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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 26, 2012

Tuesday, November 27, 2012

238 filings · 184 companiesAll checks passed · Updated Oct 30

Wed, Nov 28, 2012 ›

Front page1 By time of day Results2 Reports12 Insiders41 Agreements6 Officers and directors3 Filings52 Index

Nothing from your lists

By time of day

52 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

2 announced

Nothing from your lists

Reports

4 quarterly · 8 annual

CompanyRevenueOn the year

Spectrum Brands Holdings, Inc.SPB · 10-K · Sep 30 · —
$4.48B+28.8%

Nothing from your lists

Insiders

41 filings

Purchases$593.36K17 filings

Sales$12.15M24 filings

FAFFirst American Financial Corp · Kenneth D Degiorgio, Executive Vice President$3.97MSale · 168,852 sh

Nothing from your lists

Agreements

6 filings

21:30PED Pedevco Corp · Unregistered shares sold · New agreement
17:13

Nothing from your lists

Officers and directors

3 filings

22:20TRCK Track Group, Inc. · Officers or directors
16:33

Nothing from your lists

Filings

52 listed

Find a company, form or word

23:00

23:57TRAK
TRAK ReposiTrak, Inc. · Announcement

02:00

02:23APPS
APPS Digital Turbine, Inc. · Current report (amended)

06:00

06:30IPM
IPM Intelligent Protection Management Corp. · Investor disclosure

07:00

07:30ACAD
ACAD Acadia Pharmaceuticals Inc · Announcement

08:00

08:32IRD
IRD Opus Genetics, Inc. · New agreement

09:00

09:51UNF
UNF Unifirst Corp · Proxy statement

12:00

12:01INVA
INVA Innoviva, Inc. · Investor disclosure
12:24FSBW
FSBW FS Bancorp, Inc. · Investor disclosure
12:29SMBC
SMBC Southern Missouri Bancorp, Inc. · Amended quarterly report

13:00

13:01JJSF
JJSF J&J Snack Foods Corp · Annual report
13:34GSTX
GSTX Graphene & Solar Technologies Ltd · Stake reported
13:50INBP
INBP Integrated Biopharma Inc · Shareholder vote

14:00

14:10TRXA
TRXA T-REX Acquisition Corp. · Amended quarterly report
14:17TRX
TRX TRX Gold Corp · Annual report
14:21ZDPY
ZDPY Zoned Properties, Inc. · Amended quarterly report
14:22IMMR
IMMR Immersion Corp · Announcement

15:00

15:11CTTH
CTTH CTT Pharmaceutical Holdings, Inc. · Announcement

16:00

16:03HTB
HTB HomeTrust Bancshares, Inc. · Trading blackout
16:15NEA
NEA Nuveen AMT-Free Quality Municipal Income Fund · Merger communication
16:17NEA
NEA Nuveen AMT-Free Quality Municipal Income Fund · Merger communication
16:19NEA
NEA Nuveen AMT-Free Quality Municipal Income Fund · Merger communication
16:31DLHC
DLHC DLH Holdings Corp. · New agreement · Officers or directors
16:33FORR
FORR Forrester Research, Inc. · New agreement · Officers or directors
16:54PRPH
PRPH ProPhase Labs, Inc. · New agreement
16:59CULP
CULP Culp Inc · Results, after-hours

17:00

17:11OVBC
OVBC Ohio Valley Banc Corp · Announcement
17:13EZPW
EZPW Ezcorp Inc · New agreement

18:00

18:35LOPE
LOPE Grand Canyon Education, Inc. · Announcement

19:00

19:07BGS
BGS B&G Foods, Inc. · Debt acceleration
19:34CETY
CETY Clean Energy Technologies, Inc. · Proxy statement
19:51CSR
CSR Centerspace · Trading blackout

20:00

20:06SKY
SKY Champion Homes, Inc. · Stake amended

21:00

21:30PED
PED Pedevco Corp · Unregistered shares sold · New agreement
21:32THO
THO Thor Industries Inc · Results, after-hours
21:50RITE
RITE Mineralrite Corp · Amended quarterly report

22:00

22:20TRCK
TRCK Track Group, Inc. · Officers or directors

—

—ADI
ADI Analog Devices Inc · Annual report, FY2012
—MATW
MATW Matthews International Corp · Annual report, FY2012
—RWDMU
RWDMU Redwood Mortgage Investors IX · Current report
—SUND
SUND Sundance Strategies, Inc. · Current report

40 of 52

Index

Forms filed

Insider filing473
Current report8-K31
Foreign issuer report6-K24
N-Q20
Initial ownership317
Insider filing, amended4/A

54 companies

Find a company

A

Acadia Pharmaceuticals IncACAD
Aircastle LTD×2
Analog Devices IncADI

B

B&G Foods, Inc.BGS

C

Carnival Corp Ltd.CCL
Cass Information Systems IncCASS
Cencora, Inc.COR
CenterspaceCSR
Champion Homes, Inc.SKY
Clean Energy Technologies, Inc.CETY
CTT Pharmaceutical Holdings, Inc.CTTH
Culp IncCULP

