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What covered companies filed with the SEC, day by day.
‹ Tue, Nov 5, 2013
Wednesday, November 6, 2013
Thu, Nov 7, 2013 ›
498 filings · 380 companies
All checks passed · Updated Oct 28
29
30
31
1
4
5
6
Thaler Agent
As filed
Thaler Agent
Front page
7
Reports
154
Results
50
Insiders
46
Officers and directors
6
Agreements
7
Also filed
87
Front page
7 filings
H
HRGN
Harvard Apparatus Regenerative Technology, Inc.
· Change in control · Shareholder rights changed · Code of ethics changed · New agreement · Officers or directors
17:03
T
TRCK
Track Group, Inc.
· Change in control
22:29
A
AHII
American Heritage International Inc.
· Auditor change (amended)
11:06
A
APAM
Artisan Partners Asset Management Inc.
· Agreement ended · New agreement
16:41
H
HBIO
Harvard Bioscience Inc
· Agreement ended · New agreement · Officers or directors
17:00
I
IOVA
Iovance Biotherapeutics, Inc.
· Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
13:25
T
TPHS
Trinity Place Holdings Inc.
· Shareholder rights changed · Officers or directors
17:13
Nothing from your lists
Reports
153 quarterly · 1 annual
P
PAA
Plains ALL American Pipeline LP
$10.70B
+14.4%
10-Q · Sep 30
· 22:30
Read the 10-Q
H
HUM
Humana Inc
$10.32B
+6.9%
10-Q · Sep 30
· —
F
FCX
Freeport-McMoran Inc
$6.17B
+39.6%
10-Q · Sep 30
· 16:30
S
SO
Southern Co
$5.02B
−0.6%
10-Q · Sep 30
· —
N
NUE
Nucor Corp
$4.94B
+2.9%
10-Q · Sep 28
· —
E
EOG
EOG Resources Inc
$3.54B
+19.9%
10-Q · Sep 30
· —
R
RL
Ralph Lauren Corp
$2.02B
+9.2%
10-Q · Dec 28
· —
M
TAP
Molson Coors Beverage Co
$1.67B
−1.2%
10-Q · Sep 28
· —
+ 146 more
Nothing from your lists
Agreements
7 filings
A
AEMD
01:36
K
KRG
07:02
A
Also filed
6-K
51
Form 144
1
Schedule 13G
6
Schedule 13D
4
Merger communications
3
Proxy statements
5
S-1
5
Prospectuses
12
Results
50 announced
Pre-market
L
LXP
09:19
Market hours
N
NHC
10:38
ACLS
16:19
T
TLSS
16:31
O
ORKA
16:36
L
LVO
16:58
O
OTEX
21:44
Nothing from your lists
I
IOSP
11:08
I
IBOC
12:37
S
SFD
13:15
L
LAMR
13:17
D
DKL
13:18
G
GNE
13:21
O
ORC
13:28
N
NRC
13:40
O
ORA
13:46
S
SUN
13:54
C
CRIS
14:17
S
SBR
15:42
After-hours
E
EFC
19:25
A
ACR
19:58
Q
QUAD
20:07
M
MIDD
23:56
N
NDLS
16:04
A
ACAD
16:04
M
MYRG
16:05
N
NHTC
16:10
N
NLY
16:15
A
ALTO
16:18
A
ACLS
16:19
E
EVC
16:26
C
CPSH
16:28
P
PRDO
16:30
I
IZEA
16:33
N
NNBR
16:33
G
GAIN
16:36
S
SLS
16:38
LivePerson Inc
16:40
E
ERII
16:45
M
MLR
16:55
E
EVTC
17:12
O
OPCH
17:17
L
LARK
17:24
C
CPIX
17:26
P
PRIM
18:04
U
UFPT
18:20
G
G
21:07
I
INSG
21:15
F
FOXF
21:16
C
CODI
21:27
I
IPAR
21:28
P
PRPO
21:48
W
WES
22:06
O
OESX
22:17
O
OSUR
22:20
Nothing from your lists
Insiders
8 purchases $11.99M · 38 sales $34.78M
P
PBYI
Puma Biotechnology, Inc.
· Adage Capital Partners, L.P., 10% owner
$11.12M
Purchase · 280,700 sh
F
FAST
Fastenal Co
· Robert a Kierlin, Director
$9.83M
Sale · 200,000 sh
P
PRLB
Proto Labs Inc
· Bradley A. Cleveland, President and CEO
$8.04M
Sale · 93,250 sh
S
SHOO
Steven Madden, Ltd.
· Madden Steven, 10% owner
$3.69M
Sale · 100,000 sh
E
EEFT
Euronet Worldwide, Inc.
· Michael J Brown, Chief Executive Officer
$2.45M
Sale · 56,604 sh
M
MAS
Masco Corp
· Richard a Manoogian, Director
$2.11M
Sale · 100,000 sh
Open insider activity
Nothing from your lists
Officers and directors
6 filings
F
FBIO
12:35
C
CVU
15:23
O
OFIX
15:37
L
LCUT
15:57
L
LVO
16:58
C
CSR
22:16
Nothing from your lists
Read the 8-K
Read the 8-K
Read the 8-K/A
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 10-Q
Read the 10-Q
Read the 10-Q
Read the 10-Q
Read the 10-Q
Read the 10-Q
Read the 10-Q
The day
Wednesday, November 6
