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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 1, 2013

Tuesday, April 2, 2013

508 filings · 304 companiesAll checks passed · Updated Oct 30

Wed, Apr 3, 2013 ›

Front page1 By time of day Results11 Reports25 Insiders34 Agreements15 Officers and directors9 Filings129 Index

Nothing from your lists

By time of day

129 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

35 without a time on file

Results

11 announced

Nothing from your lists

Reports

2 quarterly · 23 annual

CompanyRevenueOn the year

Vale S.A.VALE · 20-F · Dec 31 · —
$48.75B21.8%

Nothing from your lists

Insiders

34 filings

Purchases$327.26K10 filings

Sales$6.82M24 filings

CHRDChord Energy Corp · Roy W Mace, Senior VP and CAO$931.25KSale · 25,000 sh

Nothing from your lists

Agreements

15 filings

21:07ET Energy Transfer LP · New debt · New agreement
20:58

Nothing from your lists

Officers and directors

9 filings

20:16XELB XCel Brands, Inc. · Unregistered shares sold · Officers or directors
16:54

Nothing from your lists

Filings

129 listed

Find a company, form or word

17:00

17:40SGRP
SGRP SPAR Group, Inc. · Annual report
17:42—
— Windtree Therapeutics Inc · New agreement · Officers or directors
17:57KINS
KINS Kingstone Companies, Inc. · Results, after-hours

18:00

18:01QXO
QXO QXO, Inc. · Investor disclosure
18:20UVE
UVE Universal Insurance Holdings, Inc. · New agreement

19:00

19:45CUEN
CUEN Cuentas Inc. · Late filing notice

20:00

20:02CUEN
CUEN Cuentas Inc. · Annual report
20:31CRDF
CRDF Cardiff Oncology, Inc. · Results, after-hours
20:45GAU
GAU Galiano Gold Inc. · Annual report
20:50KLNG
KLNG Koil Energy Solutions, Inc. · Officers or directors

21:00

21:36URBN
URBN Urban Outfitters Inc · Proxy statement
21:53PFLT
PFLT PennantPark Floating Rate Capital Ltd. · New debt · New agreement

22:00

22:16TOVX
TOVX Theriva Biologics, Inc. · Late filing notice
22:38BRTX
BRTX BioRestorative Therapies, Inc. · Late filing notice

23:00

23:06PBYI
PBYI Puma Biotechnology, Inc. · Results, after-hours

00:00

00:30BRTX
BRTX BioRestorative Therapies, Inc. · Annual report

06:00

06:15CTSO
CTSO Cytosorbents Corp · Late filing notice

07:00

07:05EVTC
EVTC Evertec, Inc. · Amended registration statement
07:11TSM
TSM Taiwan Semiconductor Manufacturing Co Ltd · Annual report

08:00

08:12ENJ
ENJ Entergy New Orleans, LLC · Investor disclosure
08:32ELMD
ELMD Electromed, Inc. · Bylaws or fiscal year changed
08:48VGTK
VGTK Viking Global Technologies, Inc. · Acquisition or sale completed · New agreement

10:00

10:00BISA
BISA Baltic International USA Inc · Late filing notice
10:09NUWE
NUWE Nuwellis, Inc. · Officers or directors
10:14TILE
TILE Interface Inc · Proxy statement
10:41MAS
MAS Masco Corp · Proxy statement

11:00

11:02DOMH
DOMH Dominari Holdings Inc. · Officers or directors
11:20PW
PW Power REIT · Announcement
11:27LWLG
LWLG Lightwave Logic, Inc. · Investor disclosure
11:32ASPS
ASPS Altisource Portfolio Solutions S.A. · Proxy statement
11:43PLX
PLX Protalix BioTherapeutics, Inc. · Announcement

12:00

12:04ESCA
ESCA Escalade Inc · New debt · New agreement
12:12ETI-P
ETI-P Entergy Texas, Inc. · Investor disclosure
12:26FULO
FULO Fullnet Communications Inc · Late filing notice
12:33RIOT
RIOT Riot Platforms, Inc. · Investor disclosure
12:40PPSI
PPSI Pioneer Power Solutions, Inc. · Results, market hours
12:51DSS
DSS DSS, Inc. · Merger communication
12:55RHEP
RHEP Regional Health Properties, Inc · Late filing notice
12:58MDXG
MDXG Mimedx Group, Inc. · Unregistered shares sold

13:00

13:03PAYD
PAYD Paid Inc · Late filing notice

40 of 129

Index

Forms filed

Insider filing4238
Current report8-K60
Foreign issuer report6-K47
Late filing noticeNT 10-K29
Annual report10-K14
Proxy material

