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‹ Fri, Dec 14, 2012

Monday, December 17, 2012

301 filings · 235 companiesAll checks passed · Updated Oct 30

Tue, Dec 18, 2012 ›

Front page1 By time of day Results3 Reports17 Insiders51 Agreements9 Officers and directors13 Filings108 Index

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By time of day

108 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

20 without a time on file

Results

3 announced

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Reports

13 quarterly · 4 annual

CompanyRevenueOn the year

Natural Grocers by Vitamin Cottage, Inc.NGVC · 10-K/A · Sep 30 · 22:25
$336.39M+27.2%

Nothing from your lists

Insiders

51 filings

Purchases$9.68M19 filings

Sales$34.49M32 filings

CGNXCognex Corp · Robert J Shillman, Chairman of the Board$7.22MSale · 205,500 sh

Nothing from your lists

Agreements

9 filings

21:28GBDC Golub Capital BDC, Inc. · New agreement
20:57

Nothing from your lists

Officers and directors

13 filings

20:18BLNK Blink Charging Co. · Officers or directors
17:05

Nothing from your lists

Filings

108 listed

Find a company, form or word

19:00

19:09GFMH
GFMH Goliath Film & Media Holdings · Late filing notice
19:25LITS
LITS Lite Strategy, Inc. · Stake amended

21:00

21:06UI
UI Ubiquiti Inc. · Investor disclosure

23:00

23:13IESC
IESC IES Holdings, Inc. · Results, after-hours
23:42CION
CION CION Investment Corp · Officers or directors

06:00

06:10SFTBF
SFTBF Softbank Group Corp. · Merger communication
06:44GFMH
GFMH Goliath Film & Media Holdings · Quarterly report

07:00

07:00CNXN
CNXN PC Connection Inc · Officers or directors
07:10BGMS
BGMS Bio Green Med Solution, Inc. · Unregistered shares sold · New agreement
07:13UAMY
UAMY United States Antimony Corp · Announcement

08:00

08:00FTK
FTK Flotek Industries Inc · New agreement
08:05WKC
WKC World Kinect Corp · Investor disclosure
08:20TENX
TENX Tenax Therapeutics, Inc. · Results, pre-market
08:34CQP
CQP Cheniere Energy Partners, L.P. · New agreement

09:00

09:15ADC
ADC Agree Realty Corp · New debt · New agreement
09:36OSPN
OSPN OneSpan Inc. · Officers or directors

10:00

10:22PCYN
PCYN Procyon Corp · New agreement · Officers or directors
10:26BCIC
BCIC BCP Investment Corp · Announcement

11:00

11:23ASTH
ASTH Astrana Health, Inc. · Quarterly report
11:33NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
11:34NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
11:36NRK
NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Merger communication
11:42NAZ
NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication
11:43NAZ
NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication
11:46NAZ
NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication

12:00

12:10PPC
PPC Pilgrims Pride Corp · Delisting notice
12:17SR
SR Spire Inc · New agreement
12:26CMMB
CMMB Chemomab Therapeutics Ltd. · Stake amended

13:00

13:10APHD
APHD Verde Bio Holdings, Inc. · Late filing notice
13:33UTL
UTL Unitil Corp · Officers or directors
13:37WDFC
WDFC WD 40 Co · Shareholder vote

14:00

14:14VLGEA
VLGEA Village Super Market Inc · Shareholder vote
14:19WHF
WHF WhiteHorse Finance, Inc. · Investor disclosure
14:26HHS
HHS Harte Hanks Inc · Announcement
14:39UELMO
UELMO Union Electric Co · Announcement

15:00

15:04ULTA
ULTA Ulta Beauty, Inc. · Officers or directors (amended)
15:09VGTK
VGTK Viking Global Technologies, Inc. · Debt acceleration
15:20DOMH
DOMH Dominari Holdings Inc. · Bylaws or fiscal year changed
15:32—
— Graybar Electric Co Inc · Officers or directors
15:41DOMH
DOMH Dominari Holdings Inc. · Current report (amended)

