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‹ Tue, Dec 11, 2012

Wednesday, December 12, 2012

327 filings · 214 companiesAll checks passed · Updated Oct 30

Thu, Dec 13, 2012 ›

Front page4 By time of day Results3 Reports9 Insiders60 Agreements15 Officers and directors11 Filings77 Index

Nothing from your lists

By time of day

77 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

3 announced

Nothing from your lists

Reports

4 quarterly · 5 annual

CompanyRevenueOn the year

Geospace Technologies CorpGEOS · 10-K · Sep 30 · 14:14
$191.66M+10.8%

Nothing from your lists

Insiders

60 filings

Purchases$336.26M29 filings

Sales$55.13M31 filings

TRIPTripAdvisor, Inc. · Liberty Interactive Corp, 10% owner$299.99MPurchase · 4,799,848 sh

Nothing from your lists

Agreements

15 filings

21:20SOWG Sow Good Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
21:14

Nothing from your lists

Officers and directors

11 filings

22:09OXM Oxford Industries Inc · Officers or directors
17:04

Nothing from your lists

Filings

77 listed

Find a company, form or word

19:00

19:07SANM
SANM Sanmina Corp · Announcement
19:09FCNCA
FCNCA First Citizens Bancshares Inc · Announcement

23:00

23:14PCSV
PCSV PCS Edventures!, Inc. · New debt

00:00

00:57ECPG
ECPG Encore Capital Group Inc · New debt · Unregistered shares sold · New agreement

08:00

08:30PREJF
PREJF Partnerre Ltd · Stake amended
08:33PURE
PURE Pure Bioscience, Inc. · Results, pre-market

09:00

09:06ACAD
ACAD Acadia Pharmaceuticals Inc · Unregistered shares sold · New agreement
09:15ORKA
ORKA Oruka Therapeutics, Inc. · Announcement

10:00

10:24IVT
IVT InvenTrust Properties Corp. · Investor disclosure

12:00

12:11PROV
PROV Provident Financial Holdings Inc · Investor disclosure
12:17LAMR
LAMR Lamar Advertising Co · Announcement
12:44WES
WES Western Midstream Partners, LP · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

13:00

13:00RICK
RICK RCI Hospitality Holdings, Inc. · New agreement
13:00CRIS
CRIS Curis Inc · New agreement
13:02NPHC
NPHC Nutra Pharma Corp · Amended quarterly report
13:03SSD
SSD Simpson Manufacturing Co., Inc. · Officers or directors
13:06PLAG
PLAG Planet Green Holdings Corp. · Proxy statement
13:15SGA
SGA Saga Communications Inc · Announcement
13:27HKHC
HKHC Horizon Kinetics Holding Corp · Stake amended
13:28ACTG
ACTG Acacia Research Corp · Announcement
13:29CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure
13:50ESOA
ESOA Energy Services of America CORP · Impairment · Restructuring costs

14:00

14:10WELPP
WELPP Wisconsin Electric Power Co · Officers or directors
14:14GEOS
GEOS Geospace Technologies Corp · Annual report
14:40DOMH
DOMH Dominari Holdings Inc. · Shareholder vote
14:43BDN
BDN Brandywine Realty Trust · Announcement
14:57ORMP
ORMP Oramed Pharmaceuticals Inc. · Annual report

15:00

15:05VSEC
VSEC VSE Corp · Announcement
15:24TRCK
TRCK Track Group, Inc. · Stake reported
15:42BRN
BRN Barnwell Industries Inc · Annual report
15:46SNFCA
SNFCA Security National Financial Corp · Officers or directors
15:57BRTX
BRTX BioRestorative Therapies, Inc. · Shareholder vote

