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What covered companies filed with the SEC, day by day.

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‹ Tue, Dec 4, 2012

Wednesday, December 5, 2012

326 filings · 225 companiesAll checks passed · Updated Oct 30

Thu, Dec 6, 2012 ›

Front page2 By time of day Results7 Reports20 Insiders55 Agreements4 Officers and directors6 Filings80 Index

Nothing from your lists

By time of day

80 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

22 without a time on file

Results

7 announced

Nothing from your lists

Reports

16 quarterly · 4 annual

CompanyRevenueOn the year

Brown Forman CorpBF-B · 10-Q · Oct 31 · —
$1.01B+0.0%

Nothing from your lists

Insiders

55 filings

Purchases$854.37K24 filings

Sales$13.42M31 filings

THOThor Industries Inc · Thompson Family Foundation, Inc., 10% owner$5.46MSale · 150,000 sh

Nothing from your lists

Agreements

4 filings

21:33CVM CEL SCI Corp · New agreement
17:04

Nothing from your lists

Officers and directors

6 filings

22:26AIMD Ainos, Inc. · Officers or directors
16:42BNB Plus Corp.

Nothing from your lists

Filings

80 listed

Find a company, form or word

17:00

17:38CLDT
CLDT Chatham Lodging Trust · Announcement · Investor disclosure

21:00

21:29ISCO
ISCO International Stem Cell CORP · Officers or directors

22:00

22:59ASYS
ASYS Amtech Systems Inc · Results, after-hours

08:00

08:40DORM
DORM Dorman Products, Inc. · Announcement

09:00

09:05NTIC
NTIC Northern Technologies International Corp · Proxy statement

10:00

10:01CTRN
CTRN Citi Trends Inc · Quarterly report
10:49TPCS
TPCS Techprecision Corp · Investor disclosure

11:00

11:02PERI
PERI Perion Network Ltd. · Stake amended
11:12CHUC
CHUC Charlie's Holdings, Inc. · Shareholder vote
11:27CNK
CNK Cinemark Holdings, Inc. · Announcement
11:38HTB
HTB HomeTrust Bancshares, Inc. · Proxy statement

12:00

12:20LSAK
LSAK Lesaka Technologies Inc · Announcement
12:36POWL
POWL Powell Industries Inc · Results, market hours
12:48GIII
GIII G III Apparel Group Ltd · Results, market hours

13:00

13:11POWL
POWL Powell Industries Inc · Annual report
13:14RELL
RELL Richardson Electronics, Ltd. · Officers or directors
13:17PLAB
PLAB Photronics Inc · Results, market hours
13:31PECO
PECO Phillips Edison & Company, Inc. · Investor disclosure
13:54REX
REX REX American Resources Corp · Results, market hours

14:00

14:25HOFT
HOFT Hooker Furnishings Corp · Quarterly report
14:32WFCF
WFCF Where Food Comes From, Inc. · Bylaws or fiscal year changed
14:35FABC
FABC Fabric.AI, Inc. · Shareholder rights changed · New agreement
14:37NWPX
NWPX NWPX Infrastructure, Inc. · Officers or directors
14:38IOSP
IOSP Innospec Inc. · Officers or directors

15:00

15:09CAPL
CAPL CrossAmerica Partners LP · New agreement
15:19CATO
CATO Cato Corp · Quarterly report
15:21ACNT
ACNT Ascent Industries Co. · Current report (amended)
15:55INUV
INUV Inuvo, Inc. · Investor disclosure

16:00

16:08MIND
MIND Mind Technology, Inc · Quarterly report
16:15ELMD
ELMD Electromed, Inc. · Shareholder vote
16:19GBR
GBR New Concept Energy, Inc. · Shareholder vote
16:20NPHC
NPHC Nutra Pharma Corp · Quarterly report
16:32ALTO
ALTO Alto Ingredients, Inc. · Announcement
16:33ZUMZ
ZUMZ Zumiez Inc · Quarterly report
16:42BNBX
BNBX BNB Plus Corp. · Officers or directors
16:58IBOC
IBOC International Bancshares Corp · Stake amended
16:58GTHP
GTHP Guided Therapeutics Inc · Investor disclosure

17:00

17:00VLGEA
VLGEA Village Super Market Inc · Quarterly report
17:04DCTH
DCTH Delcath Systems, Inc. · New agreement
17:09GEOS
GEOS Geospace Technologies Corp · Announcement

40 of 80

Index

Forms filed

Insider filing4137
Current report8-K50
Foreign issuer report6-K24
Quarterly report10-Q16
Initial ownership315
CORRESP

84 companies

Find a company

A

ACI Worldwide, Inc.ACIW
AeroVironment IncAVAV
Ainos, Inc.AIMD
Alico, Inc.ALCO×2
Alto Ingredients, Inc.ALTO
American National Group Inc.ANG-PD
American Vanguard CorpAVD
Amtech Systems IncASYS
Applied Materials IncAMAT
Ascent Industries Co.ACNT
AstroNova, Inc.

