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What covered companies filed with the SEC, day by day.

‹ Tue, Nov 19, 2013

Wednesday, November 20, 2013

Thu, Nov 21, 2013 ›381 filings · 268 companiesAll checks passed · Updated Oct 28

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Thaler Agent

Front page4
Reports9
Results5
Insiders89
Officers and directors7
Agreements11
Also filed62

Front page

3 filings

CVSI CV Sciences, Inc. · Auditor change18:49

TG Tredegar Corp · Shareholder rights changed · New agreement15:31

TOON Kartoon Studios, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors16:08

Delisting noticesU

Nothing from your lists

Reports

5 quarterly · 4 annual

CEPLCapstone Energy Plus, Inc.$35.29M +17.2%10-Q/A · Sep 30 · 16:30

BRFHBarfresh Food Group Inc.$15.93K +453.2%10-Q/A · Sep 30 · 21:19

DYNRDynaresource, Inc.$0.0010-Q/A · Sep 30 · 01:04

GLADGladstone Capital Corp—10-K · Sep 30 · 19:14

QUTXQuantum X Inc.—10-K/A · Dec 31 · 06:27

TRXAT-REX Acquisition Corp.—10-Q · Sep 30 · 16:49

AHROAuthentic Holdings, Inc.—10-Q · Sep 30 · —

TTEKTetra Tech Inc—10-K · Nov 11 · —

+ 1 more

Nothing from your lists

Agreements

11 filings

Also filed

6-K 29
Form 144 2
Schedule 13G 3
Schedule 13D 7
Merger communications 1
Proxy statements 2
S-1 2
Prospectuses 16

Results

5 announced

Pre-marketN

Market hoursC

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SOWG

14:00

Nothing from your lists

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WYY

15:40

After-hoursN

Nothing from your lists

Insiders

30 purchases $2.59M · 59 sales $161.06M

ALCOAlico, Inc. · Atlantic Blue Group, Inc., 10% owner$137.84MSale · 3,725,457 sh

RGRSturm Ruger & Co Inc · Michael O Fifer, President & CEO$2.76MSale · 37,000 sh

MTDMettler Toledo International Inc · Oliver a Filliol, President and CEO$2.46MSale · 10,000 sh

EEFTEuronet Worldwide, Inc. · Michael J Brown, Chief Executive Officer$1.87MSale · 40,000 sh

PXLWPixelworks, Inc · Becker Drapkin Management, L.P., 10% owner$1.43MSale · 325,237 sh

RIGLRigel Pharmaceuticals Inc · Biotechnology Value Fund L P$1.28MSale · 484,622 sh

Open insider activity

Nothing from your lists

Officers and directors

7 filings

Nothing from your lists

The dayWednesday, November 20