40 of 108

Index

Forms filed

Insider filing495
Current report8-K58
Foreign issuer report6-K28
Quarterly report10-Q13
Initial ownership312
Merger communication

100 companies

Find a company

A

Acorn Energy, Inc.ACFN
Actinium Pharmaceuticals, Inc.ATNM
Agree Realty CorpADC
Ambarella IncAMBA
AMC Global Media Inc.AMCX×2
American Coastal Insurance CorpACIC
Angiodynamics IncANGO
Astrana Health, Inc.ASTH

B

Bancorp, Inc.TBBK×2
BCP Investment CorpBCIC
Bio Green Med Solution, Inc.BGMS
Bio Key International IncBKYI
Bio-Path Holdings, Inc.BPTH
Blink Charging Co.BLNK
Bryn Inc.BRRN

C

Ceva IncCEVA
Chemomab Therapeutics Ltd.CMMB
Cheniere Energy Partners, L.P.CQP
CION Investment CorpCION×2
Clearwater Paper CorpCLW
Cognex CorpCGNX

D

Deere & CoDE
Digerati Technologies, Inc.DTGI
Digital Brand Media & Marketing Group, Inc.DBMM
Distribution Solutions Group, Inc.DSGR
Dominari Holdings Inc.DOMH×2
DSS, Inc.DSS×2

E

Emo Capital Corp.NUVI
Energy Transfer LPET
Enphase Energy, Inc.ENPH

F

Fabric.AI, Inc.FABC×3
Fastenal CoFAST×2
Flotek Industries IncFTK
Forum Energy Technologies, Inc.FET
Frequency Electronics IncFEIM×2
FRP Holdings, Inc.FRPH

G

Goliath Film & Media HoldingsGFMH×2
Golub Capital BDC, Inc.GBDC
Graybar Electric Co Inc
Groove Botanicals Inc.GRVE

H

Harte Hanks IncHHS
Hartford Creative Group, Inc.HFUS
Highwoods Properties, Inc.HIW

I

IES Holdings, Inc.IESC
iHeartMedia, Inc.IHRT
Innsuites Hospitality TrustIHT

L

Las Vegas Sands CorpLVS
Liberty Star Uranium & Metals Corp.LBSR
Lindsay CorpLNN
Lite Strategy, Inc.LITS

M

Match Group, Inc.MTCH
Mbia IncMBI
McEwen Inc.MUX

N

Natural Grocers by Vitamin Cottage, Inc.NGVC
NewStream Energy Technologies Group Inc
NGL Energy Partners LPNGL
NON Invasive Monitoring Systems IncNIMU
Nordson CorpNDSN
Northwest Biotherapeutics IncNWBO
Nuveen AMT-Free Quality Municipal Income FundNEA×3
Nuveen Arizona Quality Municipal Income FundNAZ×3
Nuveen New York Amt-Free Quality Municipal Income FundNRK×3

O

OneSpan Inc.OSPN

P

PC Connection IncCNXN
PharmaCyte Biotech, Inc.PMCB
Pilgrims Pride CorpPPC
Procyon CorpPCYN

Q

Quinstreet, IncQNST

R

RHRH
Rise Gold Corp.RYES
RLI CorpRLI

S

SL Green Realty CorpSLG
SLR Investment Corp.SLRC
Softbank Group Corp.SFTBF
Sparta Commercial Services, Inc.SRCO
Spectrum Brands Holdings, Inc.SPB
Spire IncSR
Sprott Physical Platinum & Palladium TrustSPPP
Star Gold Corp.SRGZ
Sunstone Hotel Investors, Inc.SHO

T

Talphera, Inc.TLPH
TaoWeave, Inc.TWAV
Tenax Therapeutics, Inc.TENX
Tennessee Valley AuthorityTVE
TXNM Energy IncTXNM

U

Ubiquiti Inc.UI
Ulta Beauty, Inc.ULTA
Ultralife CorpULBI
Union Electric CoUELMO
United States Antimony CorpUAMY
Unitil CorpUTL

V

Verde Bio Holdings, Inc.APHD
Viking Global Technologies, Inc.VGTK
Village Super Market IncVLGEA

W

WD 40 CoWDFC
Westwater Resources, Inc.WWR
WhiteHorse Finance, Inc.WHF
World Kinect CorpWKC

X

XOMA Royalty Corp

Y

Yinfu Gold Corp.ELRE

VGTKViking Global Technologies, Inc.·Debt acceleration·15:09

Viking Global Technologies, Inc.: Debt acceleration

Delisting noticesP

Pre-market1

08:20TENXTenax Therapeutics, Inc.

