Skip to content

Circles

News

What covered companies filed with the SEC, day by day.

15
16
19
20
21
23
26
27
28

‹ Tue, Nov 27, 2012

Wednesday, November 28, 2012

288 filings · 217 companiesAll checks passed · Updated Oct 30

Thu, Nov 29, 2012 ›

Front page2 By time of day Results4 Reports16 Insiders61 Agreements8 Officers and directors12 Filings83 Index

Nothing from your lists

By time of day

83 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

14 without a time on file

Results

4 announced

Nothing from your lists

Reports

9 quarterly · 7 annual

CompanyRevenueOn the year

Dillard's, Inc.DDS · 10-Q · Oct 27 · —
$1.49B+4.8%

Nothing from your lists

Insiders

61 filings

Purchases$2.18M24 filings

Sales$46.11M37 filings

CCLCarnival Corp Ltd. · Eternity Four Trust, 10% owner$22.93MSale · 595,652 sh

Nothing from your lists

Agreements

8 filings

22:14SQFT Presidio Property Trust, Inc. · New debt
21:08

Nothing from your lists

Officers and directors

12 filings

22:16AWHL Aspira Women's Health Inc. · Officers or directors
21:57

Nothing from your lists

Filings

83 listed

Find a company, form or word

20:00

20:53ASII
ASII Accredited Solutions, Inc. · Registration statement

23:00

23:30AUMN
AUMN Golden Minerals Co · Officers or directors

06:00

06:03PTEN
PTEN Patterson UTI Energy Inc · Investor disclosure
06:16WES
WES Western Midstream Partners, LP · Amended registration statement

08:00

08:01VISK
VISK Viskase Holdings, Inc. · Stake amended
08:15SIGI
SIGI Selective Insurance Group Inc · Investor disclosure

09:00

09:03OPNW
OPNW OpenWorld, Inc. · Officers or directors

11:00

11:08HR
HR Healthcare Realty Trust Inc · Investor disclosure
11:10NIXX
NIXX Nixxy, Inc. · Amended quarterly report
11:45HGYN
HGYN Hong Yuan Holding Group · Stake amended
11:52BCIC
BCIC BCP Investment Corp · Announcement

12:00

12:06CRIS
CRIS Curis Inc · New debt · New agreement
12:18NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:19NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:20NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:21NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:22NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:22NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
12:29CHUC
CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold · New agreement
12:45AMSC
AMSC American Superconductor Corp · Restructuring costs · Officers or directors
12:52CPRT
CPRT Copart Inc · Results, market hours

13:00

13:08SPH
SPH Suburban Propane Partners LP · Results, market hours
13:23CFFI
CFFI C & F Financial Corp · Announcement
13:43OFIX
OFIX Orthofix Medical Inc. · Officers or directors

14:00

14:07BYOP
BYOP KiNRG, Inc. · New debt · Unregistered shares sold · New agreement
14:53UNL
UNL United States 12 Month Natural Gas Fund, LP · Investor disclosure
14:57USL
USL United States 12 Month Oil Fund, LP · Investor disclosure

15:00

15:00BNO
BNO United States Brent Oil Fund, LP · Investor disclosure
15:04USCI
USCI United States Commodity Index Funds Trust · Investor disclosure
15:11UGA
UGA United States Gasoline Fund, LP · Investor disclosure
15:22REI
REI Ring Energy, Inc. · Unregistered shares sold (amended)
15:22NPHC
NPHC Nutra Pharma Corp · Amended quarterly report
15:27IBOC
IBOC International Bancshares Corp · Announcement

16:00

16:01GLD
GLD SPDR Gold Trust · Annual report
16:02TBCH
TBCH Turtle Beach Corp · Annual report
16:07BHLL
BHLL Bunker Hill Mining Corp. · Officers or directors
16:08HRZN
HRZN Horizon Technology Finance Corp · Announcement
16:09NOBH
NOBH Nobility Homes Inc · Quarterly report
16:15UVE
UVE Universal Insurance Holdings, Inc. · Announcement
16:16IPM
IPM Intelligent Protection Management Corp. · Results, after-hours

