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What covered companies filed with the SEC, day by day.

‹ Wed, Nov 19, 2014

Thursday, November 20, 2014

Fri, Nov 21, 2014 ›439 filings · 293 companiesAll checks passed · Updated Oct 27

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Thaler Agent

Front page6
Reports8
Results9
Insiders88
Officers and directors9
Agreements12
Also filed95

Front page

5 filings

PW Power REIT · Auditor change17:00

CRTD Creatd, Inc. · Agreement ended21:33

NCLH Norwegian Cruise Line Holdings Ltd. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors23:51

IVT InvenTrust Properties Corp. · Acquisition or sale completed13:22

CLDT Chatham Lodging Trust · Acquisition or sale completed · New agreement17:13

Delisting noticesB

Nothing from your lists

Reports

5 quarterly · 3 annual

—Avanos Medical, Inc.$408.50M −2.6%10-Q · Sep 30 · —

ASYSAmtech Systems Inc$56.50M +62.4%10-K · Sep 30 · 21:09

RMRegional Management Corp.$47.44M +21.1%10-Q/A · Jun 30 · 21:34

GNSSGenasys Inc.$24.59M +43.9%10-K · Sep 30 · 16:19

AVCRFAvricore Health Inc.—20-F · Jun 30 · 22:27

CSCOCisco Systems, Inc.—10-Q · Nov 14 · —

DLTRDollar Tree, Inc.—10-Q · Nov 14 · —

SFRXSeafarer Exploration Corp—10-Q/A · Sep 30 · —

Nothing from your lists

Agreements

12 filings

Also filed

6-K 44
Schedule 13G 1
Schedule 13D 3
Merger communications 3
Proxy statements 4
S-1 5
Prospectuses 32
S-8 3

Results

9 announced

Market hoursP

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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WYNN

13:39

Nothing from your lists

CRMT

14:24

After-hoursG

Nothing from your lists

Insiders

33 purchases $8.90M · 55 sales $74.61M

HAINHain Celestial Group Inc · Irwin D Simon, Pres., CEO & Chairman of Bd$26.33MSale · 245,000 sh

IMAXImax Corp · Richard L Gelfond, Chief Executive Officer$7.56MSale · 250,000 sh

AONAon plc · Lester B Knight, Director$5.43MPurchase · 60,000 sh

ATRAptargroup, Inc. · Peter Pfeiffer, Director$4.89MSale · 75,000 sh

CATYCathay General Bancorp · Anthony M Tang, Vice Chairman$4.58MSale · 178,909 sh

ICUIICU Medical Inc · Scott E Lamb, Secretary, Treasurer,$3.73MSale · 45,881 sh

Open insider activity

Nothing from your lists

Officers and directors

9 filings

Nothing from your lists

The dayThursday, November 20