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‹ Thu, Dec 13, 2012

Friday, December 14, 2012

338 filings · 224 companiesAll checks passed · Updated Oct 30

Mon, Dec 17, 2012 ›

Front page1 By time of day Results5 Reports27 Insiders60 Agreements8 Officers and directors6 Filings94 Index

Nothing from your lists

By time of day

94 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

21 without a time on file

Results

5 announced

Nothing from your lists

Reports

16 quarterly · 11 annual

CompanyRevenueOn the year

LEE Enterprises, IncLEE · 10-K · Sep 30 · 22:08
$706.92M2.3%

Nothing from your lists

Insiders

60 filings

Purchases$4.74M16 filings

Sales$35.69M44 filings

WERNWerner Enterprises Inc · Clarence L Werner, Director$12.63MSale · 604,383 sh

Nothing from your lists

Agreements

8 filings

22:12VGZ Vista Gold Corp · New agreement
22:10

Nothing from your lists

Officers and directors

6 filings

22:01PACB Pacific Biosciences of California, Inc. · Officers or directors
21:15

Nothing from your lists

Filings

94 listed

Find a company, form or word

18:00

18:01ERII
ERII Energy Recovery, Inc. · Investor disclosure (amended)
18:40DLHC
DLHC DLH Holdings Corp. · Annual report
18:44JFIL
JFIL Jubilant Flame International, Ltd · Announcement

19:00

19:52NEU
NEU Newmarket Corp · Investor disclosure

20:00

20:52VNDA
VNDA Vanda Pharmaceuticals Inc. · Announcement

23:00

23:05PRSU
PRSU Pursuit Attractions & Hospitality, Inc. · Officers or directors
23:24BUKS
BUKS Butler National Corp · Results, after-hours

01:00

01:14CBRL
CBRL Cracker Barrel Old Country Store, Inc · Stake amended
01:50HURA
HURA TuHURA Biosciences, Inc. · Quarterly report

07:00

07:32OPTT
OPTT Ocean Power Technologies, Inc. · Results, pre-market

09:00

09:04INVA
INVA Innoviva, Inc. · Announcement
09:08CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure
09:40DLHC
DLHC DLH Holdings Corp. · Results, market hours

10:00

10:07AGX
AGX Argan Inc · Quarterly report

11:00

11:32MAN
MAN ManpowerGroup Inc. · Announcement
11:34HRTX
HRTX Heron Therapeutics, Inc. · Announcement
11:39CIMG
CIMG Cimg Inc. · Quarterly report

12:00

12:37NMZ
NMZ Nuveen Municipal High Income Opportunity Fund · Merger communication
12:40VGTK
VGTK Viking Global Technologies, Inc. · Shareholder vote · Officers or directors
12:40NMZ
NMZ Nuveen Municipal High Income Opportunity Fund · Merger communication
12:47XBIO
XBIO Xenetic Biosciences, Inc. · Annual report

13:00

13:00PRSU
PRSU Pursuit Attractions & Hospitality, Inc. · New agreement
13:32RSKIA
RSKIA George Risk Industries, Inc. · Quarterly report
13:44AMCX
AMCX AMC Global Media Inc. · Announcement

14:00

14:02ACRE
ACRE Ares Commercial Real Estate Corp · Unregistered shares sold
14:25LFVN
LFVN Lifevantage Corp · Announcement
14:56OPTT
OPTT Ocean Power Technologies, Inc. · Quarterly report

15:00

15:25AGX
AGX Argan Inc · Results, market hours
15:39HNNA
HNNA Hennessy Advisors Inc · Proxy statement
15:46BETRF
BETRF BetterLife Pharma Inc. · Quarterly report

16:00

16:01MRDN
MRDN Meridian Holdings Inc. · Quarterly report
16:08EMYB
EMYB Embassy Bancorp, Inc. · Stake amended
16:15SANM
SANM Sanmina Corp · Officers or directors
16:21ADAM
ADAM Adamas Trust, Inc. · Announcement
16:25GLAD
GLAD Gladstone Capital Corp · Proxy statement
16:30ASTI
ASTI Ascent Solar Technologies, Inc. · New agreement
16:33DCTH
DCTH Delcath Systems, Inc. · Investor disclosure
16:38TENX
TENX Tenax Therapeutics, Inc. · Quarterly report
16:42JVA
JVA Coffee Holding Co Inc · Announcement
16:44EMMA
EMMA Emmaus Life Sciences, Inc. · Officers or directors

