Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 30
  5. 31
  6. 3
  7. 4
  8. 5
  9. 6
  10. 7
‹ Thu, Nov 6, 2003

Friday, November 7, 2003

104 filings · 72 companiesAll checks passed · Updated Nov 12

Mon, Nov 10, 2003 ›
The dayFriday, November 7

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Reports

14 quarterly · 0 annual
  1. Fuel Tech, Inc.FTEK · 10-Q · Sep 30 · 08:11
    ——
  2. United Bancshares IncUBOH · 10-Q · Sep 30 · 10:26
    ——
  3. Tootsie Roll Industries IncTR · 10-Q · Sep 27 · 10:50
    ——
  4. CPS Technologies CorpCPSH · 10-Q · Sep 27 · 11:31
    ——
  5. Strattec Security CorpSTRT · 10-Q · Sep 28 · 11:51
    ——
  6. Riverview Bancorp IncRVSB · 10-Q · Sep 30 · 12:03
    ——
  7. Koss CorpKOSS · 10-Q · Sep 30 · 14:42
    ——
  8. Connecticut Light & Power CoCNTHP · 10-Q · Sep 30 · 15:33
    ——
  9. Dorchester Minerals, L.P.DMLP · 10-Q · Sep 30 · 16:16
    ——
  10. Trio-Tech InternationalTRT · 10-Q · Sep 30 · 16:30
    ——

Insiders

13 filings
Purchases$67.38K3 filings
Sales$1.62M10 filings
SJTSan Juan Basin Royalty Trust · Bruce Robert W III, 10% owner$437.38KSale · 23,700 sh
OPYOppenheimer Holdings Inc · Albert G Lowenthal, CHAIRMAN AND CEO$405.87KSale · 12,470 sh
STLYHG Holdings, Inc. · Albert L Prillaman, Chairman$263.59KSale · 8,500 sh
RMTRoyce Micro-Cap Trust, Inc. · Charles M Royce, President$185.56KSale · 15,000 sh
INTZIntrusion Inc · Science Applications International Corp, 10% owner$149.04KSale · 127,724 sh
DAIOData I/O Corp · Industries Inc Bisco, Director$80.62KSale · 24,900 sh
Open insider activity

Filings

33 listed

08:00

  1. 08:11
    FTEK Fuel Tech, Inc. · Quarterly report
  2. 08:58
    NL NLI Holdings, Inc. · 7 · 9

10:00

  1. 10:26
    UBOH United Bancshares Inc · Quarterly report
  2. 10:30
    NPHC Nutra Pharma Corp · Stake amended
  3. 10:42
    TR Tootsie Roll Industries Inc · 5
  4. 10:50
    TR Tootsie Roll Industries Inc · Quarterly report

11:00

  1. 11:31
    CPSH CPS Technologies Corp · Quarterly report
  2. 11:51
    STRT Strattec Security Corp · Quarterly report

12:00

  1. 12:03
    RVSB Riverview Bancorp Inc · Quarterly report
  2. 12:59
    TLF Tandy Leather Factory Inc · 5 · 7

14:00

  1. 14:04
    IBOC International Bancshares Corp · 12
  2. 14:10
    ASTC Astrotech Corp · 12 · 7
  3. 14:42
    KOSS Koss Corp · Quarterly report

15:00

  1. 15:33
    CNTHP Connecticut Light & Power Co · Quarterly report
  2. 15:42
    TY Tri-Continental Corp · 7 · 9
  3. 15:42
    UTMD Utah Medical Products Inc · 4 · 7

16:00

  1. 16:05
    NIMU NON Invasive Monitoring Systems Inc · 5 · 7
  2. 16:15
    DMLP Dorchester Minerals, L.P. · 12 · 7 · 9
  3. 16:16
    DMLP Dorchester Minerals, L.P. · Quarterly report
  4. 16:19
    NTPIF NAM TAI Property Inc. · Stake amended
  5. 16:20
    NTPIF NAM TAI Property Inc. · Stake amended
  6. 16:21
    NTPIF NAM TAI Property Inc. · Stake amended
  7. 16:30
    TRT Trio-Tech International · Quarterly report
  8. 16:56
    RVSB Riverview Bancorp Inc · 4 (amended)

17:00

  1. 17:01
    TLF Tandy Leather Factory Inc · Quarterly report
  2. 17:07
    IEHC IEH Corp · Quarterly report
  3. 17:10
    CVR Chicago Rivet & Machine Co · Quarterly report
  4. 17:11
    CVR Chicago Rivet & Machine Co · 12
  5. 17:17
    RIME Algorhythm Holdings, Inc. · 7 · 9
  6. 17:21
    INTZ Intrusion Inc · 5 · 7

—

  1. —
    — Southern California Gas Co · Quarterly report
  2. —
    ANIK Anika Therapeutics, Inc. · Current report
  3. —
    PPC Pilgrims Pride Corp · Current report
33 of 33

Index

Forms filed

  • Insider filing433
  • Quarterly report10-Q14
  • Current report8-K14
  • Foreign issuer report6-K10
  • 10QSB5
  • Stake amendedSC 13D/A4
  • Passive stake amendedSC 13G/A4
  • Initial ownership33
  • N-23C-13
  • N-CSR3
  • N-22
  • Institutional holdings13F-HR1
  • 35-CERT1
  • Current report (amended)8-K/A1
  • N-8A1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • Passive stake reportedSC 13G1

33 companies

A

C

D

F

H

I

K

N

O

P

R

S

T

U