40 of 83

Index

Forms filed

Insider filing4104
Current report8-K52
Foreign issuer report6-K31
Insider filing, amended4/A11
N-Q11
UPLOAD

84 companies

Find a company

A

Accredited Solutions, Inc.ASII
Accuray IncARAY
Adamas Trust, Inc.ADAM
American Superconductor CorpAMSC
Aspira Women's Health Inc.AWHL

B

BCP Investment CorpBCIC
Brandywine Realty TrustBDN
Bunker Hill Mining Corp.BHLL

C

C & F Financial CorpCFFI
Cardiff Oncology, Inc.CRDF
Carnival Corp Ltd.CCL
Charlie's Holdings, Inc.CHUC
Chimera Investment CorpCIM
Copart IncCPRT
Curis IncCRIS

D

Dillard's, Inc.DDS

E

Envela CorpELA

F

First Keystone CorpFKYS

G

GEE Group Inc.JOB
Gladstone Capital CorpGLAD
Gladstone Commercial CorpGOOD
Gladstone Investment CorporationdeGAIN
Golden Minerals CoAUMN
Good Gaming, Inc.GMER
Gulf Resources, Inc.GURE

H

Healthcare Realty Trust IncHR
Hong Yuan Holding GroupHGYN
Horizon Technology Finance CorpHRZN

I

Imperial Oil LtdIMO
Intelligent Protection Management Corp.IPM
International Bancshares CorpIBOC

K

KiNRG, Inc.BYOP

L

La-Z-Boy IncLZB×2
Lithium CorpLTUM

M

MACOM Technology Solutions Holdings, Inc.MTSI
McEwen Inc.MUX
Medical Properties Trust IncMPT
Monro, Inc.MNRO
Motorcar Parts of America IncMPAA
Movado Group IncMOV

N

NGL Energy Partners LPNGL
Nixxy, Inc.NIXX
Nobility Homes IncNOBH
Nutra Pharma CorpNPHC
Nuveen New York Amt-Free Quality Municipal Income FundNRK×6
NXP Semiconductors N.V.NXPI

O

Oaktree Specialty Lending CorpOCSL
OpenWorld, Inc.OPNW
Orasure Technologies IncOSUR
Orthofix Medical Inc.OFIX

P

Patterson UTI Energy IncPTEN
Presidio Property Trust, Inc.SQFT
PVH Corp.PVH

R

Regional Health Properties, IncRHEP
Rego Payment Architectures, Inc.RPMT
Ring Energy, Inc.REI
Rockwell Medical, Inc.RMTI

S

Salesforce, Inc.CRM
Selective Insurance Group IncSIGI
SemiLEDs CorpLEDS
SL Green Realty CorpSLG
Smart Powerr Corp.CREG
SolarWindow Technologies, Inc.WNDW
SPDR Gold TrustGLD
Suburban Propane Partners LPSPH×2

T

Tile Shop Holdings, Inc.TTSH
TravelzooTZOO
Turtle Beach CorpTBCH
Tutor Perini CorpTPC

U

United States 12 Month Natural Gas Fund, LPUNL
United States 12 Month Oil Fund, LPUSL
United States Brent Oil Fund, LPBNO
United States Commodity Index Funds TrustUSCI
United States Gasoline Fund, LPUGA
United States Natural Gas Fund, LPUNG
United States Oil Fund, LPUSO
Universal Insurance Holdings, Inc.UVE
Universal Technical Institute IncUTI

V

Viskase Holdings, Inc.VISK
Vivos IncRDGL

W

Watsco IncWSO
Western Midstream Partners, LPWES
Westwood Holdings Group IncWHG

X

XCel Brands, Inc.XELB

AMSCAmerican Superconductor Corp·Restructuring costs · Officers or directors·12:45

