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What covered companies filed with the SEC, day by day.

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‹ Thu, Apr 12, 2012

Friday, April 13, 2012

256 filings · 191 companiesAll checks passed · Updated Oct 31

Mon, Apr 16, 2012 ›
The dayFriday, April 13
Delisting noticesASTI16:16

By time of day

94 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Results

7 announced

Pre-market3

  • 07:00WNCWabash National Corp
  • 09:00LAKELakeland Industries Inc
  • 09:00UHSUniversal Health Services Inc

Market hours1

  • 15:48ENBPENB Financial Corp

After-hours3

  • 16:16NHTCNatural Health Trends Corp
  • 16:30AMSCAmerican Superconductor Corp
  • 20:11ATLOAmes National Corp

Reports

7 quarterly · 18 annual
  1. Pentair PLCPNR · 10-K/A · Dec 31 · —
    $3.46B+14.1%
  2. Wabash National CorpWNC · 10-K/A · Dec 31 · 06:30
    $1.19B+85.4%
  3. Alto Ingredients, Inc.ALTO · 10-K/A · Dec 31 · 16:17
    $901.19M+174.5%
  4. Hooker Furnishings CorpHOFT · 10-K · Jan 29 · 20:33
    $222.51M+3.3%
  5. Teekay Tankers Ltd.TNK · 20-F · Dec 31 · 16:46
    $215.07M10.5%
  6. Mesabi TrustMSB · 10-K · Jan 31 · 20:57
    $34.16M+2.4%
  7. Fitlife Brands, Inc.FTLF · 10-K · Dec 31 · 16:28
    $12.09M+48.4%
  8. SCI Engineered Materials, Inc.SCIA · 10-K · Dec 31 · 16:07
    $9.15M+2.7%
  9. SemiLEDs CorpLEDS · 10-Q · Feb 29 · —
    $7.91M20.6%
  10. Arts WAY Manufacturing Co IncARTW · 10-Q · Feb 29 · 20:16
    $6.31M+35.3%

Insiders

16 filings
Purchases$307.87K6 filings
Sales$1.49M10 filings
SCSCScansource, Inc. · Michael L Baur, CEO$695.40KSale · 20,000 sh
NEONNeonode Inc. · John Ralph Reardon, Director$251.03KSale · 74,050 sh
REXREX American Resources Corp · Lawrence Tomchin, Director$180.11KSale · 6,000 sh
GOFGuggenheim Strategic Opportunities Fund · Mitchell Patrick L$122.22KSale · 5,959 sh
VHIValhi Inc · Harold C Simmons, Chairman of the Board$102.99KPurchase · 2,000 sh
LIQTLiqtech International Inc · Michael Sonneland, Director$89.23KPurchase · 41,989 sh
Open insider activity

Agreements

6 filings
  1. 19:01KBSR KBS Real Estate Investment Trust III, Inc. · New agreement
  2. 17:54BYRN Byrna Technologies Inc. · New agreement
  3. 17:38FIEE FiEE, Inc. · New debt · New agreement
  4. 16:34RGS Regis Corp · Impairment · New agreement
  5. 15:02FCBC First Community Bankshares Inc · New debt · New agreement
  6. 09:00LAKE Lakeland Industries Inc · New agreement · Results, pre-market

Officers and directors

5 filings
  1. 20:05TTEC TTEC Holdings, Inc. · Officers or directors
  2. 17:22CLW Clearwater Paper Corp · Officers or directors
  3. 17:00PSIX Power Solutions International, Inc. · Officers or directors
  4. 15:49NTIP NETWORK-1 Technologies, Inc. · Officers or directors
  5. 14:33WKC World Kinect Corp · Officers or directors

Filings

94 listed

18:00

  1. 18:20
    FNRN First Northern Community Bancorp · Proxy statement

19:00

  1. 19:34
    GRBK Green Brick Partners, Inc. · Proxy statement
  2. 19:47
    AGX Argan Inc · Annual report

20:00

  1. 20:33
    HOFT Hooker Furnishings Corp · Annual report
  2. 20:48
    TY Tri-Continental Corp · Investor disclosure

23:00

  1. 23:30
    MITK Mitek Systems Inc · Announcement

00:00

  1. 00:49
    STK Columbia Seligman Premium Technology Growth Fund, Inc. · Investor disclosure