130 companies

Find a company

A

Abeona Therapeutics Inc.ABEO
Abercrombie & Fitch CoANF
Aemetis, IncAMTX
Agnico Eagle Mines LtdAEM
Albany International CorpAIN
Altisource Portfolio Solutions S.A.ASPS
American Realty Investors IncARL
Amplify Energy Corp.AMPY
Annaly Capital Management IncNLY

B

Balchem CorpBCPC
Baltic International USA IncBISA
Berkley W R CorpWRB
BioRestorative Therapies, Inc.BRTX×2

C

Caleres IncCAL
Cardiff Oncology, Inc.CRDF
Catalyst Pharmaceuticals, Inc.
Cato CorpCATO
Chesapeake Utilities CorpCPK
Childrens Place, Inc.PLCE
Chord Energy CorpCHRD
Cirtran CorpCIRX
Codexis, Inc.CDXS
Coffee Holding Co IncJVA
Crown Equity Holdings, Inc.CRWE
Cuentas Inc.CUEN×2
Cytosorbents CorpCTSO

D

DLT Resolution Inc.DLTI
Dominari Holdings Inc.DOMH
DSS, Inc.DSS

E

Eagle Bancorp IncEGBN
Edap TMS SAFOCL
Electromed, Inc.ELMD
Endeavour Silver CorpEXK
Energy Transfer LPET
Entergy Arkansas, LLCEAI
Entergy Louisiana, LLCELC
Entergy Mississippi, LLCEMP
Entergy New Orleans, LLCENJ
Entergy Texas, Inc.ETI-P
Entree Resources Ltd.ERLFF
EQUATOR Beverage CoMOJO
Escalade IncESCA
Essex Property Trust, Inc.ESS
Evertec, Inc.EVTC

F

Federal National Mortgage Association Fannie MAEFNMA
First BancorpFBNC
Fullnet Communications IncFULO

G

G III Apparel Group LtdGIII
Galiano Gold Inc.GAU
Global Payments IncGPN
Graphic Packaging Holding CoGPK×2
Green Planet Bio Engineering Co. Ltd.GPLB

H

Hawthorn Bancshares, Inc.HWBK
Hecla Mining CoHL

I

Income Opportunity Realty Investors IncIOR
InfuSystem Holdings, IncINFU
Interface IncTILE

J

Jakks Pacific IncJAKK

K

Kaya Holdings, Inc.
KBS Real Estate Investment Trust III, Inc.KBSR
Kingstone Companies, Inc.KINS
Koil Energy Solutions, Inc.KLNG
Kroger CoKR
KVH Industries IncKVHI

L

Lightwave Logic, Inc.LWLG
Lithium CorpLTUM
Lowe's Companies IncLOW

M

Marker Therapeutics, Inc.MRKR
Masco CorpMAS
McCormick & Co IncMKC
McEwen Inc.MUX
Medical Care Technologies Inc.MDCE
Mimedx Group, Inc.MDXG
Motorcar Parts of America IncMPAA

N

National Healthcare CorpNHC
Nelnet IncNNI
NextSource Materials Inc.
NextTrip, Inc.NTRP
NNN Reit, Inc.NNN
Nobility Homes IncNOBH
Nuwellis, Inc.NUWE

O

Ocean Thermal Energy CorpCPWR
OptimumBank Holdings, Inc.OPHC
Oxford Industries IncOXM

P

Paid IncPAYD
Partnerre LtdPREJF
PennantPark Floating Rate Capital Ltd.PFLT×2
PhenixFIN CorpPFX
Phillips Edison & Company, Inc.PECO
Pioneer Power Solutions, Inc.PPSI
Power REITPW
Presidio Property Trust, Inc.SQFT
Protalix BioTherapeutics, Inc.PLX
Puma Biotechnology, Inc.PBYI

Q

Quanta Services, Inc.PWR
Quest Water Global, Inc.QWTR
QXO, Inc.QXO

R

Rayonier IncRYN×3
Regional Health Properties, IncRHEP
Resources Connection, Inc.RGP
Riot Platforms, Inc.RIOT
Ross Stores, Inc.ROST

S

Santander Holdings USA, Inc.SNUS-PH
Skkynet Cloud Systems, Inc.SKKY
Socket Mobile, Inc.SCKT
Solitron Devices IncSODI
Sonic Automotive IncSAH
Southern First Bancshares IncSFST
SPAR Group, Inc.SGRP×2
SS&C Technologies Holdings IncSSNC
SUIC Worldwide Holdings Ltd.SUIC
SWK Holdings CorpSWKHL

T

Taiwan Semiconductor Manufacturing Co LtdTSM
Team IncTISI
Theriva Biologics, Inc.TOVX
TJX Companies IncTJX
Transcontinental Realty Investors IncTCI
Trinity Place Holdings Inc.TPHS
Trutankless, Inc.TKLS