After-hours2

23:13IESCIES Holdings, Inc.
21:05FABCFabric.AI, Inc.

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425

11

CORRESP9

Late filing noticeNT 10-Q7

Prospectus supplement424B35

Stake amendedSC 13D/A5

Insider filing, amended4/A4

Current report (amended)8-K/A4

Annual report10-K3

Delisting by the exchange25-NSE3

40-17G3

Proxy statementDEF 14A3

EFFECT3

UPLOAD3

Delisting252

Prospectus supplement424B52

Exempt offering noticeD2

F-6EF2

POS AM2

Amended merger registrationS-4/A2

10-12B/A1

Amended annual report10-K/A1

40-17F21

Annual ownership51

CERTNAS1

CT ORDER1

Information statementDEF 14C1

Proxy materialDEFA14A1

Amended registration statementF-1/A1

F-61

N-23C3A1

NTN 10Q1

PRE 14C1

Amended shelf registrationS-3/A1

S-3MEF1

Employee plan registrationS-81

Stake reportedSC 13D1

Tender offerSC TO-I1

SC TO-I/A1

SC TO-T/A1

RHRH · 10-Q · Oct 27 · 21:02

$284.17M

+22.2%

Ambarella IncAMBA · 10-Q · Oct 31 · —

$35.67M+23.9%

Frequency Electronics IncFEIM · 10-Q · Oct 31 · 21:03

$17.57M+16.7%

Fabric.AI, Inc.FABC · 10-Q · Oct 31 · 21:11

$7.96M63.4%

Innsuites Hospitality TrustIHT · 10-Q · Oct 31 · 20:52

$3.24M11.3%

Astrana Health, Inc.ASTH · 10-Q · Oct 31 · 11:23

$1.97M+37.2%

Digital Brand Media & Marketing Group, Inc.DBMM · 10-K · Aug 31 · —

$457.81K15.1%

NON Invasive Monitoring Systems IncNIMU · 10-Q · Oct 31 · 16:26

$49.00K23.4%

Liberty Star Uranium & Metals Corp.LBSR · 10-Q · Oct 31 · 17:11

$0.00—

LVSLas Vegas Sands Corp · Kenneth J Kay, EVP & Chief Financial Officer$5.56MSale · 122,000 sh

DSGRDistribution Solutions Group, Inc. · Ronald B Port, Director$5.07MPurchase · 584,677 sh

FASTFastenal Co · Stephen M Slaggie, Director$4.30MSale · 100,000 sh

AMCXAMC Global Media Inc. · James Lawrence Dolan, Director$3.75MSale · 73,362 sh

NGLNGL Energy Partners LP · H Michael Krimbill, CEO & CFO$3.27MPurchase · 150,000 sh

Open insider activity

ET Energy Transfer LP · New agreement

17:16T

TXNM TXNM Energy Inc · New debt · New agreement

12:17S

SR Spire Inc · New agreement

10:22P

PCYN Procyon Corp · New agreement · Officers or directors

09:15A

ADC Agree Realty Corp · New debt · New agreement

08:34C

CQP Cheniere Energy Partners, L.P. · New agreement

08:00F

FTK Flotek Industries Inc · New agreement

ANGO Angiodynamics Inc · Officers or directors

16:54Q

QNST Quinstreet, Inc · Officers or directors

16:13E

ENPH Enphase Energy, Inc. · Officers or directors

16:12A

ACFN Acorn Energy, Inc. · Officers or directors

16:05C

CLW Clearwater Paper Corp · Officers or directors

15:32— Graybar Electric Co Inc · Officers or directors

15:04U

ULTA Ulta Beauty, Inc. · Officers or directors (amended)

The dayMonday, December 17