01:00

  1. 01:34
    VIPS Vipshop Holdings Ltd · Stake reported

06:00

  1. 06:03
    PBSV Pharma-Bio Serv, Inc. · Shareholder vote
  2. 06:08
    CVI CVR Energy Inc · Stake amended
  3. 06:30
    WNC Wabash National Corp · Amended annual report

07:00

  1. 07:00
    WNC Wabash National Corp · Results, pre-market

08:00

  1. 08:27
    BELFA BEL Fuse Inc · Proxy statement
  2. 08:30
    BOOM DMC Global Inc. · Proxy statement
  3. 08:42
    PW Power REIT · Announcement

09:00

  1. 09:00
    AWRE Aware Inc · Proxy statement
  2. 09:00
    LAKE Lakeland Industries Inc · New agreement · Results, pre-market
  3. 09:00
    UHS Universal Health Services Inc · Results, pre-market
  4. 09:17
    BRKR Bruker Corp · Proxy statement

10:00

  1. 10:22
    JVA Coffee Holding Co Inc · Shareholder vote

11:00

  1. 11:28
    FXNC First National Corp · Bylaws or fiscal year changed
  2. 11:48
    FOTB First Ottawa Bancshares, Inc. · Proxy statement

12:00

  1. 12:09
    HBIO Harvard Bioscience Inc · Proxy statement
  2. 12:10
    QUAD Quad/Graphics, Inc. · Stake reported
  3. 12:50
    NNI Nelnet Inc · Proxy statement

13:00

  1. 13:15
    BDN Brandywine Realty Trust · Proxy statement
  2. 13:27
    PVL Permianville Royalty Trust · Investor disclosure

14:00

  1. 14:33
    WKC World Kinect Corp · Officers or directors
  2. 14:45
    DSGR Distribution Solutions Group, Inc. · Stake amended
  3. 14:52
    IEX IDEX Corp · Shareholder vote

15:00

  1. 15:02
    FCBC First Community Bankshares Inc · New debt · New agreement
  2. 15:31
    HHS Harte Hanks Inc · Proxy statement
  3. 15:48
    ENBP ENB Financial Corp · Results, market hours
  4. 15:49
    NTIP NETWORK-1 Technologies, Inc. · Officers or directors

16:00

  1. 16:05
    PCYO Pure Cycle Corp · Quarterly report
  2. 16:07
    SCIA SCI Engineered Materials, Inc. · Annual report
  3. 16:16
    ASTI Ascent Solar Technologies, Inc. · Delisting notice
  4. 16:16
    NHTC Natural Health Trends Corp · Results, after-hours
  5. 16:17
    SPSC SPS Commerce Inc · Proxy statement
  6. 16:17
    ALTO Alto Ingredients, Inc. · Amended annual report
40 of 94

Index

Forms filed

  • Insider filing451
  • Current report8-K36
  • Proxy statementDEF 14A23
  • Foreign issuer report6-K21
  • Proxy materialDEFA14A11
  • Annual report10-K10
  • UPLOAD10
  • Quarterly report10-Q7
  • Initial ownership37
  • CORRESP6
  • Employee plan registrationS-86
  • 40-17G5
  • Annual report to shareholdersARS5
  • Amended annual report10-K/A4
  • Annual report20-F4
  • Stake reportedSC 13D4
  • Prospectus supplement424B33
  • Exempt offering noticeD3
  • EFFECT3
  • Free writing prospectusFWP3
  • Shelf registrationS-33
  • Passive stake reportedSC 13G3
  • Insider filing, amended4/A2
  • CT ORDER2
  • Preliminary proxy statementPRE 14A2
  • Registration statementS-12
  • Stake amendedSC 13D/A2
  • Passive stake amendedSC 13G/A2
  • Amended annual report20-F/A1
  • Delisting by the exchange25-NSE1
  • Initial ownership, amended3/A1
  • 40-APP1
  • Prospectus supplement424B51
  • Annual ownership51
  • Information statementDEF 14C1
  • DEFR14A1
  • DFAN14A1
  • F-6EF1
  • N-2/A1
  • POS 8C1
  • Amended registration statementS-1/A1
  • Amended merger registrationS-4/A1
  • SC 14D9/A1
  • SC TO-T/A1

96 companies

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