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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 27, 2012

Friday, December 28, 2012

308 filings · 219 companiesAll checks passed · Updated Oct 30

Mon, Dec 31, 2012 ›

Front page3 By time of day Results1 Reports16 Insiders48 Agreements10 Officers and directors11 Filings70 Index

Nothing from your lists

By time of day

70 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

1 announced

Nothing from your lists

Reports

4 quarterly · 12 annual

CompanyRevenueOn the year

ARK Restaurants CorpARKR · 10-K · Sep 29 · 12:03
$138.03M+0.8%

Nothing from your lists

Insiders

48 filings

Purchases$1.25M31 filings

Sales$8.35M17 filings

CCLCarnival Corp Ltd. · Eternity Two Trust$3.38MSale · 91,300 sh

Nothing from your lists

Agreements

10 filings

22:20APPS Digital Turbine, Inc. · Unregistered shares sold · New agreement
21:36

Nothing from your lists

Officers and directors

11 filings

20:04LYV Live Nation Entertainment, Inc. · Officers or directors
19:08

Nothing from your lists

Filings

70 listed

Find a company, form or word

01:00

01:00ACTG
ACTG Acacia Research Corp · Announcement
01:03ERNA
ERNA Ernexa Therapeutics Inc. · Stake amended

06:00

06:30SEII
SEII Sharing Economy International Inc. · Investor disclosure

08:00

08:32FTK
FTK Flotek Industries Inc · New agreement

10:00

10:41ESOA
ESOA Energy Services of America CORP · Annual report

11:00

11:22ARKR
ARKR ARK Restaurants Corp · Results, market hours
11:42MGHL
MGHL Morgan Group Holding Co · Unregistered shares sold · New agreement · Officers or directors
11:43NMZ
NMZ Nuveen Municipal High Income Opportunity Fund · Stake reported

12:00

12:03ARKR
ARKR ARK Restaurants Corp · Annual report
12:32RDAR
RDAR Telvantis, Inc. · Change in control · Acquisition or sale completed · Officers or directors
12:47LOOP
LOOP Loop Industries, Inc. · Amended annual report
12:50NRT
NRT North European Oil Royalty Trust · Annual report

13:00

13:19QNBC
QNBC QNB Corp. · Officers or directors
13:28HKHC
HKHC Horizon Kinetics Holding Corp · Stake reported
13:34BGC
BGC BGC Group, Inc. · Announcement
13:35MXC
MXC Mexco Energy Corp · Announcement
13:44RCMT
RCMT RCM Technologies, Inc. · Officers or directors
13:56BDN
BDN Brandywine Realty Trust · Announcement

14:00

14:01IESC
IESC IES Holdings, Inc. · Proxy statement
14:11GPOR
GPOR Gulfport Energy Corp · Acquisition or sale completed
14:24CULP
CULP Culp Inc · Officers or directors
14:45GSTX
GSTX Graphene & Solar Technologies Ltd · Annual report

15:00

15:05AKO-A
AKO-A Andina Bottling Co Inc · Stake amended
15:10CMS-PB
CMS-PB Consumers Energy Co · New agreement
15:34FABC
FABC Fabric.AI, Inc. · Delisting notice

16:00

16:06PRK
PRK Park National Corp · Officers or directors
16:22MBOT
MBOT Microbot Medical Inc. · Announcement
16:30ZNOG
ZNOG Zion Oil & Gas Inc · Officers or directors
16:34PECO
PECO Phillips Edison & Company, Inc. · New agreement
16:36HFBL
HFBL Home Federal Bancorp, Inc. of Louisiana · Officers or directors

17:00

17:04VGTK
VGTK Viking Global Technologies, Inc. · Stake amended
17:04ASPS
ASPS Altisource Portfolio Solutions S.A. · Acquisition or sale completed · New agreement
17:12BHLL
BHLL Bunker Hill Mining Corp. · Bylaws or fiscal year changed · Shareholder vote
17:18UI
UI Ubiquiti Inc. · New agreement
17:19PRPO
PRPO Precipio, Inc. · Stake amended
17:38IGC
IGC IGC Pharma, Inc. · Officers or directors

