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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 16, 2007

Tuesday, April 17, 2007

155 filings · 123 companiesAll checks passed · Updated Nov 7

Wed, Apr 18, 2007 ›
The dayTuesday, April 17

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Market hours1

  • 12:37SFSTSouthern First Bancshares Inc

After-hours2

  • 22:42NLSTNetlist Inc
  • 16:00CGNXCognex Corp

Reports

1 quarterly · 5 annual
  1. Mills Music TrustMMTRS · 10-K · Dec 31 · 11:29
    ——
  2. SPAR Group, Inc.SGRP · 10-K/A · Dec 31 · 11:31
    ——
  3. Princeton Capital CorpPIAC · 10-K · Dec 31 · 15:10
    ——
  4. ProtoKinetix, Inc.— · 10-K · Dec 31 · 16:05
    ——
  5. Northwest Biotherapeutics IncNWBO · 10-K · Dec 31 · 16:52
    ——
  6. HG Holdings, Inc.STLY · 10-Q · Mar 31 · —
    ——

Insiders

11 filings
Purchases$143.05K8 filings
Sales$3.88M3 filings
KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kayne Richard a$2.49MSale · 71,000 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$1.39MSale · 33,740 sh
LGILazard Global Total Return & Income Fund Inc · Bhutani Ashish$50.00KPurchase · 2,245 sh
GRFEagle Capital Growth Fund, Inc. · Luke e Sims, Director$35.85KPurchase · 4,000 sh
LGILazard Global Total Return & Income Fund Inc · Bhutani Ashish$23.49KPurchase · 1,055 sh
LGLLGL Group Inc · Kuni Nakamura, Director$12.06KPurchase · 1,000 sh
Open insider activity

Agreements

3 filings
  1. 09:50NWPP New Peoples Bankshares Inc · New agreement
  2. 08:02IEP Icahn Enterprises L.P. · New debt · Unregistered shares sold · New agreement
  3. 17:53CMS-PB Consumers Energy Co · New agreement

Officers and directors

1 filing
  1. 14:29CGNX Cognex Corp · Officers or directors

Filings

43 listed

17:00

  1. 17:53
    CMS-PB Consumers Energy Co · New agreement

20:00

  1. 20:18
    — ProtoKinetix, Inc. · Restated financials
  2. 20:20
    DBB Invesco DB Base Metals Fund · Registration statement
  3. 20:20
    DBA Invesco DB Agriculture Fund · Registration statement
  4. 20:20
    DBE Invesco DB Energy Fund · Registration statement
  5. 20:20
    DBO Invesco DB Oil Fund · Registration statement
  6. 20:20
    DBP Invesco DB Precious Metals Fund · Registration statement

22:00

  1. 22:42
    NLST Netlist Inc · Results, after-hours

06:00

  1. 06:07
    NHTC Natural Health Trends Corp · Announcement

08:00

  1. 08:02
    IEP Icahn Enterprises L.P. · New debt · Unregistered shares sold · New agreement
  2. 08:12
    TDF Templeton Dragon Fund Inc · Proxy statement

09:00

  1. 09:00
    AEM Agnico Eagle Mines Ltd · Merger communication
  2. 09:50
    NWPP New Peoples Bankshares Inc · New agreement

10:00

  1. 10:19
    JVA Coffee Holding Co Inc · Announcement
  2. 10:28
    CATO Cato Corp · Proxy statement

11:00

  1. 11:29
    MMTRS Mills Music Trust · Annual report
  2. 11:31
    SGRP SPAR Group, Inc. · Amended annual report
  3. 11:43
    ABCP AmBase Corp · Announcement

12:00

  1. 12:37
    SFST Southern First Bancshares Inc · Results, market hours

13:00

  1. 13:10
    ITIC Investors Title Co · Proxy statement
  2. 13:51
    ARTW Arts WAY Manufacturing Co Inc · Current report

14:00

  1. 14:22
    CBAT CBAK Energy Technology Ltd · Auditor change (amended)
  2. 14:26
    NWPP New Peoples Bankshares Inc · Proxy statement
  3. 14:29
    CGNX Cognex Corp · Officers or directors

15:00

  1. 15:10
    PIAC Princeton Capital Corp · Annual report

16:00

  1. 16:00
    CGNX Cognex Corp · Results, after-hours
  2. 16:03
    MFIC MidCap Financial Investment Corp · Announcement
  3. 16:05
    — ProtoKinetix, Inc. · Annual report
  4. 16:09
    CMTV Community Bancorp · Announcement
  5. 16:20
    CMTV Community Bancorp · Proxy statement
  6. 16:34
    OMEX Odyssey Marine Exploration Inc · Proxy statement
  7. 16:52
    NWBO Northwest Biotherapeutics Inc · Annual report

17:00

  1. 17:27
    WTI W&T Offshore Inc · Proxy statement

18:00

  1. 18:31
    PRPH ProPhase Labs, Inc. · Proxy statement

19:00

  1. 19:09
    BBGI Beasley Broadcast Group Inc · Stake amended

21:00

  1. 21:09
    ICCC Immucell Corp · Proxy statement
  2. 21:27
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice

—

  1. —
    STLY HG Holdings, Inc. · Current report
  2. —
    STLY HG Holdings, Inc. · Quarterly report
  3. —
    NUVR Nuvera Communications, Inc. · Proxy statement
40 of 43

Index

Forms filed

  • Foreign issuer report6-K31
  • 10KSB21
  • Insider filing419
  • Current report8-K16
  • Proxy statementDEF 14A10
  • Initial ownership39
  • UPLOAD7
  • Registration statementS-15
  • Annual report10-K4
  • Insider filing, amended4/A4
  • 10QSB3
  • Current report (amended)8-K/A3
  • Prospectus supplement424B32
  • 4972
  • Amended annual report10-K/A1
  • 10KSB/A1
  • Quarterly report10-Q1
  • 10QSB/A1
  • Initial ownership, amended3/A1
  • Merger communication4251
  • Annual report to shareholdersARS1
  • CERTAMX1
  • CORRESP1
  • EFFECT1
  • F-10/A1
  • F-61
  • N-CSR1
  • Late filing noticeNT 10-Q1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • SC TO-T/A1

45 companies

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