscontinental Realty Investors Inc
16:27

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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I

IORIncome Opportunity Realty Investors Inc

16:37A

ARLAmerican Realty Investors Inc

20:58V

VIVSVivoSim Labs, INC.

22:24H

HTLDHeartland Express Inc

11

Annual report10-K10

Initial ownership39

Prospectus supplement424B37

Insider filing, amended4/A5

Exempt offering noticeD4

N-2/A4

Amended quarterly report10-Q/A3

Delisting by the exchange25-NSE3

Current report (amended)8-K/A3

Passive stake reportedSC 13G3

Notice of intent to sell1442

Proxy statementDEF 14A2

EFFECT2

N-Q2

NTN 10Q2

POSASR2

Amended registration statementS-1/A2

Employee plan registrationS-82

Stake amendedSC 13D/A2

15-15D1

Amended annual report20-F/A1

424B11

Prospectus supplement424B21

Prospectus supplement424B51

424B81

4971

Annual ownership51

Exchange listing8-A12B1

APP ORDR1

CERTNAS1

CT ORDER1

Proxy materialDEFA14A1

DFAN14A1

Amended registration statementF-1/A1

Free writing prospectusFWP1

N-8A1

Late filing noticeNT 10-Q1

POS AM1

POS EX1

Preliminary proxy statementPRE 14A1

PRE 14C1

Shelf registrationS-31

S-3ASR1

Stake reportedSC 13D1

Passive stake amendedSC 13G/A1

SC 14F11

Tender offerSC TO-I1

SC TO-I/A1

Tender offerSC TO-T1

Griffon CorpGFF · 10-K · Sep 30 · —

$1.86B

+1.7%

Blue Dolphin Energy CoBDCO · 10-Q · Sep 30 · 21:23

$103.86M+19,857.3%

Destination XL Group, Inc.DXLG · 10-Q · Oct 27 · —

$88.74M0.3%

Escalade IncESCA · 10-Q · Oct 6 · 06:01

$34.21M+19.0%

Pioneer Power Solutions, Inc.PPSI · 10-Q/A · Sep 30 · 14:08

$19.23M+7.2%

Kentucky First Federal BancorpKFFB · 10-Q · Sep 30 · 16:14

$2.10M+6.0%

Vystar CorpVYST · 10-Q/A · Sep 30 · —

$95.55K+33.4%

Bio Green Med Solution, Inc.BGMS · 10-Q · Sep 30 · 16:00

$38.00K76.8%

Worldwide NFT Inc.WNFT · 10-Q/A · Sep 30 · 15:26

$0.00—

HAINHain Celestial Group Inc · Icahn Carl C, 10% owner$4.42MPurchase · 75,000 sh

MDPediatrix Medical Group, Inc. · Roger MD Medel, Chief Executive Officer$3.68MSale · 50,000 sh

NXDTNexpoint Diversified Real Estate Trust · Dondero James D$2.02MPurchase · 307,206 sh

BKEBuckle Inc · Dennis H Nelson, PRESIDENT & CEO$2.02MSale · 42,291 sh

LAMRLamar Advertising Co · Wendell Reilly, Director$1.74MSale · 42,840 sh

Open insider activity

CHEV Charging Robotics Inc. · New agreement

16:18D

DTST Data Storage Corp · Acquisition or sale completed · Unregistered shares sold · New agreement (amended)

09:46D

DORM Dorman Products, Inc. · New debt · New agreement

08:20C

CRVO CervoMed Inc. · New debt · Unregistered shares sold · New agreement

DSS

· Officers or directors

17:30H

HAIN Hain Celestial Group Inc · Shareholder vote · Officers or directors

17:28J

JKHY Jack Henry & Associates Inc · Shareholder vote · Officers or directors

16:10U

UI Ubiquiti Inc. · Officers or directors

15:42C

CFBK CF Bankshares Inc. · Officers or directors

11:49I

INVX Innovex International, Inc. · Officers or directors

11:19P

PHM Pultegroup Inc · Officers or directors

The dayFriday, November 16