19:00

19:08WMG
WMG Warner Music Group Corp. · Officers or directors
19:13PRKA
PRKA Parks America, Inc · Annual report

20:00

20:04LYV
LYV Live Nation Entertainment, Inc. · Officers or directors
20:41PNBK
PNBK Patriot National Bancorp Inc · Shareholder vote

40 of 70

Index

Forms filed

Insider filing4126
Current report8-K42
Annual report10-K11
Prospectus supplement424B311
NSAR-B11
Initial ownership3

76 companies

Find a company

A

Acacia Research CorpACTG
Adma Biologics, Inc.ADMA
AeroVironment IncAVAV
Altisource Portfolio Solutions S.A.ASPS
Andina Bottling Co IncAKO-A
Anika Therapeutics, Inc.ANIK
ARK Restaurants CorpARKR×2
Arrowhead Pharmaceuticals, Inc.ARWR

B

BGC Group, Inc.BGC
Brandywine Realty TrustBDN
Bunker Hill Mining Corp.BHLL

C

Carnival Corp Ltd.CCL
Cleanspark, Inc.CLSK
CNA Financial CorpCNA
Conagra Brands Inc.CAG
Consumers Energy CoCMS-PB
Culp IncCULP

D

Digital Turbine, Inc.APPS
Driveitaway Holdings, Inc.DWAY
DyTb, LLC

E

EchoStar CORPECHO
Energy Services of America CORPESOA
Ernexa Therapeutics Inc.ERNA
Escalon Medical CorpESMC

F

Fabric.AI, Inc.FABC
Flanigans Enterprises IncBDL
Flotek Industries IncFTK

G

GEE Group Inc.JOB
Geospace Technologies CorpGEOS
Good Times Restaurants Inc.GTIM
Graphene & Solar Technologies LtdGSTX
Gulfport Energy CorpGPOR

H

Home Federal Bancorp, Inc. of LouisianaHFBL
Horizon Kinetics Holding CorpHKHC

I

IES Holdings, Inc.IESC
IGC Pharma, Inc.IGC
Inotiv, Inc.
Inuvo, Inc.INUV

K

Kosmos Energy Ltd.KOS

L

Live Nation Entertainment, Inc.LYV
Loop Industries, Inc.LOOP

M

Mexco Energy CorpMXC
Microbot Medical Inc.MBOT
Morgan Group Holding CoMGHL

N

Neogen CorpNEOG
Neutra Corp.NTRR
North European Oil Royalty TrustNRT
Nuveen Municipal High Income Opportunity FundNMZ

O

Oil States International, IncOIS

P

Park National CorpPRK
Parks America, IncPRKA
Partnerre LtdPREJF
Patriot National Bancorp IncPNBK
Phillips Edison & Company, Inc.PECO
Pool CorpPOOL
Precipio, Inc.PRPO
ProPhase Labs, Inc.PRPH
Prothena Corp Public Ltd CoPRTA

Q

QNB Corp.QNBC

R

RCM Technologies, Inc.RCMT

S

Safety Insurance Group IncSAFT
Sharing Economy International Inc.SEII
Sinovac Biotech LtdSVA
SL Green Realty CorpSLG

T

Telvantis, Inc.RDAR
Titan Machinery Inc.TITN
Toll Brothers, Inc.TOL
Track Group, Inc.TRCK

U

Ubiquiti Inc.UI
UTG IncUTGN

V

Verastem, Inc.VSTM
Viking Global Technologies, Inc.VGTK×2
VivoSim Labs, INC.VIVS

W

Warner Music Group Corp.WMG
Widepoint CorpWYY

Z

Zion Oil & Gas IncZNOG

RDARTelvantis, Inc.·Change in control · Acquisition or sale completed · Officers or directors·12:32

