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What covered companies filed with the SEC, day by day.

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‹ Mon, Jul 8, 2013

Tuesday, July 9, 2013

207 filings · 156 companiesAll checks passed · Updated Oct 28

Wed, Jul 10, 2013 ›

Front page5 By time of day Results5 Reports9 Insiders16 Agreements9 Officers and directors7 Filings65 Index

Nothing from your lists

By time of day

65 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

11 without a time on file

Results

5 announced

Nothing from your lists

Reports

9 quarterly · 0 annual

CompanyRevenueOn the year

WD 40 CoWDFC · 10-Q · May 31 · 15:58
$93.10M+7.0%

Nothing from your lists

Insiders

16 filings

Purchases$107.09K6 filings

Sales$5.99M10 filings

CALCaleres Inc · Ronald a Fromm, Director$1.74MSale · 76,223 sh

Nothing from your lists

Agreements

9 filings

17:18ZNOG Zion Oil & Gas Inc · New agreement
17:01

Nothing from your lists

Officers and directors

7 filings

21:10AEMD Aethlon Medical Inc · Officers or directors
20:42

Nothing from your lists

Filings

65 listed

Find a company, form or word

19:00

19:21WRLD
WRLD World Acceptance Corp · Delisting notice

23:00

23:18HTLD
HTLD Heartland Express Inc · Stake amended

06:00

06:07HRTX
HRTX Heron Therapeutics, Inc. · Announcement

08:00

08:28LZB
LZB La-Z-Boy Inc · Proxy statement
08:32LAD
LAD Lithia Motors Inc · Investor disclosure
08:37HRZN
HRZN Horizon Technology Finance Corp · Results, pre-market

09:00

09:32BSET
BSET Bassett Furniture Industries Inc · Quarterly report
09:34BSET
BSET Bassett Furniture Industries Inc · Results, market hours
09:56EFC
EFC Ellington Financial Inc. · Investor disclosure

10:00

10:31IRIX
IRIX Iridex Corp · Announcement
10:35SCRH
SCRH Scores Holding Co Inc · Quarterly report
10:41SCRH
SCRH Scores Holding Co Inc · Quarterly report

12:00

12:17CAPR
CAPR Capricor Therapeutics, Inc. · New agreement
12:23MCY
MCY Mercury General Corp · New debt · New agreement
12:29RAIL
RAIL FreightCar America, Inc. · Announcement
12:40VIVS
VIVS VivoSim Labs, INC. · Announcement
12:51GTHP
GTHP Guided Therapeutics Inc · Investor disclosure

13:00

13:04PCSA
PCSA Processa Pharmaceuticals, Inc. · Investor disclosure
13:48HR
HR Healthcare Realty Trust Inc · Investor disclosure

14:00

14:07PECO
PECO Phillips Edison & Company, Inc. · Announcement
14:49NX
NX Quanex Building Products CORP · New agreement · Officers or directors

15:00

15:00TSEM
TSEM Tower Semiconductor Ltd · Stake amended
15:04AROC
AROC Archrock, Inc. · Acquisition or sale completed
15:14SNWV
SNWV SANUWAVE Health, Inc. · Amended registration statement
15:16—
— Clear Channel Outdoor Holdings, Inc. · New agreement
15:46RIO
RIO Rio Tinto PLC · Stake amended
15:52SSD
SSD Simpson Manufacturing Co., Inc. · Officers or directors
15:58WDFC
WDFC WD 40 Co · Quarterly report

16:00

16:01TBCH
TBCH Turtle Beach Corp · Bylaws or fiscal year changed
16:04AVD
AVD American Vanguard Corp · Officers or directors
16:07NBR
NBR Nabors Industries Ltd · Announcement
16:09LWAY
LWAY Lifeway Foods, Inc. · Acquisition or sale completed
16:10DAKT
DAKT Daktronics Inc · Proxy statement
16:16GULTU
GULTU Gulf Coast Ultra Deep Royalty Trust · Announcement
16:35KOS
KOS Kosmos Energy Ltd. · New debt · New agreement
16:35ASTI
ASTI Ascent Solar Technologies, Inc. · New agreement
16:45ACLS
ACLS Axcelis Technologies Inc · Agreement ended · New agreement

17:00

17:01MLSS
MLSS Milestone Scientific Inc. · New agreement
17:02BMTM
BMTM Bright Mountain Media, Inc. · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors
17:17KRG
KRG Kite Realty Group Trust · Impairment

40 of 65

Index

Forms filed

Insider filing457
Current report8-K46
CORRESP15
Foreign issuer report6-K12
UPLOAD11
Quarterly report10-Q

69 companies

Find a company

A

Aethlon Medical IncAEMD
Ally Financial Inc.ALLY
American Vanguard CorpAVD
Archrock, Inc.AROC
Ascent Solar Technologies, Inc.ASTI
Axcelis Technologies IncACLS

B

Bassett Furniture Industries IncBSET×2
Brainstorm Cell Therapeutics Inc.BCLI
Bright Mountain Media, Inc.BMTM

C

Caleres IncCAL
Capricor Therapeutics, Inc.CAPR
CarMax IncKMX
Cemtrex IncCETX
Clear Channel Outdoor Holdings, Inc.
Copt Defense PropertiesCDP

D

Daktronics IncDAKT

E

Ellington Financial Inc.EFC
Enerpac Tool Group CorpEPAC
Euronet Worldwide, Inc.EEFT

F

Fastenal CoFAST
Franklin Covey CoFC
FreightCar America, Inc.RAIL

G

G III Apparel Group LtdGIII
Golden Minerals CoAUMN
Greenlite Ventures IncGRNL
Guided Therapeutics IncGTHP
Gulf Coast Ultra Deep Royalty TrustGULTU

