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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 29, 2012

Friday, November 30, 2012

290 filings · 206 companiesAll checks passed · Updated Oct 30

Mon, Dec 3, 2012 ›

Front page6 By time of day Results2 Reports13 Insiders47 Agreements5 Officers and directors7 Filings84 Index

Nothing from your lists

By time of day

84 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

24 without a time on file

Results

2 announced

Nothing from your lists

Reports

9 quarterly · 4 annual

CompanyRevenueOn the year

Designer Brands Inc.DBI · 10-Q · Oct 27 · —
$592.73M+11.7%

Nothing from your lists

Insiders

47 filings

Purchases$506.50K18 filings

Sales$18.88M29 filings

DKSDick's Sporting Goods, Inc. · William J Colombo, Director$5.30MSale · 100,000 sh

Nothing from your lists

Agreements

5 filings

16:55CMRF CIM Group, Inc. · New agreement
15:50

Nothing from your lists

Officers and directors

7 filings

22:29CVGI Commercial Vehicle Group, Inc. · Officers or directors
22:08

Nothing from your lists

Filings

84 listed

Find a company, form or word

17:00

17:55ARKR
ARKR ARK Restaurants Corp · Announcement

18:00

18:46CVSI
CVSI CV Sciences, Inc. · Change in control · Officers or directors
18:52FET
FET Forum Energy Technologies, Inc. · Investor disclosure
18:56ELMD
ELMD Electromed, Inc. · Announcement

20:00

20:25CREX
CREX Creative Realities, Inc. · Shareholder rights changed · Bylaws or fiscal year changed

21:00

21:06CVSI
CVSI CV Sciences, Inc. · Stake reported
21:06CVSI
CVSI CV Sciences, Inc. · Stake reported
21:07CVSI
CVSI CV Sciences, Inc. · Stake reported

22:00

22:53BYOP
BYOP KiNRG, Inc. · New agreement
22:58SRXH
SRXH SRX Global Inc. · Late filing notice

00:00

00:20QZMRF
QZMRF Quartz Mountain Resources Ltd · Annual report

02:00

02:12CETY
CETY Clean Energy Technologies, Inc. · Shareholder vote
02:33CNBX
CNBX CNBX Pharmaceuticals Inc. · Annual report

06:00

06:09VRMK
VRMK ERP Operating Ltd Partnership · New debt · Unregistered shares sold

07:00

07:22VISK
VISK Viskase Holdings, Inc. · Announcement

08:00

08:32EVC
EVC Entravision Communications Corp · Announcement

09:00

09:25CFFN
CFFN Capitol Federal Financial, Inc. · Investor disclosure
09:28IRD
IRD Opus Genetics, Inc. · New agreement
09:39FRST
FRST Primis Financial Corp. · Announcement

10:00

10:49JOUT
JOUT Johnson Outdoors Inc · Results, market hours

12:00

12:12DLTI
DLTI DLT Resolution Inc. · Quarterly report

13:00

13:01GIC
GIC Global Industrial Co · Announcement
13:39OESX
OESX Orion Energy Systems, Inc. · Officers or directors

14:00

14:18BCPC
BCPC Balchem Corp · Investor disclosure
14:29CZWI
CZWI Citizens Community Bancorp Inc. · Officers or directors

15:00

15:17RYES
RYES Rise Gold Corp. · Investor disclosure
15:21FNWD
FNWD Finward Bancorp · Announcement
15:22CHSCP
CHSCP CHS Inc · Announcement
15:24FLUX
FLUX Flux Power Holdings, Inc. · Announcement
15:25PRK
PRK Park National Corp · Announcement
15:36DAKT
DAKT Daktronics Inc · Quarterly report
15:50NBR
NBR Nabors Industries Ltd · Agreement ended · New agreement

