Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 2
  2. 3
  3. 4
  4. 5
  5. 6
  6. 9
  7. 10
  8. 11
  9. 12
  10. 13
‹ Thu, Apr 12, 2007

Friday, April 13, 2007

111 filings · 84 companiesAll checks passed · Updated Nov 7

Mon, Apr 16, 2007 ›
The dayFriday, April 13
Delisting noticesCHUC17:11

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

2 announced

Market hours1

  • 15:36UNBUnion Bankshares Inc

After-hours1

  • 17:06LPTHLightpath Technologies Inc

Reports

0 quarterly · 2 annual
  1. Mesabi TrustMSB · 10-K · Jan 31 · 07:32
    ——
  2. China Petroleum & Chemical CorpSNPMF · 20-F · Dec 31 · 13:23
    ——

Insiders

6 filings
Purchases$126.67K2 filings
Sales$892.53K4 filings
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$734.80KSale · 18,300 sh
PCMPCM Fund, Inc. · William J Popejoy, Director$103.51KPurchase · 8,500 sh
AEMDAethlon Medical Inc · Edward G Broenniman, Director$76.18KSale · 100,000 sh
GRCGorman Rupp Co · Christopher H Lake, Director$48.62KSale · 1,500 sh
NROMNoble Romans Inc · LP Geovest Capital Partners, Director$32.94KSale · 7,160 sh
WIAWestern Asset Inflation-Linked Income Fund · Walsh Stephen a$23.16KPurchase · 2,000 sh
Open insider activity

Agreements

3 filings
  1. 16:30NWBO Northwest Biotherapeutics Inc · New debt
  2. 11:04CAPS Capstone Holding Corp. · Agreement ended
  3. 10:20BVFL BV Financial, Inc. · New agreement

Officers and directors

4 filings
  1. 21:25ASYS Amtech Systems Inc · Officers or directors
  2. 17:35MLP Maui Land & Pineapple Co Inc · Officers or directors
  3. 16:29JCTC Jewett Cameron Trading Co Ltd · Officers or directors
  4. 10:19CTSO Cytosorbents Corp · Officers or directors

Filings

23 listed

07:00

  1. 07:32
    MSB Mesabi Trust · Annual report

10:00

  1. 10:19
    CTSO Cytosorbents Corp · Officers or directors
  2. 10:20
    BVFL BV Financial, Inc. · New agreement

11:00

  1. 11:04
    CAPS Capstone Holding Corp. · Agreement ended
  2. 11:28
    TY Tri-Continental Corp · Proxy statement

12:00

  1. 12:20
    JOE St JOE Co · Proxy statement

13:00

  1. 13:09
    CRIS Curis Inc · Proxy statement
  2. 13:23
    SNPMF China Petroleum & Chemical Corp · Annual report

14:00

  1. 14:10
    EQS Equus Total Return, Inc. · Announcement

15:00

  1. 15:29
    UNB Union Bankshares Inc · Proxy statement
  2. 15:36
    UNB Union Bankshares Inc · Results, market hours

16:00

  1. 16:27
    WTBA West Bancorporation Inc · Investor disclosure
  2. 16:29
    JCTC Jewett Cameron Trading Co Ltd · Officers or directors
  3. 16:30
    NWBO Northwest Biotherapeutics Inc · New debt

17:00

  1. 17:06
    LPTH Lightpath Technologies Inc · Results, after-hours
  2. 17:11
    CHUC Charlie's Holdings, Inc. · Delisting notice
  3. 17:17
    UGP Ultrapar Holdings Inc · Merger communication
  4. 17:35
    MLP Maui Land & Pineapple Co Inc · Officers or directors

20:00

  1. 20:59
    AURX Nuo Therapeutics, Inc. · Auditor change

21:00

  1. 21:25
    ASYS Amtech Systems Inc · Officers or directors

—

  1. —
    SBFG SB Financial Group, Inc. · Current report
  2. —
    SVC Service Properties Trust · Proxy statement
  3. —
    NWPG Newport Gold, Inc. · Current report
23 of 23

Index

Forms filed

  • Foreign issuer report6-K19
  • Current report8-K15
  • Insider filing413
  • CORRESP11
  • 10KSB10
  • 10QSB9
  • Proxy statementDEF 14A5
  • UPLOAD4
  • Initial ownership33
  • EFFECT3
  • Preliminary proxy statementPRE 14A3
  • POS 8C2
  • Annual report10-K1
  • 10KSB/A1
  • 10SB12G1
  • Employee plan annual report11-K1
  • Annual report20-F1
  • 40-17G1
  • Merger communication4251
  • AW1
  • N-Q1
  • PREC14A1
  • Employee plan registrationS-81
  • SB-21
  • Passive stake reportedSC 13G1
  • SUPPL1

28 companies

A

B

C

E

G

I

J

L

M

N

P

S

T

U

W