B

Best BUY Co IncBBY
BNB Plus Corp.BNBX
Brady CorpBRC
Bridgeline Digital, Inc.BLIN
Brown Forman CorpBF-B

C

Campbell's CoCPB
Cato CorpCATO
CEL SCI CorpCVM
CenterspaceCSR
Charlie's Holdings, Inc.CHUC
Chatham Lodging TrustCLDT
Cinemark Holdings, Inc.CNK
Citi Trends IncCTRN
CrossAmerica Partners LPCAPL

D

Dauch CorpDCH
Delcath Systems, Inc.DCTH×2
Dick's Sporting Goods, Inc.DKS
Digi International IncDGII
Dorman Products, Inc.DORM

E

Electromed, Inc.ELMD

F

Fabric.AI, Inc.FABC
FRP Holdings, Inc.FRPH

G

G III Apparel Group LtdGIII
GameStop Corp.GME
GBT Technologies Inc.GTCH
Geospace Technologies CorpGEOS×2
Good Gaming, Inc.GMER
Guided Therapeutics IncGTHP

H

Halozyme Therapeutics, Inc.HALO
HomeTrust Bancshares, Inc.HTB
Hooker Furnishings CorpHOFT

I

Innospec Inc.IOSP
Innovative Solutions & Support IncIA
International Bancshares CorpIBOC
International Stem Cell CORPISCO
Intest CorpINTT
Inuvo, Inc.INUV

J

Jefferies Financial Group Inc.JEF

K

Kidoz Inc.KDOZF

L

La-Z-Boy IncLZB
Lesaka Technologies IncLSAK
LifeMD, Inc.LFMD
Live Nation Entertainment, Inc.LYV

M

Maiden Holdings, Ltd.MHLA
McEwen Inc.MUX
Mind Technology, IncMIND

N

New Concept Energy, Inc.GBR
Niagen Bioscience, Inc.NAGE
Northern Technologies International CorpNTIC
Nutra Pharma CorpNPHC
NWPX Infrastructure, Inc.NWPX

O

Oxford Industries IncOXM

P

Perion Network Ltd.PERI
Phillips Edison & Company, Inc.PECO
Photronics IncPLAB
Powell Industries IncPOWL×2
ProShares Trust IIAGQ

R

REX American Resources CorpREX
Richardson Electronics, Ltd.RELL
Ross Stores, Inc.ROST

S

Solitron Devices IncSODI
Sono TEK CorpSOTK
Southern California Gas Co
Steven Madden, Ltd.SHOO

T

Talphera, Inc.TLPH
Techprecision CorpTPCS
Thor Industries IncTHO

U

Universal Health Services IncUHS

V

Village Super Market IncVLGEA
Vycor Medical IncVYCO

W

Where Food Comes From, Inc.WFCF

Y

Yinfu Gold Corp.ELRE

Z

Zumiez IncZUMZ

SOTKSono TEK Corp·Auditor change·21:55

Sono TEK Corp: Auditor change

FABC·Shareholder rights changed · New agreement·14:35

Fabric.AI, Inc.: Shareholder rights changed · New agreement

Delisting noticesC

Market hours4

12:36POWLPowell Industries Inc
12:48GIIIG III Apparel Group Ltd
13:17PLABPhotronics Inc
13:54REXREX American Resources Corp

After-hours3

22:59ASYSAmtech Systems Inc
22:14IAInnovative Solutions & Support Inc
22:19

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A

ALCOAlico, Inc.

8

UPLOAD8

Insider filing, amended4/A5

Proxy materialDEFA14A5

Annual report10-K4

Prospectus supplement424B34

Prospectus supplement424B54

Exchange listing8-A12B4

40-17G/A3

4973

Proxy statementDEF 14A3

Free writing prospectusFWP3

Stake amendedSC 13D/A3

Annual report to shareholdersARS2

Exempt offering noticeD2

N-CSRS2

POS AM2

Amended registration statementS-1/A2

Shelf registrationS-32

Passive stake reportedSC 13G2

Passive stake amendedSC 13G/A2

497AD1

8-A12B/A1

Current report (amended)8-K/A1

CERTNAS1

Exempt offering notice, amendedD/A1

EFFECT1

Preliminary proxy statementPRE 14A1

PRE 14C1

Registration statementS-11

Amended merger registrationS-4/A1

SC TO-I/A1

Powell Industries IncPOWL · 10-K · Sep 30 · 13:11

$690.74M

+22.8%

Village Super Market IncVLGEA · 10-Q · Oct 27 · 17:00

$358.15M+4.5%

Brady CorpBRC · 10-Q · Oct 31 · —

$272.02M0.5%

Cato CorpCATO · 10-Q · Oct 27 · 15:19

$200.01M+1.7%

Oxford Industries IncOXM · 10-Q · Oct 27 · 20:59

$181.41M+6.5%

Zumiez IncZUMZ · 10-Q · Oct 27 · 16:33

$180.02M+16.9%

Citi Trends IncCTRN · 10-Q · Oct 27 · 10:01

$148.99M+4.1%

Alico, Inc.ALCO · 10-K · Sep 30 · 22:16

$127.19M+29.0%

AeroVironment IncAVAV · 10-Q · Oct 27 · —

$80.28M0.1%

UHSUniversal Health Services Inc · Marc D Miller, President$901.06KSale · 20,000 sh

SHOOSteven Madden, Ltd. · Awadhesh K Sinha, Chief Operating Officer$790.37KSale · 17,500 sh

LYVLive Nation Entertainment, Inc. · Irving Azoff, Executive Chairman$683.08KSale · 78,200 sh

ACIWACI Worldwide, Inc. · Philip G Heasley, CEO and President$665.79KSale · 15,556 sh

LZBLa-Z-Boy Inc · Mark Bacon, Senior Vice President$659.65KSale · 44,722 sh

Open insider activity

DCTH Delcath Systems, Inc. · New agreement

15:09C

CAPL CrossAmerica Partners LP · New agreement

14:35F

FABC Fabric.AI, Inc. · Shareholder rights changed · New agreement

BNBX

· Officers or directors

14:38I

IOSP Innospec Inc. · Officers or directors

14:37N

NWPX NWPX Infrastructure, Inc. · Officers or directors

13:14R

RELL Richardson Electronics, Ltd. · Officers or directors

21:29I

ISCO International Stem Cell CORP · Officers or directors

The dayWednesday, December 5