16:00

16:00EBMT
EBMT Eagle Bancorp Montana, Inc. · Acquisition or sale completed
16:09ACLS
ACLS Axcelis Technologies Inc · Delisting notice
16:10CNVS
CNVS Cineverse Corp. · Stake amended
16:51VRMK
VRMK ERP Operating Ltd Partnership · Current report (amended)
16:55CMRF
CMRF CIM Group, Inc. · New agreement
16:56IDA
IDA IDACORP Inc · Investor disclosure
16:58CPIX
CPIX Cumberland Pharmaceuticals Inc · Restructuring costs

17:00

17:00BKU
BKU BankUnited, Inc. · Officers or directors

40 of 84

Index

Forms filed

Insider filing499
Current report8-K50
Foreign issuer report6-K29
Initial ownership313
UPLOAD12
Quarterly report10-Q

84 companies

Find a company

A

Accuray IncARAY
Aircastle LTD
Amtech Systems IncASYS
ARK Restaurants CorpARKR
Atlanticus Holdings CorpATLC
Axcelis Technologies IncACLS

B

Balchem CorpBCPC
BankUnited, Inc.BKU
Bath & Body Works, Inc.BBWI

C

Caleres IncCAL
Capitol Federal Financial, Inc.CFFN
CHS IncCHSCP
CIM Group, Inc.CMRF
Cineverse Corp.CNVS
Cirtran CorpCIRX
Citizens Community Bancorp Inc.CZWI
Clean Energy Technologies, Inc.CETY
CNBX Pharmaceuticals Inc.CNBX
Commercial Vehicle Group, Inc.CVGI
Compass Diversified HoldingsCODI
Copart IncCPRT
Creative Realities, Inc.CREX
Cumberland Pharmaceuticals IncCPIX
CV Sciences, Inc.CVSI×4

D

Daktronics IncDAKT
Designer Brands Inc.DBI
Dick's Sporting Goods, Inc.DKS
DLT Resolution Inc.DLTI

E

Eagle Bancorp Montana, Inc.EBMT
Educational Development CorpEDUC
Electromed, Inc.ELMD
Entravision Communications CorpEVC
ERP Operating Ltd PartnershipVRMK×2

F

Farmers & Merchants BancorpFMCB
Finward BancorpFNWD
Five Below, IncFIVE
Flux Power Holdings, Inc.FLUX
Forum Energy Technologies, Inc.FET
Franklin Master Intermediate Income TrustPIM
Franklin Premier Income TrustPPT
Fuse Medical, Inc.

G

GEE Group Inc.JOB
Global Industrial CoGIC
Golar LNG LtdGLNG
Grand Canyon Education, Inc.LOPE

H

High Income Securities FundPCF

I

IDACORP IncIDA

J

Johnson Outdoors IncJOUT

K

Kimco Realty CorpKIM
KiNRG, Inc.BYOP
Kohl's CorpKSS

M

Mastech Digital, Inc.MHH
Merit Medical Systems IncMMSI

N

Nabors Industries LtdNBR
National Health Investors IncNHI
NetApp, Inc.NTAP

O

Oceaneering International IncOII
Opus Genetics, Inc.IRD
Orion Energy Systems, Inc.OESX
Oxford Lane Capital Corp.OXLC

P

Park National CorpPRK
Patriot National Bancorp IncPNBK
Pediatrix Medical Group, Inc.MD
Plastec Technologies, Ltd.PLTYF
Primis Financial Corp.FRST

Q

Quartz Mountain Resources LtdQZMRF

R

Range Impact, Inc.RNGE
RCI Hospitality Holdings, Inc.RICK
Rego Payment Architectures, Inc.RPMT
RemSleep Holdings Inc.RMSL×2
Rise Gold Corp.RYES

S

Salem Media Group, Inc.
SemiLEDs CorpLEDS×2
Sifco Industries IncSIF×2
Southern California Edison CoSCE-PG
Sprott Physical Platinum & Palladium TrustSPPP
SRX Global Inc.SRXH
Sturm Ruger & Co IncRGR×2

