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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 18, 2010

Friday, November 19, 2010

229 filings · 182 companiesAll checks passed · Updated Nov 4

Mon, Nov 22, 2010 ›
The dayFriday, November 19
Delisting noticesLITS10:56AURX21:58

By time of day

78 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

9 announced

Pre-market1

  • 00:39NOVTNovanta Inc

Market hours4

  • 10:14CRMTAmericas Carmart Inc
  • 11:12CRTCross Timbers Royalty Trust
  • 11:20HGTXUHugoton Royalty Trust
  • 14:53CATOCato Corp

After-hours4

  • 22:55CLROClearone Inc
  • 16:24KLNGKoil Energy Solutions, Inc.
  • 16:36SBFGSB Financial Group, Inc.
  • 20:39SJTSan Juan Basin Royalty Trust

Reports

16 quarterly · 6 annual
  1. Tennessee Valley AuthorityTVE · 10-K · Sep 30 · —
    $10.87B3.4%
  2. Visa Inc.V · 10-K · Sep 30 · —
    $8.07B+16.7%
  3. Koil Energy Solutions, Inc.KLNG · 10-Q · Sep 30 · 16:49
    $10.41M—
  4. IGC Pharma, Inc.IGC · 10-Q · Sep 30 · 22:28
    $1.68M—
  5. RTB Digital, Inc.RTB · 10-Q · Sep 30 · 21:27
    $21.00K—
  6. Ainos, Inc.AIMD · 10-Q · Sep 30 · 22:12
    $1.38K—
  7. Nanoviricides, Inc.NNVC · 10-Q · Sep 30 · 22:58
    $0.00—
  8. Groove Botanicals Inc.GRVE · 10-Q · Sep 30 · 23:29
    ——
  9. Medical Care Technologies Inc.MDCE · 10-Q · Sep 30 · 12:40
    ——
  10. BioCorRx Inc.BICX · 10-Q · Sep 30 · 15:15
    ——

Insiders

41 filings
Purchases$600.92K16 filings
Sales$30.99M25 filings
TXRHTexas Roadhouse, Inc. · Wayne Kent Taylor, Chairman of Company and Board$6.40MSale · 399,990 sh
NVRNVR Inc · Paul C Saville, Chief Executive Officer$6.20MSale · 10,000 sh
CLNEClean Energy Fuels Corp. · Bradley N Miller, President, CECC$5.31MSale · 378,400 sh
IPIIntrepid Potash, Inc. · J Landis Martin, Director$5.21MSale · 168,506 sh
PPCPilgrims Pride Corp · Lonnie a Pilgrim, Director$1.30MSale · 200,000 sh
OTTROtter Tail Corp · Lauris N Molbert, COO & Exec Vice Pres$1.00MSale · 48,614 sh
Open insider activity

Agreements

4 filings
  1. 21:31CWCO Consolidated Water Co. Ltd. · New agreement
  2. 19:53DPLS DarkPulse, Inc. · New agreement
  3. 18:00OPRX OptimizeRx Corp · New agreement · Officers or directors (amended)
  4. 17:14CVAT Cavitation Technologies, Inc. · New agreement

Officers and directors

9 filings
  1. 21:52UNB Union Bankshares Inc · Officers or directors
  2. 18:52WVVI Willamette Valley Vineyards Inc · Officers or directors
  3. 18:00OPRX OptimizeRx Corp · New agreement · Officers or directors (amended)
  4. 17:15ELMD Electromed, Inc. · Officers or directors
  5. 17:01PTN Palatin Technologies Inc · Officers or directors
  6. 16:01DGII Digi International Inc · Officers or directors
  7. 15:11OCSL Oaktree Specialty Lending Corp · Officers or directors
  8. 14:02MZTI Marzetti Co · Officers or directors

Filings

78 listed

18:00

  1. 18:50
    III Information Services Group Inc. · Stake reported

19:00

  1. 19:16
    TWI Titan International Inc · Investor disclosure

22:00

  1. 22:55
    CLRO Clearone Inc · Results, after-hours
  2. 22:58
    NNVC Nanoviricides, Inc. · Quarterly report