16:00

16:00SEII
SEII Sharing Economy International Inc. · New agreement · Officers or directors
16:06WTI
WTI W&T Offshore Inc · Current report (amended)
16:08AB
AB Alliancebernstein Holding L.P. · Investor disclosure
16:13LVO
LVO LiveOne, Inc. · Quarterly report
16:15AMN
AMN AMN Healthcare Services Inc · Officers or directors
16:18IZEA
IZEA IZEA Worldwide, Inc. · Announcement
16:22SVC
SVC Service Properties Trust · New agreement
16:26GBDC
GBDC Golub Capital BDC, Inc. · Proxy statement

40 of 77

Index

Forms filed

Insider filing4153
Current report8-K57
Foreign issuer report6-K24
UPLOAD14
Initial ownership38
CORRESP

74 companies

Find a company

A

Acacia Research CorpACTG
Acadia Pharmaceuticals IncACAD
AI Financial CorpAIFC
Alliancebernstein Holding L.P.AB
Altisource Portfolio Solutions S.A.ASPS
Amarin Corp PLCAMRN
AMN Healthcare Services IncAMN
Amrep Corp.AXR
Armstrong World Industries IncAWI×5
Arrowhead Pharmaceuticals, Inc.ARWR

B

Barnwell Industries IncBRN
BGC Group, Inc.BGC
Big Digital Energy, Inc.BGDE
BioRestorative Therapies, Inc.BRTX
Brainstorm Cell Therapeutics Inc.BCLI
Brandywine Realty TrustBDN

C

Cadiz IncCDZI
Concrete Leveling Systems IncCLEV
Consumers Energy CoCMS-PB
Curis IncCRIS

D

Dick's Sporting Goods, Inc.DKS
Dominari Holdings Inc.DOMH

E

Empire State Realty Trust, Inc.ESRT
Encore Capital Group IncECPG
Energy Services of America CORPESOA

F

First Citizens Bancshares IncFCNCA
Forum Energy Technologies, Inc.FET
Frequency Electronics IncFEIM

G

Geospace Technologies CorpGEOS
Golub Capital BDC, Inc.GBDC
Good Gaming, Inc.GMER
GT Biopharma, Inc.GTBP

H

HCI Group, Inc.HCI
Horizon Kinetics Holding CorpHKHC

I

InvenTrust Properties Corp.IVT
IZEA Worldwide, Inc.IZEA

L

Lamar Advertising CoLAMR
LiveOne, Inc.LVO
lululemon athletica inc.LULU×2

M

Miller Industries IncMLR

N

Napco Security Technologies, IncNSSC
Nutra Pharma CorpNPHC

O

Oramed Pharmaceuticals Inc.ORMP
Oruka Therapeutics, Inc.ORKA
Oxford Industries IncOXM

P

Partnerre LtdPREJF
PCS Edventures!, Inc.PCSV
Plains ALL American Pipeline LPPAA
Planet Green Holdings Corp.PLAG
Provident Financial Holdings IncPROV
Pure Bioscience, Inc.PURE

R

RCI Hospitality Holdings, Inc.RICK
RGC Resources IncRGCO
RHRH

S

Saga Communications IncSGA
Sanmina CorpSANM
Security National Financial CorpSNFCA
Service Properties TrustSVC
Sharing Economy International Inc.SEII
Sifco Industries IncSIF
Simpson Manufacturing Co., Inc.SSD
Sixth Street Specialty Lending, Inc.TSLX×5
Sow Good Inc.SOWG
Spectrum Brands Holdings, Inc.SPB
StoneX Group Inc.SNEX

T

TerraVolt Holdings, Inc.GEDC
Track Group, Inc.TRCK
TripAdvisor, Inc.TRIP×2

U

United Health Products, Inc.UEEC

V

VSE CorpVSEC

W

W&T Offshore IncWTI×2
Western Midstream Partners, LPWES
Wisconsin Electric Power CoWELPP

Z

ZW Data Action Technologies Inc.CNET

ESOAEnergy Services of America CORP·Impairment · Restructuring costs·13:50

Energy Services of America CORP: Impairment · Restructuring costs

BGDE·Change in control·22:15

Big Digital Energy, Inc.: Change in control

TRIP·Change in control · Officers or directors·16:30

TripAdvisor, Inc.: Change in control · Officers or directors

SOWG·Shareholder rights changed · Bylaws or fiscal year changed · New agreement·21:20

Sow Good Inc.: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market1

08:33PUREPure Bioscience, Inc.