D

Digital Turbine, Inc.APPS
DLH Holdings Corp.DLHC

E

Ezcorp IncEZPW

F

FBC Holding, Inc.FBCD
Financial Gravity Companies, Inc.FGCO
First American Financial CorpFAF
Forrester Research, Inc.FORR
FS Bancorp, Inc.FSBW

G

Grand Canyon Education, Inc.LOPE
Graphene & Solar Technologies LtdGSTX

H

Hackett Group, Inc.HCKT
HomeTrust Bancshares, Inc.HTB

I

Immersion CorpIMMR
Innoviva, Inc.INVA
Integrated Biopharma IncINBP
Intelligent Protection Management Corp.IPM

J

J&J Snack Foods CorpJJSF

L

Lineage Cell Therapeutics, Inc.LCTX×2

M

M/I Homes, Inc.MHO×2
Matthews International CorpMATW
Mineralrite CorpRITE

N

Nuveen AMT-Free Quality Municipal Income FundNEA×3

O

Ohio Valley Banc CorpOVBC
Opus Genetics, Inc.IRD
Originclear, Inc.OCLN

P

Pedevco CorpPED
Plains ALL American Pipeline LPPAA
Primoris Services CorpPRIM
ProPhase Labs, Inc.PRPH

R

Redwood Mortgage Investors IXRWDMU
ReposiTrak, Inc.TRAK

S

Southern Missouri Bancorp, Inc.SMBC
Spectrum Brands Holdings, Inc.SPB×2
Sturm Ruger & Co IncRGR
Sundance Strategies, Inc.SUND

T

T-REX Acquisition Corp.TRXA
TherapeuticsMD, Inc.TXMD
Thor Industries IncTHO
Track Group, Inc.TRCK
TRX Gold CorpTRX

U

Unifirst CorpUNF

Z

Zoned Properties, Inc.ZDPY

BGSB&G Foods, Inc.·Debt acceleration·19:07

B&G Foods, Inc.: Debt acceleration

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After-hours2

16:59CULPCulp Inc
21:32THOThor Industries Inc

6

UPLOAD6

Annual report10-K5

Amended quarterly report10-Q/A4

CORRESP4

Prospectus supplement424B23

Prospectus supplement424B33

Merger communication4253

NSAR-A3

Asset-backed distribution report10-D2

Amended annual report10-K/A2

Exempt offering noticeD2

Proxy statementDEF 14A2

Proxy materialDEFA14A2

F-102

F-X2

N-2/A2

N-30B-22

N-CSR2

Annual report20-F1

4971

Exchange listing8-A12B1

Current report (amended)8-K/A1

EFFECT1

F-6EF1

Free writing prospectusFWP1

NSAR-B1

Registration statementS-11

S-11/A1

Employee plan registrationS-81

Stake reportedSC 13D1

Stake amendedSC 13D/A1

Passive stake amendedSC 13G/A1

SC TO-I/A1

SC TO-T/A1

Analog Devices IncADI · 10-K · Nov 3 · —

$2.70B

9.8%

J&J Snack Foods CorpJJSF · 10-K · Sep 29 · 13:01

$830.80M+11.7%

Hackett Group, Inc.HCKT · 10-K/A · Dec 30 · —

$209.06M+3.8%

Southern Missouri Bancorp, Inc.SMBC · 10-Q/A · Sep 30 · 12:29

$8.48M1.3%

Mineralrite CorpRITE · 10-Q/A · Sep 30 · 21:50

$71.80K—

FBC Holding, Inc.FBCD · 10-K/A · Jul 31 · —

$33.50K—

T-REX Acquisition Corp.TRXA · 10-Q/A · Sep 30 · 14:10

——

TRX Gold CorpTRX · 20-F · Aug 31 · 14:17

——

Zoned Properties, Inc.ZDPY · 10-Q/A · Sep 30 · 14:21

——

CCLCarnival Corp Ltd. · Howard S Frank, Vice Chairman & COO$3.88MSale · 100,816 sh

RGRSturm Ruger & Co Inc · Michael O Fifer, President & CEO$1.15MSale · 21,000 sh

MHOM/I Homes, Inc. · Robert H Schottenstein, Chairman, CEO and President$828.03KSale · 38,454 sh

MHOM/I Homes, Inc. · Robert H Schottenstein, Chairman, CEO and President$490.31KSale · 22,648 sh

PAAPlains ALL American Pipeline LP · Phil D Kramer, Exec. Vice President$459.94KSale · 10,000 sh

Open insider activity

EZPW Ezcorp Inc · New agreement

16:54P

PRPH ProPhase Labs, Inc. · New agreement

16:33F

FORR Forrester Research, Inc. · New agreement · Officers or directors

16:31D

DLHC DLH Holdings Corp. · New agreement · Officers or directors

08:32O

IRD Opus Genetics, Inc. · New agreement

FORR Forrester Research, Inc. · New agreement · Officers or directors

16:31D

DLHC DLH Holdings Corp. · New agreement · Officers or directors

The dayTuesday, November 27