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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 28, 2012

Thursday, November 29, 2012

318 filings · 246 companiesAll checks passed · Updated Oct 30

Fri, Nov 30, 2012 ›

Front page1 By time of day Results5 Reports24 Insiders68 Agreements5 Officers and directors8 Filings78 Index

Nothing from your lists

By time of day

78 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

21 without a time on file

Results

5 announced

Nothing from your lists

Reports

7 quarterly · 17 annual

CompanyRevenueOn the year

TJX Companies IncTJX · 10-Q · Oct 27 · —
$6.41B+10.7%

Nothing from your lists

Insiders

68 filings

Purchases$7.02M32 filings

Sales$12.17M36 filings

BKUBankUnited, Inc. · Rajinder P Singh, Chief Operating Officer$3.64MSale · 157,400 sh

Nothing from your lists

Agreements

5 filings

22:27BNBX BNB Plus Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
22:07

Nothing from your lists

Officers and directors

8 filings

22:12WBHC Wilson Bank Holding Co · Officers or directors
21:55

Nothing from your lists

Filings

78 listed

Find a company, form or word

18:00

18:21PDEX
PDEX Pro DEX Inc · Stake reported

19:00

19:12PCYO
PCYO Pure Cycle Corp · Annual report

00:00

00:22PAA
PAA Plains ALL American Pipeline LP · Investor disclosure

01:00

01:09CNBX
CNBX CNBX Pharmaceuticals Inc. · Late filing notice

02:00

02:08TPC
TPC Tutor Perini Corp · Stake amended

06:00

06:01HL
HL Hecla Mining Co · Mine safety
06:13DNN
DNN Denison Mines Corp. · Merger communication
06:15DNN
DNN Denison Mines Corp. · Merger communication

07:00

07:55AMRN
AMRN Amarin Corp PLC · Announcement

08:00

08:15SNUS-PH
SNUS-PH Santander Holdings USA, Inc. · Investor disclosure

09:00

09:07EOT
EOT Eaton Vance National Municipal Opportunities Trust · Proxy statement
09:09EVV
EVV Eaton Vance Ltd Duration Income Fund · Proxy statement
09:11TCX
TCX Tucows Inc · Tender offer
09:57PROV
PROV Provident Financial Holdings Inc · Shareholder vote · Officers or directors

10:00

10:24KEQU
KEQU Kewaunee Scientific Corp · Results, market hours
10:53NOBH
NOBH Nobility Homes Inc · Results, market hours

11:00

11:12XBIO
XBIO Xenetic Biosciences, Inc. · Late filing notice
11:29ENJ
ENJ Entergy New Orleans, LLC · Announcement
11:33SFES
SFES Safeguard Scientifics Inc · Officers or directors

12:00

12:10ECF
ECF Ellsworth Growth & Income Fund Ltd · Proxy statement
12:11CBRL
CBRL Cracker Barrel Old Country Store, Inc · Results, market hours
12:11CBAT
CBAT CBAK Energy Technology Ltd · Announcement
12:14AYTU
AYTU Aytu Biopharma, Inc · Annual report

13:00

13:50APHD
APHD Verde Bio Holdings, Inc. · New agreement

14:00

14:08—
— Bespoke Extracts, Inc. · Annual report
14:09SBFM
SBFM Sunshine Biopharma Inc. · Announcement
14:18UAVS
UAVS AgEagle Aerial Systems Inc. · New agreement
14:49GOOD
GOOD Gladstone Commercial Corp · Officers or directors (amended)

15:00

15:05PFBX
PFBX Peoples Financial Corp · Change in control
15:11XRN
XRN Chiron Real Estate Inc. · Annual report

