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What covered companies filed with the SEC, day by day.

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‹ Wed, Aug 22, 2007

Thursday, August 23, 2007

103 filings · 90 companiesAll checks passed · Updated Nov 7

Fri, Aug 24, 2007 ›
The dayThursday, August 23

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

3 announced

Pre-market1

  • 08:20SFDSmithfield Foods Inc

Market hours2

  • 13:57KEQUKewaunee Scientific Corp
  • 15:04SHOEShoe Station Group Inc

Insiders

12 filings
Purchases$671.25K9 filings
Sales$509.42K3 filings
EBFEnnis, Inc. · Hartley Harold W$441.67KSale · 21,000 sh
NCVVirtus Convertible & Income Fund · McCraw John$421.71KPurchase · 35,000 sh
CGOCalamos Global Total Return Fund · John P Calamos SR, president and chairman$124.25KPurchase · 8,700 sh
COHNCohen & Co Inc. · Lance Ullom, Director$92.40KPurchase · 17,000 sh
PDFSPDF Solutions Inc · Andre Hawit, VP of Software Development$58.36KSale · 5,800 sh
ICCCImmucell Corp · Jonathan e Rothschild, Director$11.11KPurchase · 3,000 sh
Open insider activity

Agreements

5 filings
  1. 20:11CREG Smart Powerr Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  2. 16:38PED Pedevco Corp · New agreement
  3. 15:55GEDC TerraVolt Holdings, Inc. · New agreement
  4. 14:57IGC IGC Pharma, Inc. · New agreement
  5. 08:01PDEX Pro DEX Inc · New agreement

Officers and directors

6 filings
  1. 16:48MLSS Milestone Scientific Inc. · Officers or directors
  2. 16:24CRWE Crown Equity Holdings, Inc. · Officers or directors
  3. 10:45KINS Kingstone Companies, Inc. · Officers or directors
  4. 09:51UBCP United Bancorp Inc · Officers or directors
  5. 23:58LGL LGL Group Inc · Officers or directors (amended)
  6. 17:41CHUC Charlie's Holdings, Inc. · Officers or directors

Filings

32 listed

17:00

  1. 17:41
    CHUC Charlie's Holdings, Inc. · Officers or directors

23:00

  1. 23:58
    LGL LGL Group Inc · Officers or directors (amended)

08:00

  1. 08:01
    PDEX Pro DEX Inc · New agreement
  2. 08:16
    GPJA Georgia Power Co · Announcement
  3. 08:20
    SFD Smithfield Foods Inc · Results, pre-market

09:00

  1. 09:51
    UBCP United Bancorp Inc · Officers or directors

10:00

  1. 10:25
    CIA Citizens, Inc. · Stake amended
  2. 10:45
    KINS Kingstone Companies, Inc. · Officers or directors
  3. 10:47
    KINS Kingstone Companies, Inc. · Announcement

11:00

  1. 11:03
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  2. 11:13
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  3. 11:47
    EQS Equus Total Return, Inc. · Announcement
  4. 11:55
    CFFI C & F Financial Corp · Announcement

13:00

  1. 13:51
    CIA Citizens, Inc. · Announcement
  2. 13:57
    KEQU Kewaunee Scientific Corp · Results, market hours

14:00

  1. 14:57
    IGC IGC Pharma, Inc. · New agreement

15:00

  1. 15:04
    SHOE Shoe Station Group Inc · Results, market hours
  2. 15:52
    AXR Amrep Corp. · Proxy statement
  3. 15:55
    GEDC TerraVolt Holdings, Inc. · New agreement

16:00

  1. 16:12
    RVT Royce Small-Cap Trust, Inc. · Proxy statement
  2. 16:24
    CRWE Crown Equity Holdings, Inc. · Officers or directors
  3. 16:38
    PED Pedevco Corp · New agreement
  4. 16:48
    MLSS Milestone Scientific Inc. · Officers or directors
  5. 16:55
    WABC Westamerica Bancorporation · Announcement

18:00

  1. 18:53
    WFCF Where Food Comes From, Inc. · Unregistered shares sold

20:00

  1. 20:08
    FUND Sprott Focus Trust Inc. · Proxy statement
  2. 20:11
    CREG Smart Powerr Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

—

  1. —
    SLNH Soluna Holdings, Inc · Current report
  2. —
    SYPR Sypris Solutions Inc · Current report
  3. —
    MALG Microalliance Group Inc. · Current report
  4. —
    BCLI Brainstorm Cell Therapeutics Inc. · Stake amended
  5. —
    GENC Gencor Industries Inc · Current report
32 of 32

Index

Forms filed

  • Current report8-K26
  • Insider filing422
  • Proxy voting recordN-PX12
  • Foreign issuer report6-K11
  • UPLOAD7
  • CORRESP4
  • Proxy statementDEF 14A3
  • REGDEX3
  • Stake amendedSC 13D/A2
  • 10QSB/A1
  • Initial ownership31
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • EFFECT1
  • N-2/A1
  • N-CSRS1
  • RW1
  • Merger registrationS-41
  • SB-21
  • Passive stake reportedSC 13G1

38 companies

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