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What covered companies filed with the SEC, day by day.

‹ Mon, Nov 6, 2023

Tuesday, November 7, 2023

Wed, Nov 8, 2023 ›1,763 filings · 1,067 companiesAll checks passed · Updated Oct 14

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Thaler Agent

Front page15
Reports338
Results304
Insiders138
Officers and directors37
Agreements39
Also filed372

Front page

12 filings

PHUN Phunware, Inc. · Impairment · Restructuring costs21:51

CNH CNH Industrial N.V. · Restructuring costs · Results, pre-market07:51

SNBRQ Sleep Number Corp · Restructuring costs · New debt · New agreement · Results, after-hours16:30

NXDR Nextdoor Holdings, Inc. · Restructuring costs · Officers or directors · Results, after-hours21:05

EVER EverQuote, Inc. · Restructuring costs (amended)21:14

RRX Regal Rexnord Corp · Agreement ended · Officers or directors22:53

WHLR Wheeler Real Estate Investment Trust, Inc. · Shareholder rights changed13:00

SKT Tanger Inc. · Shareholder rights changed · Bylaws or fiscal year changed21:15

SEAT Vivid Seats Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement · Results, pre-market06:18

CWCO Consolidated Water Co. Ltd. · Acquisition or sale completed · New debt · New agreement16:15

SJM J M SMUCKER Co · Acquisition or sale completed19:18

LITE Lumentum Holdings Inc. · Acquisition or sale completed21:19

Delisting noticesD

Nothing from your lists

Reports

337 quarterly · 1 annual

WEBNFWestpac Banking Corp$47.08B +83.2%20-F · Sep 30 · 07:18

UBERUber Technologies, Inc$9.29B +11.4%10-Q · Sep 30 · 16:08

OXYOccidental Petroleum Corp$7.27B −22.3%10-Q · Sep 30 · 21:15

NEENextEra Energy Inc$7.17B +6.7%10-Q · Sep 30 · 23:02

GILDGilead Sciences, Inc.$7.05B +0.1%10-Q · Sep 30 · 22:18

GTGoodyear Tire & Rubber Co$5.14B −3.2%10-Q · Sep 30 · 16:07

PHParker-Hannifin Corp$4.85B +14.5%10-Q · Sep 30 · 07:19

VSTVistra Corp.$4.79B −1.0%10-Q · Sep 30 · 15:00

+ 330 more

Nothing from your lists

Agreements

39 filings

Also filed

6-K 138
Form 144 103
Schedule 13G 32
Schedule 13D 9
Merger communications 9
Proxy statements 26
S-1 11
Prospectuses 44

Results

304 announced

Pre-marketF

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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HGV

02:30

Purebase Corp14:27

+ 23 more

Nothing from your lists

PARR

00:52

Market hoursR

After-hoursB

XNCR16:04Crinetics Pharmaceuticals, Inc.16:04C

ANG-PD16:49Theravance Biopharma, Inc.16:53C

Nothing from your lists

Insiders

51 purchases $7.11M · 87 sales $112.73M

ACGLArch Capital Group Ltd. · Grandisson Marc, CEO$29.90MSale · 350,000 sh

PANWPalo Alto Networks Inc · Klarich Lee, EVP, Chief Product Officer$10.96MSale · 45,000 sh

CVSACovista Inc. · Wardell Lisa W, Director$6.68MSale · 121,127 sh

PGPROCTER & GAMBLE Co · Schulten Andre, Chief Financial Officer$6.07MSale · 40,298 sh

BSXBoston Scientific Corp · Mahoney Michael F, Chairman, President & CEO$5.95MSale · 113,356 sh

MORNMorningstar, Inc. · Mansueto Joseph D, Executive Chairman$5.44MSale · 20,710 sh

Open insider activity

Nothing from your lists

Officers and directors

37 filings

CEVA16:15+ 21 more

Nothing from your lists

The dayTuesday, November 7