16:00

16:07PDEX
PDEX Pro DEX Inc · Announcement
16:08ULTA
ULTA Ulta Beauty, Inc. · Results, after-hours
16:10GLAD
GLAD Gladstone Capital Corp · Officers or directors (amended)
16:13ULTA
ULTA Ulta Beauty, Inc. · Quarterly report
16:15ZUMZ
ZUMZ Zumiez Inc · Results, after-hours
16:18AVLNF
AVLNF Avalon Advanced Materials Inc. · Annual report
16:21ESOA
ESOA Energy Services of America CORP · Current report
16:23ORMP
ORMP Oramed Pharmaceuticals Inc. · Late filing notice
16:29GAIN
GAIN Gladstone Investment Corporationde · Officers or directors (amended)
16:33CFFN
CFFN Capitol Federal Financial, Inc. · Annual report

40 of 78

Index

Forms filed

Insider filing4101
Current report8-K38
Foreign issuer report6-K36
N-Q25
Annual report10-K15
Initial ownership3

80 companies

Find a company

A

Acadia Realty TrustAKR
AgEagle Aerial Systems Inc.UAVS
Amarin Corp PLCAMRN
American Coastal Insurance CorpACIC
American Eagle Outfitters IncAEO
American Superconductor CorpAMSC
Ares Dynamic Credit Allocation Fund, Inc.ARDC
Athena Gold CorpAHNRF
Avalon Advanced Materials Inc.AVLNF
Axim Biotechnologies, Inc.AXIM
Aytu Biopharma, IncAYTU

B

BankUnited, Inc.BKU
Bespoke Extracts, Inc.
BNB Plus Corp.BNBX

C

Cabot CorpCBT
Capitol Federal Financial, Inc.CFFN
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Childrens Place, Inc.PLCE
Chiron Real Estate Inc.XRN
CNBX Pharmaceuticals Inc.CNBX
Cocrystal Pharma, Inc.COCP
Cracker Barrel Old Country Store, IncCBRL×2

D

Daktronics IncDAKT
Denison Mines Corp.DNN×2
Destiny Media Technologies IncDSNY

E

Eaton Vance Ltd Duration Income FundEVV
Eaton Vance National Municipal Opportunities TrustEOT
Ellsworth Growth & Income Fund LtdECF
Endonovo Therapeutics, Inc.ENDV
Energy Services of America CORPESOA
Enertopia Corp.ENRT
Entergy New Orleans, LLCENJ
Esco Technologies IncESE

G

Gladstone Capital CorpGLAD
Gladstone Commercial CorpGOOD
Gladstone Investment CorporationdeGAIN
Golub Capital BDC, Inc.GBDC×3
Great Southern Bancorp, Inc.GSBC

H

Healthcare Services Group IncHCSG
Hecla Mining CoHL

I

Innovaro, Inc.INNI
Innoviva, Inc.INVA
Intuit Inc.INTU

J

J&J Snack Foods CorpJJSF

K

Kewaunee Scientific CorpKEQU

L

Lineage Cell Therapeutics, Inc.LCTX
Liquidity Services IncLQDT

M

Mastec IncMTZ
Mueller Water Products, Inc.MWA

N

National Beverage CorpFIZZ
New Jersey Resources CorpNJR
Nobility Homes IncNOBH

O

Oramed Pharmaceuticals Inc.ORMP

P

Peoples Financial CorpPFBX
Plains ALL American Pipeline LPPAA
Pro DEX IncPDEX×2
Provident Financial Holdings IncPROV
Pure Cycle CorpPCYO

R

Regis CorpRGS

S

Safeguard Scientifics IncSFES
Santander Holdings USA, Inc.SNUS-PH
SANUWAVE Health, Inc.SNWV
Shore Bancshares IncSHBI
Simulations Plus, Inc.
Steven Madden, Ltd.SHOO
Sunshine Biopharma Inc.SBFM

