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What covered companies filed with the SEC, day by day.

‹ Wed, Nov 8, 2023

Thursday, November 9, 2023

Fri, Nov 10, 2023 ›2,078 filings · 1,326 companiesAll checks passed · Updated Oct 14

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Thaler Agent

Front page21
Reports534
Results306
Insiders197
Officers and directors32
Agreements28
Also filed412

Front page

15 filings

SVC Service Properties Trust · Debt acceleration07:08

NIXX Nixxy, Inc. · Debt acceleration08:54

LNZA LanzaTech Global, Inc. · Restated financials · Results, pre-market07:39

PMCB PharmaCyte Biotech, Inc. · Auditor change17:25

DRMA Dermata Therapeutics, Inc. · Auditor change · Results, after-hours21:08

DARE Dare Bioscience, Inc. · Auditor change22:15

WINT Windtree Therapeutics Inc · Agreement ended · New agreement · Results, after-hours16:21

APYX Apyx Medical Corp · Agreement ended · New debt · New agreement16:49

FRQN Frequency Holdings, Inc · Agreement ended17:04

NXTS Nexentis Technologies Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement13:00

EDBL Edible Garden AG Inc · Shareholder rights changed · Bylaws or fiscal year changed · Shareholder vote22:15

BEEM Beam Global · Acquisition or sale completed · Unregistered shares sold (amended)01:22

ESGH ESG Inc. · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement02:53

RVMD Revolution Medicines, Inc. · Acquisition or sale completed · Shareholder vote · Officers or directors14:20

PED Pedevco Corp · Acquisition or sale completed · New agreement · Results, after-hours22:21

Delisting noticesB

BCLI16:01micromobility.com Inc.16:27E

Nothing from your lists

Reports

530 quarterly · 4 annual

EPDEnterprise Products Partners L.P.$12.00B −22.4%10-Q · Sep 30 · 15:34

USFDUS Foods Holding Corp.$9.11B +2.1%10-Q · Sep 30 · 21:22

TDGTransDigm Group INC$6.59B +21.3%10-K · Sep 30 · 16:02

STLDSteel Dynamics Inc$4.59B −15.7%10-Q · Sep 30 · 20:10

TEVATeva Pharmaceutical Industries Ltd$3.85B +7.1%10-Q · Sep 30 · 21:06

TSCOTractor Supply Co$3.41B +4.3%10-Q · Sep 30 · 21:04

ACGLArch Capital Group Ltd.$3.33B +39.5%10-Q · Sep 30 · 15:07

KKRKKR & Co. Inc.$3.32B +78.6%10-Q · Sep 30 · 21:03

+ 526 more

Nothing from your lists

Agreements

28 filings

Also filed

6-K 192
Form 144 99
Schedule 13G 27
Schedule 13D 18
Merger communications 3
Proxy statements 16
S-1 9
Prospectuses 48

Results

306 announced

Pre-marketG

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SDOT

21:00

RXRX

13:03

+ 12 more

Nothing from your lists

TSQ

06:01

Market hoursW

After-hoursH

CURI16:10Barinthus Biotherapeutics plc.16:10L

Nothing from your lists

Insiders

80 purchases $85.35M · 117 sales $1.31B

CNMCore & Main, Inc. · CD&R Investment Associates X, Ltd., 10% owner$673.51MSale · 22,125,728 sh

—Clearwater Analytics Holdings, Inc. · Welsh, Carson, Anderson & Stowe XII, L.P., 10% owner$194.66MSale · 11,245,500 sh

CWKCushman & Wakefield Ltd. · Bonderman David, 10% owner$76.30MSale · 10,000,000 sh

APPNAppian Corp · Abdiel Capital LP, 10% owner$76.10MSale · 2,010,510 sh

—Clearwater Analytics Holdings, Inc. · Warburg Pincus LLC, Director$75.14MSale · 4,340,955 sh

MDBMongoDB, Inc. · Ittycheria Dev, President & CEO$37.69MSale · 100,500 sh

Open insider activity

Nothing from your lists

Officers and directors

32 filings

RNR16:17+ 16 more

Nothing from your lists

The dayThursday, November 9