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What covered companies filed with the SEC, day by day.

‹ Wed, Nov 4, 2020

Thursday, November 5, 2020

Fri, Nov 6, 2020 ›1,607 filings · 1,037 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page18
Reports458
Results342
Insiders198
Officers and directors32
Agreements17
Also filed169

Front page

16 filings

DBX Dropbox, Inc. · Impairment · Results, after-hours21:05

BRTX BioRestorative Therapies, Inc. · Bankruptcy21:50

TDC Teradata Corp · Restructuring costs · Officers or directors · Results, after-hours16:32

BKNG Booking Holdings Inc. · Restructuring costs (amended)21:10

EMMA Emmaus Life Sciences, Inc. · Auditor change18:48

TOON Kartoon Studios, Inc. · Auditor change06:01

ERNA Ernexa Therapeutics Inc. · Auditor change13:00

GNSS Genasys Inc. · Auditor change16:12

LH Labcorp Holdings Inc. · Auditor change17:26

HGBL Heritage Global Inc. · Auditor change21:02

ABAT AMERICAN BATTERY TECHNOLOGY Co · Shareholder rights changed · Unregistered shares sold · New agreement · Officers or directors23:01

STRA Strategic Education, Inc. · Acquisition or sale completed · New debt · New agreement · Results, market hours11:35

SUI Sun Communities Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors15:11

DHTI Dalrada Technology Group, Inc. · Acquisition or sale completed · Shell status changed19:13

LAUR Laureate Education, Inc. · Acquisition or sale completed21:29

LILA Liberty Latin America Ltd. · Acquisition or sale completed21:30

Delisting noticesN

Nothing from your lists

Reports

457 quarterly · 1 annual

CICigna Group$40.96B +6.2%10-Q · Sep 30 · 17:22

CAHCardinal Health Inc$39.07B +4.6%10-Q · Sep 30 · 21:19

GMGeneral Motors Co$32.07B +0.8%10-Q · Sep 30 · —

CHSCPCHS Inc$28.41B −11.0%10-K · Aug 31 · 20:16

CVXChevron Corp$24.00B −31.0%10-Q · Sep 30 · 19:29

TMUST-Mobile US, Inc.$19.27B +74.2%10-Q · Sep 30 · 16:14

MRKMerck & Co., Inc.$10.93B −11.8%10-Q · Sep 30 · 21:55

BMYBristol Myers Squibb Co$10.54B +75.5%10-Q · Sep 30 · 15:25

+ 450 more

Nothing from your lists

Agreements

17 filings

Also filed

6-K 92
Form 144 4
Schedule 13G 11
Schedule 13D 8
Merger communications 5
Proxy statements 19
S-1 9
Prospectuses 21

Results

342 announced

Pre-marketN

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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AMT

12:38

+ 1 more

Nothing from your lists

CPK

00:34

Market hoursW

After-hoursV

BFAM16:12RE/MAX Holdings, Inc.16:12A

ICUI16:14Theravance Biopharma, Inc.16:16F

ACMR17:18Old QVC Group, Inc.17:21M

Nothing from your lists

Insiders

38 purchases $24.64M · 160 sales $431.80M

APHAmphenol Corp · Raley Zachary W, SVP GGM RF & BROADBAND$62.56MSale · 531,600 sh

CHTRCharter Communications, Inc. · Winfrey Christopher L, Chief Financial Officer$38.44MSale · 64,519 sh

SDGRSchrodinger, Inc. · Shaw David e, 10% owner$30.49MSale · 585,891 sh

XRXXerox Holdings Corp · Icahn Carl C, 10% owner$19.46MPurchase · 1,060,010 sh

AZOAutoZone Inc · Newbern Thomas B, Exec. Vice President$17.49MSale · 15,267 sh

HCAHCA Healthcare, Inc. · Hazen Samuel N, CEO$16.53MSale · 121,875 sh

Open insider activity

Nothing from your lists

Officers and directors

32 filings

XENE21:11+ 16 more

Nothing from your lists

The dayThursday, November 5