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What covered companies filed with the SEC, day by day.

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‹ Tue, Aug 21, 2007

Wednesday, August 22, 2007

130 filings · 98 companiesAll checks passed · Updated Nov 7

Thu, Aug 23, 2007 ›
The dayWednesday, August 22

By time of day

42 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

4 announced

Market hours2

  • 13:21USAUU.S. Gold Corp.
  • 14:37PBTPermian Basin Royalty Trust

After-hours2

  • 19:36JKHYJack Henry & Associates Inc
  • 19:19SJTSan Juan Basin Royalty Trust

Insiders

21 filings
Purchases$267.50M17 filings
Sales$1.78M4 filings
LAURLaureate Education, Inc. · L Curve Sub Inc., 10% owner$266.16MPurchase · 4,321,528 sh
LAURLaureate Education, Inc. · Daniel Nickel, EVP, Corporate Operations$1.40MSale · 22,584 sh
NENNew England Realty Associates Limited Partnership · Harold Brown, Treasurer$750.00KPurchase · 10,000 sh
TECHBio-Techne Corp · Howard Oconnell V, Director$312.00KSale · 5,000 sh
CHWCalamos Global Dynamic Income Fund · John P Calamos SR, president and chairman$123.82KPurchase · 11,000 sh
GLADGladstone Capital Corp · George Stelljes III, Chief Investment Officer$104.00KPurchase · 5,000 sh
Open insider activity

Agreements

3 filings
  1. 17:14SPQS SportsQuest, Inc. · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement
  2. 16:41CRVO CervoMed Inc. · New agreement
  3. 13:06INIS Radnostix Inc · New agreement

Officers and directors

3 filings
  1. 16:48MGEE MGE Energy Inc · Officers or directors
  2. 14:57SNUS-PH Santander Holdings USA, Inc. · Officers or directors
  3. 11:19MTEX Mannatech Inc · Officers or directors

Filings

42 listed

19:00

  1. 19:36
    JKHY Jack Henry & Associates Inc · Results, after-hours

06:00

  1. 06:04
    TY Tri-Continental Corp · Investor disclosure

09:00

  1. 09:33
    HKHC Horizon Kinetics Holding Corp · Stake amended

11:00

  1. 11:19
    MTEX Mannatech Inc · Officers or directors

13:00

  1. 13:06
    INIS Radnostix Inc · New agreement
  2. 13:13
    MZTI Marzetti Co · Announcement
  3. 13:21
    USAU U.S. Gold Corp. · Results, market hours

14:00

  1. 14:37
    PBT Permian Basin Royalty Trust · Results, market hours
  2. 14:57
    SNUS-PH Santander Holdings USA, Inc. · Officers or directors

15:00

  1. 15:08
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement
  2. 15:10
    FCAP First Capital Inc · Bylaws or fiscal year changed
  3. 15:22
    NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement

16:00

  1. 16:40
    BNET Bion Environmental Technologies Inc · Announcement
  2. 16:41
    CRVO CervoMed Inc. · New agreement
  3. 16:42
    NCA Nuveen California Municipal Income Fund · Proxy statement
  4. 16:44
    VASO Vaso Corp · Stake amended
  5. 16:46
    NAC Nuveen California Quality Municipal Income Fund · Proxy statement
  6. 16:48
    NNY Nuveen New York Municipal Income Fund · Proxy statement
  7. 16:48
    MGEE MGE Energy Inc · Officers or directors
  8. 16:55
    NAZ Nuveen Arizona Quality Municipal Income Fund · Proxy statement
  9. 16:56
    PLAG Planet Green Holdings Corp. · Announcement
  10. 16:56
    NKX Nuveen California Amt-Free Quality Municipal Income Fund · Proxy statement
  11. 16:59
    NUV Nuveen Municipal Value Fund Inc · Proxy statement

17:00

  1. 17:00
    NAD Nuveen Quality Municipal Income Fund · Proxy statement
  2. 17:04
    NZF Nuveen Municipal Credit Income Fund · Proxy statement
  3. 17:05
    NVG Nuveen AMT-Free Municipal Credit Income Fund · Proxy statement
  4. 17:07
    NEA Nuveen AMT-Free Quality Municipal Income Fund · Proxy statement
  5. 17:08
    NMZ Nuveen Municipal High Income Opportunity Fund · Proxy statement
  6. 17:09
    NIM Nuveen Select Maturities Municipal Fund · Proxy statement
  7. 17:10
    NXP Nuveen Select Tax Free Income Portfolio · Proxy statement
  8. 17:14
    SPQS SportsQuest, Inc. · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement
  9. 17:16
    NAN Nuveen New York Quality Municipal Income Fund · Proxy statement
  10. 17:20
    NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Proxy statement
  11. 17:25
    MZTI Marzetti Co · Announcement (amended)
  12. 17:27
    ASR Southeast Airport Group · Stake amended
  13. 17:31
    LIVE Live Ventures Inc · Acquisition or sale completed (amended)

19:00

  1. 19:19
    SJT San Juan Basin Royalty Trust · Results, after-hours

20:00

  1. 20:57
    NMI Nuveen Municipal Income Fund Inc · Proxy statement

12:00

  1. 12:51
    LIFD LFTD Partners Inc. · Stake reported
  2. 12:54
    LIFD LFTD Partners Inc. · Stake reported
40 of 42

Index

Forms filed

  • Insider filing446
  • Proxy statementDEF 14A18
  • Current report8-K17
  • Insider filing, amended4/A7
  • Foreign issuer report6-K7
  • Initial ownership35
  • Stake amendedSC 13D/A3
  • SUPPL3
  • UPLOAD3
  • 10QSB2
  • Current report (amended)8-K/A2
  • Stake reportedSC 13D2
  • Delisting251
  • Initial ownership, amended3/A1
  • 4971
  • Exchange listing8-A12B1
  • CERTNAS1
  • EFFECT1
  • Proxy voting recordN-PX1
  • NSAR-A1
  • POS EX1
  • RW1
  • Employee plan registrationS-81
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • SC 14F11
  • SC TO-I/A1

47 companies

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