American Superconductor Corp: Restructuring costs · Officers or directors

XELB·Agreement ended · Shareholder vote · Officers or directors·20:09

XCel Brands, Inc.: Agreement ended · Shareholder vote · Officers or directors

Delisting noticesC

Market hours2

12:52CPRTCopart Inc
13:08SPHSuburban Propane Partners LP

After-hours2

16:16IPMIntelligent Protection Management Corp.
16:17LZBLa-Z-Boy Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

Platform

Using AI API SDKs CLI

Research

NewsListen Earnings Movers Indexes IPOs Insiders Holders Compare Metrics

Screener Watchlists Pies Notes Your companies

Learn

Thaler

Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

8

Annual report10-K7

Quarterly report10-Q7

Merger communication4256

CORRESP6

497AD3

Exempt offering noticeD3

Stake amendedSC 13D/A3

Amended quarterly report10-Q/A2

Initial ownership32

Prospectus supplement424B32

Free writing prospectusFWP2

N-CSRS2

NSAR-A2

NSAR-B2

Registration statementS-12

Amended registration statementS-1/A2

Passive stake amendedSC 13G/A2

Prospectus supplement424B21

Prospectus supplement424B51

4971

5/A1

6-K/A1

Current report (amended)8-K/A1

Proxy statementDEF 14A1

Information statementDEF 14C1

Proxy materialDEFA14A1

EFFECT1

N-CSR1

POS AM1

S-11/A1

Shelf registrationS-31

Employee plan registrationS-81

Passive stake reportedSC 13G1

Suburban Propane Partners LPSPH · 10-K · Sep 29 · 20:23

$1.06B

10.7%

Salesforce, Inc.CRM · 10-Q · Oct 31 · —

$788.40M+34.9%

La-Z-Boy IncLZB · 10-Q · Oct 27 · 16:28

$322.34M+4.8%

Movado Group IncMOV · 10-Q · Oct 31 · —

$93.20M34.7%

Nobility Homes IncNOBH · 10-Q · Aug 6 · 16:09

$2.88M33.8%

Turtle Beach CorpTBCH · 10-K · Sep 30 · 16:02

$233.65K+195.1%

Nutra Pharma CorpNPHC · 10-Q/A · Mar 31 · 15:22

$14.93K87.6%

Nixxy, Inc.NIXX · 10-Q/A · Sep 30 · 11:10

——

SPDR Gold TrustGLD · 10-K · Sep 30 · 16:01

——

MNROMonro, Inc. · Robert G Gross, Director$4.17MSale · 126,779 sh

TZOOTravelzoo · Azzurro Capital Inc, 10% owner$4.14MSale · 235,000 sh

WSOWatsco Inc · Albert H Nahmad, Chairman and CEO$3.74MSale · 52,185 sh

MPTMedical Properties Trust Inc · Edward K Aldag JR, Chairman, President, and CEO$2.30MSale · 200,000 sh

NGLNGL Energy Partners LP · H Michael Krimbill, CEO & CFO$1.16MPurchase · 50,000 sh

Open insider activity

GURE Gulf Resources, Inc. · New agreement

21:01R

RHEP Regional Health Properties, Inc · New agreement

20:09X

XELB XCel Brands, Inc. · Agreement ended · Shareholder vote · Officers or directors

16:54C

CRDF Cardiff Oncology, Inc. · Unregistered shares sold · New agreement

14:07K

BYOP KiNRG, Inc. · New debt · Unregistered shares sold · New agreement

12:29C

CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold · New agreement

12:06C

CRIS Curis Inc · New debt · New agreement

JOB GEE Group Inc. · Officers or directors

21:42A

ARAY Accuray Inc · Officers or directors

20:09X

XELB XCel Brands, Inc. · Agreement ended · Shareholder vote · Officers or directors

17:15G

GLAD Gladstone Capital Corp · Officers or directors

17:10G

GAIN Gladstone Investment Corporationde · Officers or directors

17:06G

GOOD Gladstone Commercial Corp · Officers or directors

16:07B

BHLL Bunker Hill Mining Corp. · Officers or directors

The dayWednesday, November 28