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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 3, 2013

Friday, January 4, 2013

429 filings · 242 companiesAll checks passed · Updated Oct 30

Mon, Jan 7, 2013 ›

Front page9 By time of day Reports8 Insiders48 Agreements12 Officers and directors26 Filings79 Index

Nothing from your lists

By time of day

79 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

13 without a time on file

Reports

7 quarterly · 1 annual

Nothing from your lists

Insiders

48 filings

Purchases$650.16K15 filings

Sales$11.38M33 filings

THOThor Industries Inc · Thompson Family Foundation, Inc., 10% owner$3.82MSale · 100,000 sh

Nothing from your lists

Agreements

12 filings

22:21ELOX Eloxx Pharmaceuticals, Inc. · New agreement
22:15

Nothing from your lists

Officers and directors

26 filings

22:25ARAY Accuray Inc · Officers or directors
22:15

Nothing from your lists

Filings

79 listed

Find a company, form or word

17:00

17:48VERU
VERU Veru Inc. · Investor disclosure

21:00

21:11PW
PW Power REIT · Announcement

22:00

22:48GEOS
GEOS Geospace Technologies Corp · Proxy statement

08:00

08:09IIIN
IIIN Insteel Industries Inc · Proxy statement
08:20ULTA
ULTA Ulta Beauty, Inc. · Investor disclosure
08:48UTL
UTL Unitil Corp · Bylaws or fiscal year changed · Officers or directors (amended)

09:00

09:01KRG
KRG Kite Realty Group Trust · Impairment
09:15—
— Windtree Therapeutics Inc · Officers or directors
09:19FTFT
FTFT Future FinTech Group Inc. · Stake amended

11:00

11:01UAVS
UAVS AgEagle Aerial Systems Inc. · Officers or directors
11:04ATLX
ATLX Atlas Lithium Corp · Acquisition or sale completed · Officers or directors
11:06LODE
LODE Comstock Inc. · Investor disclosure
11:07RAIL
RAIL FreightCar America, Inc. · Officers or directors
11:13GVA
GVA Granite Construction Inc · New debt · New agreement

12:00

12:03WELPP
WELPP Wisconsin Electric Power Co · Officers or directors

13:00

13:24ABCP
ABCP AmBase Corp · Amended annual report
13:39SCKT
SCKT Socket Mobile, Inc. · New agreement
13:59ACRG
ACRG American Clean Resources Group, Inc. · Officers or directors

14:00

14:31AEMD
AEMD Aethlon Medical Inc · Investor disclosure
14:49NPKI
NPKI NPK International Inc. · New debt · New agreement · Officers or directors

15:00

15:21PECO
PECO Phillips Edison & Company, Inc. · New agreement
15:39AUID
AUID authID Inc. · Bylaws or fiscal year changed

16:00

16:02FGPR
FGPR Ferrellgas Partners L P · Officers or directors
16:03FGBI
FGBI First Guaranty Bancshares, Inc. · Officers or directors
16:09HR
HR Healthcare Realty Trust Inc · Officers or directors
16:16AWI
AWI Armstrong World Industries Inc · Officers or directors
16:17HE
HE Hawaiian Electric Industries Inc · Announcement
16:18HRTX
HRTX Heron Therapeutics, Inc. · Officers or directors
16:27SPRS
SPRS Surge Components Inc · Stake amended
16:28TWI
TWI Titan International Inc · Current report (amended)
16:30NEGG
NEGG Newegg Commerce, Inc. · Officers or directors
16:31CVI
CVI CVR Energy Inc · Officers or directors
16:48CMT
CMT Core Molding Technologies Inc · Officers or directors
16:51ESSI
ESSI Eco Science Solutions, Inc. · Announcement
16:51CREX
CREX Creative Realities, Inc. · Announcement
16:52MTZ
MTZ Mastec Inc · Officers or directors