23:00

  1. 23:29
    GRVE Groove Botanicals Inc. · Quarterly report

00:00

  1. 00:39
    NOVT Novanta Inc · Results, pre-market

06:00

  1. 06:00
    OTLC Oncotelic Therapeutics, Inc. · Announcement
  2. 06:02
    RTNTF Rio Tinto Ltd · Amended annual report
  3. 06:02
    RIO Rio Tinto PLC · Amended annual report

09:00

  1. 09:31
    KEP Korea Electric Power Corp · Amended annual report
  2. 09:43
    PML PIMCO Municipal Income Fund II · Proxy statement
  3. 09:43
    PNI PIMCO New York Municipal Income Fund II · Proxy statement
  4. 09:43
    PCQ PIMCO California Municipal Income Fund · Proxy statement

10:00

  1. 10:14
    CRMT Americas Carmart Inc · Results, market hours
  2. 10:56
    LITS Lite Strategy, Inc. · Delisting notice

11:00

  1. 11:12
    CRT Cross Timbers Royalty Trust · Results, market hours
  2. 11:16
    CREX Creative Realities, Inc. · Announcement
  3. 11:20
    HGTXU Hugoton Royalty Trust · Results, market hours
  4. 11:33
    OCSL Oaktree Specialty Lending Corp · Announcement

12:00

  1. 12:40
    MDCE Medical Care Technologies Inc. · Quarterly report
  2. 12:55
    ETD Ethan Allen Interiors Inc · Officers or directors

13:00

  1. 13:32
    BGS B&G Foods, Inc. · Announcement
  2. 13:34
    FTFT Future FinTech Group Inc. · Announcement

14:00

  1. 14:02
    MZTI Marzetti Co · Officers or directors
  2. 14:53
    CATO Cato Corp · Results, market hours
  3. 14:56
    PNBK Patriot National Bancorp Inc · Auditor change

15:00

  1. 15:11
    OCSL Oaktree Specialty Lending Corp · Officers or directors
  2. 15:15
    BICX BioCorRx Inc. · Quarterly report
  3. 15:19
    BHLL Bunker Hill Mining Corp. · Quarterly report
  4. 15:20
    BCRD BlueOne Technologies, Inc. · Stake reported

16:00

  1. 16:01
    DGII Digi International Inc · Officers or directors
  2. 16:10
    WHG Westwood Holdings Group Inc · Unregistered shares sold
  3. 16:14
    GEDC TerraVolt Holdings, Inc. · Amended quarterly report
  4. 16:24
    KLNG Koil Energy Solutions, Inc. · Results, after-hours
  5. 16:36
    SBFG SB Financial Group, Inc. · Results, after-hours
  6. 16:41
    THMG Thunder Mountain Gold Inc · Quarterly report
  7. 16:45
    IPI Intrepid Potash, Inc. · Bylaws or fiscal year changed
  8. 16:49
    KLNG Koil Energy Solutions, Inc. · Quarterly report
  9. 16:51
    SGRP SPAR Group, Inc. · Amended annual report

17:00

  1. 17:01
    PTN Palatin Technologies Inc · Officers or directors
40 of 78

Index

Forms filed

  • Insider filing460
  • Current report8-K43
  • Foreign issuer report6-K27
  • Quarterly report10-Q15
  • CORRESP12
  • UPLOAD12
  • N-Q7
  • Initial ownership36
  • Annual report10-K5
  • Proxy statementDEF 14A4
  • Employee plan registrationS-84
  • Amended annual report20-F/A3
  • EFFECT3
  • Free writing prospectusFWP3
  • Exempt offering noticeD2
  • Stake reportedSC 13D2
  • Passive stake amendedSC 13G/A2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • 40-17G1
  • 40-331
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Insider filing, amended4/A1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • F-10/A1
  • Amended registration statementF-1/A1
  • F-6 POS1
  • POS EX1
  • Preliminary proxy statementPRE 14A1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • SC TO-C1

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