Telvantis, Inc.: Change in control · Acquisition or sale completed · Officers or directors

ASPS·Acquisition or sale completed · New agreement·17:04

Altisource Portfolio Solutions S.A.: Acquisition or sale completed · New agreement

GPOR·Acquisition or sale completed·14:11

Gulfport Energy Corp: Acquisition or sale completed

Delisting noticesF

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours1

11:22ARKRARK Restaurants Corp

10

N-CSR10

UPLOAD9

Foreign issuer report6-K7

CORRESP6

Stake amendedSC 13D/A5

Stake reportedSC 13D4

Passive stake reportedSC 13G4

Quarterly report10-Q3

EFFECT3

N-CSRS3

Asset-backed distribution report10-D2

Delisting by the exchange25-NSE2

40-17G2

485BXT2

Insider filing, amended4/A2

Exempt offering noticeD2

Proxy statementDEF 14A2

N-22

N-30D2

N-Q2

POS AMI2

Shelf registrationS-32

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Delisting251

40-APP/A1

Prospectus supplement424B51

486BPOS1

6-K/A1

Information statementDEF 14C1

Proxy materialDEFA14A1

DRS/A1

F-101

F-X1

N-8A1

NSAR-A/A1

NSAR-B/A1

Late filing noticeNT 10-K1

Preliminary proxy statementPRE 14A1

Merger registrationS-41

SC TO-I/A1

Energy Services of America CORPESOA · 10-K · Sep 30 · 10:41

$109.02M

24.0%

Flanigans Enterprises IncBDL · 10-K · Sep 29 · —

$77.34M+7.0%

Good Times Restaurants Inc.GTIM · 10-K · Sep 30 · —

$19.71M4.4%

Inuvo, Inc.INUV · 10-Q/A · Mar 31 · 21:46

$8.77M25.7%

Parks America, IncPRKA · 10-K · Sep 30 · 19:13

$3.69M—

Driveitaway Holdings, Inc.DWAY · 10-K · Sep 30 · —

$3.42M+116.6%

Arrowhead Pharmaceuticals, Inc.ARWR · 10-K · Sep 30 · —

$146.88K50.4%

Cleanspark, Inc.CLSK · 10-K · Sep 30 · 22:04

$0.00—

Loop Industries, Inc.LOOP · 10-K/A · Sep 30 · 12:47

——

TITNTitan Machinery Inc. · Peter J. Christianson, President and COO$1.23MSale · 50,000 sh

AVAVAeroVironment Inc · Timothy E Conver, Chairman, President and CEO$861.60KSale · 40,000 sh

OISOil States International, Inc · Cindy B Taylor, President & CEO$700.27KSale · 10,000 sh

VGTKViking Global Technologies, Inc. · Meson Capital Partners LP$622.67KPurchase · 455,199 sh

POOLPool Corp · Harlan F Seymour, Director$604.00KSale · 14,534 sh

Open insider activity

JOB GEE Group Inc. · New agreement

21:09E

ECHO EchoStar CORP · New agreement

21:07W

WYY Widepoint Corp · New debt · New agreement

17:18U

UI Ubiquiti Inc. · New agreement

17:04A

ASPS Altisource Portfolio Solutions S.A. · Acquisition or sale completed · New agreement

16:34P

PECO Phillips Edison & Company, Inc. · New agreement

15:10C

CMS-PB Consumers Energy Co · New agreement

WMG Warner Music Group Corp. · Officers or directors

17:38I

IGC IGC Pharma, Inc. · Officers or directors

16:36H

HFBL Home Federal Bancorp, Inc. of Louisiana · Officers or directors

16:30Z

ZNOG Zion Oil & Gas Inc · Officers or directors

16:06P

PRK Park National Corp · Officers or directors

14:24C

CULP Culp Inc · Officers or directors

13:44R

RCMT RCM Technologies, Inc. · Officers or directors

The dayFriday, December 28