T

Tutor Perini CorpTPC

U

Urban Outfitters IncURBN
Utstarcom Holdings Corp.UTSI

V

Veeco Instruments IncVECO
Viskase Holdings, Inc.VISK

W

Watsco IncWSO

CPIXCumberland Pharmaceuticals Inc·Restructuring costs·16:58

Cumberland Pharmaceuticals Inc: Restructuring costs

CVSI·Change in control · Officers or directors·18:46

CV Sciences, Inc.: Change in control · Officers or directors

JOB·Auditor change·21:25

GEE Group Inc.: Auditor change

NBR·Agreement ended · New agreement·15:50

Nabors Industries Ltd: Agreement ended · New agreement

CREX·Shareholder rights changed · Bylaws or fiscal year changed·20:25

Creative Realities, Inc.: Shareholder rights changed · Bylaws or fiscal year changed

Delisting noticesA

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours1

10:49JOUTJohnson Outdoors Inc

After-hours1

18:00PNBKPatriot National Bancorp Inc

·

Acquisition or sale completed

·

16:00

Eagle Bancorp Montana, Inc.: Acquisition or sale completed

9

Insider filing, amended4/A6

CORRESP5

Proxy statementDEF 14A4

Stake reportedSC 13D4

Passive stake reportedSC 13G4

Current report (amended)8-K/A3

EFFECT3

N-2/A3

Late filing noticeNT 10-K3

Shelf registrationS-33

Annual report10-K2

Notice of intent to sell1442

Initial ownership, amended3/A2

Prospectus supplement424B52

Free writing prospectusFWP2

N-23C-22

N-CSRS2

Stake amendedSC 13D/A2

Spin-off registration10-12B1

10-12B/A1

10-12G/A1

Amended annual report10-K/A1

Annual report20-F1

40-17G1

40-APP/A1

Prospectus supplement424B21

Prospectus supplement424B31

486BPOS1

Registration statementF-11

Amended registration statementF-1/A1

F-61

N-21

N-30B-21

N-30D1

N-8A1

N-CSR1

POS AM1

Registration statementS-11

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

S-3ASR1

Tender offerSC TO-I1

Daktronics IncDAKT · 10-Q · Oct 27 · 15:36

$149.87M

+10.3%

Sifco Industries IncSIF · 10-K · Sep 30 · —

$102.90M4.2%

Cirtran CorpCIRX · 10-Q · Sep 30 · —

$653.13K21.6%

Quartz Mountain Resources LtdQZMRF · 20-F · Jul 31 · 00:20

——

CNBX Pharmaceuticals Inc.CNBX · 10-K · Aug 31 · 02:33

——

DLT Resolution Inc.DLTI · 10-Q · Sep 30 · 12:12

——

Caleres IncCAL · 10-Q · Nov 23 · —

——

Bath & Body Works, Inc.BBWI · 10-Q · Nov 23 · —

——

Five Below, IncFIVE · 10-Q · Nov 29 · —

——

WSOWatsco Inc · Albert H Nahmad, Chairman and CEO$2.75MSale · 38,700 sh

URBNUrban Outfitters Inc · Harry S Cherken JR, Director$2.09MSale · 55,000 sh

MDPediatrix Medical Group, Inc. · Karl B Wagner, Pres, American Anesthesiology$1.97MSale · 24,984 sh

CPRTCopart Inc · Thomas Wylie, Senior Vice President$1.82MSale · 60,000 sh

LOPEGrand Canyon Education, Inc. · Brent D. Richardson, Executive Chairman$1.13MSale · 48,000 sh

Open insider activity

NBR Nabors Industries Ltd · Agreement ended · New agreement

09:28O

IRD Opus Genetics, Inc. · New agreement

06:09E

VRMK ERP Operating Ltd Partnership · New debt · Unregistered shares sold

22:53K

BYOP KiNRG, Inc. · New agreement

TPC Tutor Perini Corp · Officers or directors

21:05C

CODI Compass Diversified Holdings · Officers or directors

17:00B

BKU BankUnited, Inc. · Officers or directors

14:29C

CZWI Citizens Community Bancorp Inc. · Officers or directors

13:39O

OESX Orion Energy Systems, Inc. · Officers or directors

18:46C

CVSI CV Sciences, Inc. · Change in control · Officers or directors

The dayFriday, November 30