40 of 94

Index

Forms filed

Insider filing4143
Current report8-K46
Foreign issuer report6-K20
Annual ownership514
Quarterly report10-Q13
Annual report

88 companies

Find a company

A

Adamas Trust, Inc.ADAM
Altex Industries IncALTX
AMC Global Media Inc.AMCX
American National Group Inc.ANG-PD
Amtech Systems IncASYS
Aqua Power Systems Inc.APSI
Ares Commercial Real Estate CorpACRE
Argan IncAGX×2
Ascent Solar Technologies, Inc.ASTI
ASML Holding NVASML
Audioeye IncAEYE

B

B&G Foods, Inc.BGS
BetterLife Pharma Inc.BETRF
Butler National CorpBUKS

C

CEL SCI CorpCVM
Cerenome, Inc.CNSY
Cimg Inc.CIMG
Clarus CorpCLAR
Coffee Holding Co IncJVA
Comstock Inc.LODE
Consumers Energy CoCMS-PB
Cracker Barrel Old Country Store, IncCBRL
Cumulus Media Inc×2

D

Daily Journal CorpDJCO
Delcath Systems, Inc.DCTH
Delek Logistics Partners, LPDKL
Diamondback Energy, Inc.FANG
DLH Holdings Corp.DLHC×2

E

Embassy Bancorp, Inc.EMYB
Emmaus Life Sciences, Inc.EMMA
Energy Recovery, Inc.ERII

F

First BancorpFBNC
Franklin Covey CoFC

G

Gencor Industries IncGENC×2
George Risk Industries, Inc.RSKIA
Gladstone Capital CorpGLAD
Gold Reserve LtdGDRZF
Gold Resource Corp×3

H

HEICO CorpHEI
Hennessy Advisors IncHNNA
Heron Therapeutics, Inc.HRTX

I

IES Holdings, Inc.IESC
IGC Pharma, Inc.IGC
Innovative Solutions & Support IncIA
Innoviva, Inc.INVA

J

Jubilant Flame International, LtdJFIL

L

Lamar Advertising CoLAMR×2
LEE Enterprises, IncLEE×2
Lifevantage CorpLFVN
Lineage Cell Therapeutics, Inc.LCTX

M

ManpowerGroup Inc.MAN
MarketAxess Holdings IncMKTX×2
Medical Properties Trust IncMPT
Meridian Holdings Inc.MRDN

N

Newmarket CorpNEU
Nextel Medical Corp.MAJI
Nutra Pharma CorpNPHC
Nuveen Municipal High Income Opportunity FundNMZ×2

O

Ocean Power Technologies, Inc.OPTT×2
Omeros CorpOMER
Outcrop Silver & Gold CorpOCGSF

P

Pacific Biosciences of California, Inc.PACB
Pebblebrook Hotel TrustPEB
Professional Diversity Network, Inc.IPDN
Pursuit Attractions & Hospitality, Inc.PRSU×2

Q

QS Energy, Inc.QSEP

R

RCI Hospitality Holdings, Inc.RICK

S

Sanmina CorpSANM
Simpson Manufacturing Co., Inc.SSD
SolarWindow Technologies, Inc.WNDW
Spectrum Brands Holdings, Inc.SPB×2
SurgePays, Inc.SURG

T

Tenax Therapeutics, Inc.TENX
TerraVolt Holdings, Inc.GEDC
Thor Industries IncTHO
Totaligent, Inc.TGNT×2
TuHURA Biosciences, Inc.HURA

U

U.S. Gold Corp.USAU
Universal Insurance Holdings, Inc.UVE

V

Value Line IncVALU
Vanda Pharmaceuticals Inc.VNDA
VIAVI Solutions Inc.VIAV
Viking Global Technologies, Inc.VGTK
Vista Gold CorpVGZ
Vystar CorpVYST

W

Werner Enterprises IncWERN
World Acceptance CorpWRLD

X

Xenetic Biosciences, Inc.XBIO

NPHCNutra Pharma Corp·Auditor change·17:09

Nutra Pharma Corp: Auditor change

Delisting noticesI

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Pre-market1

07:32OPTTOcean Power Technologies, Inc.