T

TFS Financial CORPTFSL
TJX Companies IncTJX
Tucows IncTCX
Tutor Perini CorpTPC

U

Ulta Beauty, Inc.ULTA×2
Usio, Inc.USIO

V

Verde Bio Holdings, Inc.APHD
Village Super Market IncVLGEA
VisitIQ Corp.VIIQ

W

Widepoint CorpWYY
Wilson Bank Holding CoWBHC

X

Xenetic Biosciences, Inc.XBIO

Z

Zumiez IncZUMZ

PFBXPeoples Financial Corp·Change in control·15:05

Peoples Financial Corp: Change in control

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours3

10:24KEQUKewaunee Scientific Corp
10:53NOBHNobility Homes Inc
12:11

12

NSAR-A8

NSAR-B8

Quarterly report10-Q7

CORRESP5

UPLOAD5

N-CSRS4

Passive stake reportedSC 13G4

40-17G3

Current report (amended)8-K/A3

Proxy statementDEF 14A3

Free writing prospectusFWP3

Late filing noticeNT 10-K3

Prospectus supplement424B22

Prospectus supplement424B52

Merger communication4252

4972

Insider filing, amended4/A2

Exempt offering noticeD2

Amended registration statementS-1/A2

Amended merger registrationS-4/A2

Amended annual report10-K/A1

Annual report40-F1

Annual ownership51

Exchange listing8-A12G1

CERTNAS1

Proxy materialDEFA14A1

DRS1

EFFECT1

F-31

N-21

N-30B-21

N-30D1

NT-NSAR1

POS AM1

PRE 14C1

Stake reportedSC 13D1

Stake amendedSC 13D/A1

Passive stake amendedSC 13G/A1

Tender offerSC TO-I1

C

CBRLCracker Barrel Old Country Store, Inc

After-hours2

16:08ULTAUlta Beauty, Inc.
16:15ZUMZZumiez Inc

New Jersey Resources CorpNJR · 10-K · Sep 30 · —

$3.20B

+42.2%

Cracker Barrel Old Country Store, IncCBRL · 10-Q · Nov 2 · 17:01

$627.45M+4.8%

Ulta Beauty, Inc.ULTA · 10-Q · Oct 27 · 16:13

$505.64M+22.4%

Esco Technologies IncESE · 10-K · Sep 30 · 18:41

$478.70M+6.2%

Childrens Place, Inc.PLCE · 10-Q · Feb 2 · —

$467.50M8.2%

Capitol Federal Financial, Inc.CFFN · 10-K · Sep 30 · 16:33

$209.11M+7.9%

Pure Cycle CorpPCYO · 10-K · Aug 31 · 19:12

$284.38K+0.8%

Simulations Plus, Inc.— · 10-K/A · Aug 31 · 17:20

$9.45K+8.1%

Endonovo Therapeutics, Inc.ENDV · 10-Q · Sep 30 · —

$7.16K—

ARDCAres Dynamic Credit Allocation Fund, Inc. · Ressler Antony P$2.60MPurchase · 130,000 sh

AMSCAmerican Superconductor Corp · Douglas Kevin, 10% owner$1.34MPurchase · 505,278 sh

SHOOSteven Madden, Ltd. · Arvind Dharia, Chief Financial Officer$1.11MSale · 25,000 sh

SNWVSANUWAVE Health, Inc. · Nemelka David Nephi Jr., 10% owner$1.00MPurchase · 4,000,000 sh

HCSGHealthcare Services Group Inc · Joseph F McCartney, Vice President$794.46KSale · 34,097 sh

Open insider activity

USIO Usio, Inc. · New agreement

18:11A

AHNRF Athena Gold Corp · New agreement

14:18A

UAVS AgEagle Aerial Systems Inc. · New agreement

13:50V

APHD Verde Bio Holdings, Inc. · New agreement

WYY Widepoint Corp · Officers or directors

17:12R

RGS Regis Corp · Officers or directors

16:29G

GAIN Gladstone Investment Corporationde · Officers or directors (amended)

16:10G

GLAD Gladstone Capital Corp · Officers or directors (amended)

14:49G

GOOD Gladstone Commercial Corp · Officers or directors (amended)

11:33S

SFES Safeguard Scientifics Inc · Officers or directors

09:57P

PROV Provident Financial Holdings Inc · Shareholder vote · Officers or directors

The dayThursday, November 29