H

Healthcare Realty Trust IncHR
Heartland Express IncHTLD
Heron Therapeutics, Inc.HRTX
Horizon Technology Finance CorpHRZN

I

iHeartMedia, Inc.IHRT
Iridex CorpIRIX

K

Kite Realty Group TrustKRG
Kosmos Energy Ltd.KOS

L

La-Z-Boy IncLZB
Levi Strauss & CoLEVI
Lifeway Foods, Inc.LWAY
Lipocine Inc.LPCN
Lithia Motors IncLAD

M

Mercury General CorpMCY
Milestone Scientific Inc.MLSS
Mobiquity Technologies, Inc.MOBQ

N

Nabors Industries LtdNBR

P

Phillips Edison & Company, Inc.PECO
Processa Pharmaceuticals, Inc.PCSA

Q

Quanex Building Products CORPNX
Quantum CorpQMCO

R

RHRH×2
Rio Tinto PLCRIO
RPC IncRES

S

SANUWAVE Health, Inc.SNWV
Scores Holding Co IncSCRH×2
Simpson Manufacturing Co., Inc.SSD
Sixth Street Specialty Lending, Inc.TSLX
Southern Copper CorpSCCO
Spire IncSR
STRATA Skin Sciences, Inc.

T

Tower Semiconductor LtdTSEM
Tractor Supply CoTSCO×2
Trilogy Metals Inc.TMQ
Turtle Beach CorpTBCH

V

Village Super Market IncVLGEA
VivoSim Labs, INC.VIVS

W

WD 40 CoWDFC
Western Asset Mortgage Opportunity Fund Inc.DMO
Wilson Bank Holding CoWBHC
World Acceptance CorpWRLD

Z

Zion Oil & Gas IncZNOG

KRGKite Realty Group Trust·Impairment·17:17

Kite Realty Group Trust: Impairment

CETX·Auditor change·17:19

Cemtrex Inc: Auditor change

ACLS·Agreement ended · New agreement·16:45

Axcelis Technologies Inc: Agreement ended · New agreement

LWAY·Acquisition or sale completed·16:09

Lifeway Foods, Inc.: Acquisition or sale completed

AROC·Acquisition or sale completed·15:04

Archrock, Inc.: Acquisition or sale completed

Delisting noticesW

Pre-market1

08:37HRZNHorizon Technology Finance Corp

Market hours1

09:34BSETBassett Furniture Industries Inc

After-hours3

20:14FCFranklin Covey Co
20:42QMCOQuantum Corp
21:01

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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W

WBHCWilson Bank Holding Co

9

Passive stake amendedSC 13G/A7

N-CSRS4

Stake amendedSC 13D/A4

Exempt offering noticeD3

Amended registration statementS-1/A3

Passive stake reportedSC 13G3

Initial ownership32

CT ORDER2

Proxy statementDEF 14A2

Proxy materialDEFA14A2

Delisting by the exchange25-NSE1

Prospectus supplement424B51

4971

497AD1

Insider filing, amended4/A1

Exchange listing8-A12B1

Exchange listing8-A12G1

Current report (amended)8-K/A1

CB1

CERTNYS1

DRS1

DRS/A1

DRSLTR1

EFFECT1

Free writing prospectusFWP1

N-2/A1

POS AM1

Preliminary proxy statementPRE 14A1

PRE 14C1

PREC14A1

PRER14A1

RW1

S-11/A1

Merger registrationS-41

Employee plan registrationS-81

Bassett Furniture Industries IncBSET · 10-Q · Jun 1 · 09:32

$81.22M

+20.4%

Scores Holding Co IncSCRH · 10-Q · Sep 30 · 10:41

$181.77K11.2%

Scores Holding Co IncSCRH · 10-Q · Jun 30 · 10:35

$172.81K+29.7%

Lipocine Inc.LPCN · 10-Q · Jun 30 · 17:21

——

Enerpac Tool Group CorpEPAC · 10-Q · Jun 30 · —

——

Levi Strauss & CoLEVI · 10-Q · Jul 3 · —

——

Trilogy Metals Inc.TMQ · 10-Q · Jul 8 · —

——

CarMax IncKMX · 10-Q · Jun 30 · —

——

TSCOTractor Supply Co · Anthony F Crudele, EVP-Chief Financial Officer$1.61MSale · 13,439 sh

GIIIG III Apparel Group Ltd · Jeffrey David Goldfarb, Director$1.05MSale · 21,449 sh

TSCOTractor Supply Co · Kimberly D Vella, SVP-Chief People Officer$684.00KSale · 5,700 sh

VLGEAVillage Super Market Inc · Estate of Perry Sumas, 10% owner$345.04KSale · 10,142 sh

CDPCopt Defense Properties · Clay W Hamlin III, Director$262.95KSale · 10,000 sh

Open insider activity

MLSS Milestone Scientific Inc. · New agreement

16:45A

ACLS Axcelis Technologies Inc · Agreement ended · New agreement

16:35A

ASTI Ascent Solar Technologies, Inc. · New agreement

16:35K

KOS Kosmos Energy Ltd. · New debt · New agreement

15:16— Clear Channel Outdoor Holdings, Inc. · New agreement

14:49Q

NX Quanex Building Products CORP · New agreement · Officers or directors

12:23M

MCY Mercury General Corp · New debt · New agreement

QMCO Quantum Corp · Officers or directors · Results, after-hours

20:08S

SR Spire Inc · Officers or directors

17:02B

BMTM Bright Mountain Media, Inc. · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors

16:04A

AVD American Vanguard Corp · Officers or directors

15:52S

SSD Simpson Manufacturing Co., Inc. · Officers or directors

14:49Q

NX Quanex Building Products CORP · New agreement · Officers or directors

The dayTuesday, July 9