After-hours2

18:10FEIMFrequency Electronics Inc

7

EFFECT6

Stake amendedSC 13D/A6

Annual report10-K5

Prospectus supplement424B34

Prospectus supplement424B54

Quarterly report10-Q3

Insider filing, amended4/A3

Free writing prospectusFWP3

Employee plan registrationS-83

CERTNYS2

Exempt offering noticeD2

Proxy statementDEF 14A2

POS AM2

Passive stake reportedSC 13G2

Amended quarterly report10-Q/A1

24F-2NT1

Initial ownership, amended3/A1

40-17G1

Merger communication4251

Current report (amended)8-K/A1

Annual report to shareholdersARS1

CT ORDER1

F-3/A1

PREN14A1

RW1

S-1MEF1

Shelf registrationS-31

Merger registrationS-41

Stake reportedSC 13D1

SC14D1F/A1

SUPPL1

21:31

R

RHRH

Barnwell Industries IncBRN · 10-K · Sep 30 · 15:42

$34.06M

11.4%

Amrep Corp.AXR · 10-Q · Oct 31 · 21:34

$21.32M8.7%

Nutra Pharma CorpNPHC · 10-Q/A · Sep 30 · 13:02

$13.22K94.8%

Concrete Leveling Systems IncCLEV · 10-Q · Oct 31 · —

$384.00—

LiveOne, Inc.LVO · 10-Q · Oct 31 · 16:13

$0.00—

Oramed Pharmaceuticals Inc.ORMP · 10-K · Aug 31 · 14:57

——

StoneX Group Inc.SNEX · 10-K · Dec 10 · —

——

RGC Resources IncRGCO · 10-K · Nov 30 · —

——

AWIArmstrong World Industries Inc · Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust, 10% owner$29.50MSale · 602,461 sh

TSLXSixth Street Specialty Lending, Inc. · MSSB TPG Specialty Lending Onshore Feeder Fund, 10% owner$16.43MPurchase · 16,298 sh

TSLXSixth Street Specialty Lending, Inc. · Universities Superannuation Scheme Ltd as trustee for Universities Superannuation Scheme, 10% owner$10.69MPurchase · 10,604 sh

AWIArmstrong World Industries Inc · Bonderman David, 10% owner$8.69MSale · 177,539 sh

FETForum Energy Technologies, Inc. · Simmons L e & Associates Inc, 10% owner$7.14MSale · 284,004 sh

Open insider activity

BGC BGC Group, Inc. · New agreement

19:40P

PAA Plains ALL American Pipeline LP · New agreement

17:05M

MLR Miller Industries Inc · New debt · New agreement

17:04A

AMRN Amarin Corp PLC · New debt · New agreement · Officers or directors

17:01C

CDZI Cadiz Inc · New agreement

16:54G

GTBP GT Biopharma, Inc. · New debt · Unregistered shares sold · New agreement

16:22S

SVC Service Properties Trust · New agreement

AMRN Amarin Corp PLC · New debt · New agreement · Officers or directors

17:00H

HCI HCI Group, Inc. · Officers or directors

16:45N

NSSC Napco Security Technologies, Inc · Officers or directors

16:30T

TRIP TripAdvisor, Inc. · Change in control · Officers or directors

16:15A

AMN AMN Healthcare Services Inc · Officers or directors

16:00S

SEII Sharing Economy International Inc. · New agreement · Officers or directors

15:46S

SNFCA Security National Financial Corp · Officers or directors

The dayWednesday, December 12