Market hours2

09:40DLHCDLH Holdings Corp.

10-K

10

CORRESP8

40-17G6

Free writing prospectusFWP6

UPLOAD6

Initial ownership35

Current report (amended)8-K/A5

Stake amendedSC 13D/A5

Amended quarterly report10-Q/A3

Prospectus supplement424B33

Prospectus supplement424B53

Merger communication4253

Insider filing, amended4/A3

Exempt offering noticeD3

Proxy statementDEF 14A3

EFFECT3

Shelf registrationS-33

40-APP/A2

CERTNYS2

Late filing noticeNT 10-Q2

Amended registration statementS-1/A2

Employee plan registrationS-82

Passive stake reportedSC 13G2

10-12B/A1

Annual report20-F1

Prospectus supplement424B21

Exchange listing8-A12B1

F-3ASR1

F-61

N-21

Preliminary proxy statementPRE 14A1

Stake reportedSC 13D1

Passive stake amendedSC 13G/A1

SC TO-I/A1

SUPPL1

15:25

A

AGXArgan Inc

After-hours2

23:24BUKSButler National Corp
22:03LEELEE Enterprises, Inc

IES Holdings, Inc.IESC · 10-K · Sep 30 · 22:12

$456.12M

+12.3%

Delek Logistics Partners, LPDKL · 10-Q · Sep 30 · 21:07

$271.81M+36.0%

RCI Hospitality Holdings, Inc.RICK · 10-K · Sep 30 · 21:06

$95.22M+14.0%

Gencor Industries IncGENC · 10-K · Sep 30 · —

$63.18M+5.8%

Gold Resource Corp— · 10-Q/A · Mar 31 · —

$36.67M+225.0%

Daily Journal CorpDJCO · 10-K · Sep 30 · 17:08

$31.87M7.6%

Gold Resource Corp— · 10-Q/A · Jun 30 · —

$30.70M+48.6%

Innovative Solutions & Support IncIA · 10-K · Sep 30 · 22:15

$24.58M4.5%

Value Line IncVALU · 10-Q · Oct 31 · 21:56

$8.81M3.6%

LAMRLamar Advertising Co · Kevin P Reilly JR, President$4.43MSale · 112,169 sh

LAMRLamar Advertising Co · Sean e Reilly, Chief Executive Officer$4.08MSale · 102,903 sh

—Cumulus Media Inc · Partners II (FF) LP Crestview, Director$3.56MPurchase · 1,478,228 sh

MKTXMarketAxess Holdings Inc · Richard M McVey, Chairman & CEO$1.96MSale · 60,000 sh

SSDSimpson Manufacturing Co., Inc. · Thomas J Fitzmyers, Chairman of the Board$1.60MSale · 50,000 sh

Open insider activity

BGS B&G Foods, Inc. · New debt · New agreement

21:38C

CNSY Cerenome, Inc. · New agreement

21:30T

THO Thor Industries Inc · Shareholder vote · New agreement

17:17O

OMER Omeros Corp · New agreement

16:47H

HEI HEICO Corp · New agreement

16:30A

ASTI Ascent Solar Technologies, Inc. · New agreement

13:00P

PRSU Pursuit Attractions & Hospitality, Inc. · New agreement

ASYS Amtech Systems Inc · Officers or directors

16:44E

EMMA Emmaus Life Sciences, Inc. · Officers or directors

16:15S

SANM Sanmina Corp · Officers or directors

12:40V

VGTK Viking Global Technologies, Inc. · Shareholder vote · Officers or directors

23:05P

PRSU Pursuit Attractions & Hospitality, Inc. · Officers or directors

The dayFriday, December 14