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What covered companies filed with the SEC, day by day.

‹ Mon, Nov 4, 2013

Tuesday, November 5, 2013

Wed, Nov 6, 2013 ›665 filings · 432 companiesAll checks passed · Updated Oct 28

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Thaler Agent

Front page5
Reports148
Results57
Insiders64
Officers and directors9
Agreements12
Also filed90

Front page

4 filings

SGRP SPAR Group, Inc. · Auditor change (amended)15:39

—Selectis Health, Inc. · Auditor change (amended)18:49

ACIW ACI Worldwide, Inc. · Acquisition or sale completed16:34

BIOF Blue Biofuels, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors16:55

Delisting noticesS

Nothing from your lists

Reports

148 quarterly · 0 annual

COPConocoPhillips$15.47B +5.1%10-Q · Sep 30 · —

UPSUnited Parcel Service Inc$13.52B +3.4%10-Q · Sep 30 · —

LBTYALiberty Global Ltd.$4.28B +76.0%10-Q · Sep 30 · —

DDominion Energy, Inc$3.43B +3.0%10-Q · Sep 30 · —

UNMUnum Group$2.59B −2.7%10-Q · Dec 31 · —

SRESempra$2.55B +1.8%10-Q · Sep 30 · —

—Old QVC Group, Inc.$2.50B +13.8%10-Q · Sep 30 · —

RGAReinsurance Group of America Inc$2.39B −2.4%10-Q · Sep 30 · —

+ 140 more

Nothing from your lists

Agreements

12 filings

Also filed

6-K 45
Schedule 13G 6
Schedule 13D 6
Merger communications 3
Proxy statements 10
S-1 6
Prospectuses 11
S-8 3

Results

57 announced

Pre-marketA

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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FABC

13:30

Nothing from your lists

CPRI

07:30

Market hoursA

After-hoursH

Nothing from your lists

Insiders

14 purchases $2.16M · 50 sales $94.38M

BKUBankUnited, Inc. · Wilbur L Ross JR, Director$70.90MSale · 2,377,551 sh

OXMOxford Industries Inc · John Hicks Lanier, Director$5.59MSale · 78,000 sh

UFIUnifi Inc · Mitchel Weinberger, Director$3.45MSale · 150,000 sh

ACIWACI Worldwide, Inc. · Philip G Heasley, CEO and President$2.70MSale · 50,000 sh

MANManpowerGroup Inc. · Hans Leentjes, EVP/Northern Europe$1.41MSale · 17,600 sh

ROPRoper Technologies Inc · Robert e Knowling JR, Director$1.02MSale · 8,000 sh

Open insider activity

Nothing from your lists

Officers and directors

9 filings

Nothing from your lists

The dayTuesday, November 5