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What covered companies filed with the SEC, day by day.

‹ Fri, Nov 1, 2013

Monday, November 4, 2013

Tue, Nov 5, 2013 ›431 filings · 299 companiesAll checks passed · Updated Oct 28

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Thaler Agent

Front page7
Reports82
Results30
Insiders45
Officers and directors10
Agreements8
Also filed70

Front page

6 filings

NEWH NewHydrogen, Inc. · Auditor change17:07

HBIO Harvard Bioscience Inc · Agreement ended · Officers or directors16:19

BRX Brixmor Property Group Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement · Officers or directors16:51

LARK Landmark Bancorp Inc · Acquisition or sale completed · New agreement16:03

GIII G III Apparel Group Ltd · Acquisition or sale completed18:50

BLMN Bloomin' Brands, Inc. · Acquisition or sale completed · New agreement21:16

Delisting noticesJ

Nothing from your lists

Reports

78 quarterly · 4 annual

IEPIcahn Enterprises L.P.$5.77B +27.8%10-Q · Sep 30 · 16:38

NOVNOV Inc.$4.86B −8.6%10-Q · Sep 30 · 15:32

PHParker-Hannifin Corp$3.23B +0.3%10-Q · Sep 30 · —

CVICVR Energy Inc$1.98B −17.9%10-Q · Sep 30 · 19:50

AVYAvery Dennison Corp$1.50B +4.0%10-Q · Sep 28 · 16:25

WUWestern Union CO$1.41B −0.9%10-Q · Sep 30 · 21:06

TSCOTractor Supply Co$1.21B +13.4%10-Q · Sep 28 · —

PRGOPerrigo Co PLC$933.40M +21.3%10-Q · Sep 28 · —

+ 74 more

Nothing from your lists

Agreements

8 filings

Also filed

6-K 29
Schedule 13G 3
Schedule 13D 6
Merger communications 4
Proxy statements 8
S-1 8
Prospectuses 10
Exempt offerings 2

Results

30 announced

Pre-marketI

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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HNNA

15:07

Nothing from your lists

SVRA

08:42

Market hoursC

After-hoursC

Nothing from your lists

Insiders

18 purchases $1.64M · 27 sales $10.87M

GMEDGlobus Medical Inc · David M Demski, President and COO$2.09MSale · 112,677 sh

GMEDGlobus Medical Inc · David D Davidar, Vice President, Operations$1.32MSale · 72,722 sh

BLMNBloomin' Brands, Inc. · Steven T Shlemon, EVP & President of Carrabba's$1.30MSale · 50,000 sh

ICUIICU Medical Inc · Richard a Costello, Vice President Sales$1.25MSale · 20,538 sh

IMAXImax Corp · Joseph Sparacio, Exec VP & CFO$918.23KSale · 31,500 sh

FCXFreeport-McMoran Inc · Johnston J Bennett$701.72KPurchase · 18,900 sh

Open insider activity

Nothing from your lists

Officers and directors

10 filings

Nothing from your lists

The dayMonday, November 4