U

Universal Insurance Holdings, Inc.UVE
Urban Outfitters IncURBN

V

Vale S.A.VALE
Viking Global Technologies, Inc.VGTK
Vista Gold CorpVGZ
Vuzix CorpVUZI
Vystar CorpVYST

W

Wheaton Precious Metals Corp.WPM
Wilson Bank Holding CoWBHC
Windtree Therapeutics Inc

X

XCel Brands, Inc.XELB

VGTKViking Global Technologies, Inc.·Acquisition or sale completed · New agreement·08:48

Viking Global Technologies, Inc.: Acquisition or sale completed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours4

12:40PPSIPioneer Power Solutions, Inc.
14:00WBHCWilson Bank Holding Co
14:01

DEFA14A

12

40-17G11

Proxy statementDEF 14A11

Initial ownership38

CORRESP8

UPLOAD8

Annual report to shareholdersARS6

POS AM5

Annual report40-F4

Prospectus supplement424B34

EFFECT4

Annual report20-F3

Amended annual report10-K/A2

Quarterly report10-Q2

Insider filing, amended4/A2

N-CSRS2

PRER14A2

Passive stake reportedSC 13G2

Passive stake amendedSC 13G/A2

Institutional holdings13F-HR1

Notice of intent to sell1441

Amended annual report20-F/A1

Prospectus supplement424B21

Prospectus supplement424B51

Merger communication4251

Annual ownership51

Exchange listing8-A12B1

Exchange listing8-A12G1

CT ORDER1

Exempt offering notice, amendedD/A1

F-X1

IRANNOTICE1

N-CSR1

N-Q1

POS 8C1

POS EX1

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

S-3ASR1

Stake amendedSC 13D/A1

SC TO-T/A1

H

HLHecla Mining Co

15:55H

HWBKHawthorn Bancshares, Inc.

After-hours7

17:57KINSKingstone Companies, Inc.
20:31CRDFCardiff Oncology, Inc.
23:06PBYIPuma Biotechnology, Inc.
16:03RGPResources Connection, Inc.
16:24TISITeam Inc
20:12OXMOxford Industries Inc
20:13GIIIG III Apparel Group Ltd

TJX Companies IncTJX · 10-K · Feb 2 · 19:52

$25.88B

+11.6%

McCormick & Co IncMKC · 10-Q · Aug 31 · —

$1.02B+4.0%

Cato CorpCATO · 10-K · Feb 2 · 16:06

$944.05M+1.4%

Coffee Holding Co IncJVA · 10-K/A · Oct 31 · 17:27

$173.66M+18.3%

SPAR Group, Inc.SGRP · 10-K · Dec 31 · 17:40

$98.55M+34.0%

Codexis, Inc.CDXS · 10-K · Dec 31 · 20:25

$88.30M28.7%

Presidio Property Trust, Inc.SQFT · 10-K/A · Dec 31 · 14:02

$17.67M+25.5%

Nobility Homes IncNOBH · 10-K · Nov 5 · 14:52

$13.43M9.6%

Cuentas Inc.CUEN · 10-K · Dec 31 · 20:02

$3.73M+2.0%

GPKGraphic Packaging Holding Co · David W Scheible, President & CEO$741.46KSale · 100,000 sh

BCPCBalchem Corp · Frank Fitzpatrick, CFO$579.42KSale · 13,500 sh

PLCEChildrens Place, Inc. · Jane T Elfers, President and CEO$565.61KSale · 12,645 sh

RYNRayonier Inc · Hans e Vandennoort, SR VP & CFO$446.05KSale · 7,508 sh

RYNRayonier Inc · W. Edwin Frazier III, SR VP, CAO & Corp Sec$445.99KSale · 7,507 sh

Open insider activity

KBSR KBS Real Estate Investment Trust III, Inc. · New debt · New agreement

20:27N

NNI Nelnet Inc · New agreement

20:09V

VGZ Vista Gold Corp · New debt · Unregistered shares sold · New agreement

20:03S

SODI Solitron Devices Inc · New agreement

18:49G

GPK Graphic Packaging Holding Co · New debt · New agreement

17:10S

SWKHL SWK Holdings Corp · New agreement

15:19P

PECO Phillips Edison & Company, Inc. · New debt · New agreement

PREJF Partnerre Ltd · Officers or directors

16:48S

SAH Sonic Automotive Inc · Officers or directors

15:36I

INFU InfuSystem Holdings, Inc · Officers or directors

13:41J

JAKK Jakks Pacific Inc · Officers or directors

11:02D

DOMH Dominari Holdings Inc. · Officers or directors

10:09N

NUWE Nuwellis, Inc. · Officers or directors

20:50K

KLNG Koil Energy Solutions, Inc. · Officers or directors

The dayTuesday, April 2