17:00

17:01DLHC
DLHC DLH Holdings Corp. · Delisting notice
17:08PEB
PEB Pebblebrook Hotel Trust · New debt · New agreement
17:10NRP
NRP Natural Resource Partners LP · Stake amended
17:10PEB
PEB Pebblebrook Hotel Trust · Investor disclosure

40 of 79

Index

Forms filed

Insider filing4227
Current report8-K57
Foreign issuer report6-K21
Initial ownership314
CORRESP13
Passive stake amendedSC 13G/A

84 companies

Find a company

A

Accuray IncARAY
Actinium Pharmaceuticals, Inc.ATNM
Aethlon Medical IncAEMD
AgEagle Aerial Systems Inc.UAVS
AiXin Life International, Inc.
AmBase CorpABCP
American Clean Resources Group, Inc.ACRG
American Vanguard CorpAVD
Apollo Commercial Real Estate Finance, Inc.ARI
Armstrong World Industries IncAWI
Atlas Lithium CorpATLX
Atossa Therapeutics, Inc.ATOS
authID Inc.AUID×2

B

Bio-Path Holdings, Inc.BPTH
BlueLinx Holdings Inc.BXC

C

China Pharma Holdings, Inc.CPHI
Compx International IncCIX
Comstock Inc.LODE
Cooper Companies, Inc.COO
Core Molding Technologies IncCMT
Creative Realities, Inc.CREX
CrossAmerica Partners LPCAPL
CVR Energy IncCVI

D

Dick's Sporting Goods, Inc.DKS
DLH Holdings Corp.DLHC

E

EchoStar CORPECHO
Eco Science Solutions, Inc.ESSI
Eloxx Pharmaceuticals, Inc.ELOX
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Ennis, Inc.EBF

F

Ferrellgas Partners L PFGPR
First Guaranty Bancshares, Inc.FGBI
Franklin Wireless CorpFKWL
FreightCar America, Inc.RAIL
Future FinTech Group Inc.FTFT

G

Geospace Technologies CorpGEOS
Granite Construction IncGVA

H

H&R Block IncHRB
Halozyme Therapeutics, Inc.HALO
Hawaiian Electric Industries IncHE
Healthcare Realty Trust IncHR
Helen of Troy LtdHELE
Heron Therapeutics, Inc.HRTX

I

Insteel Industries IncIIIN
Interparfums IncIPAR

K

Kentucky First Federal BancorpKFFB
Kite Realty Group TrustKRG
Kosmos Energy Ltd.KOS×2

L

Lifecore Biomedical, Inc. deLFCR

M

Mastec IncMTZ
Mosaic CoMOS
MV Oil Trust

N

Natural Resource Partners LPNRP
Newegg Commerce, Inc.NEGG
Northfield Bancorp, Inc.
NPK International Inc.NPKI

O

Oil States International, IncOIS

P

Park Aerospace CorpPKE
Pebblebrook Hotel TrustPEB×2
Phillips Edison & Company, Inc.PECO
Power REITPW
Proto Labs IncPRLB

R

Rayonier IncRYN
Regional Health Properties, IncRHEP

S

Scully Royalty Ltd.SRL
Sensata Technologies Holding plcST
SLR Investment Corp.SLRC
Smith Midland CorpSMID
Socket Mobile, Inc.SCKT
Standard Motor Products, Inc.SMP
Surge Components IncSPRS

T

Tennessee Valley AuthorityTVE
Thor Industries IncTHO
Titan International IncTWI

U

Ulta Beauty, Inc.ULTA
Unitil CorpUTL

V

Veru Inc.VERU
Vornado Realty TrustVNO

W

Wenyuan Group Corp.WYGC
Windtree Therapeutics Inc
Winnebago Industries IncWGO
Wisconsin Electric Power CoWELPP

Y

Yunhong Green CTI Ltd.YHGJ

KRGKite Realty Group Trust·Impairment·09:01

Kite Realty Group Trust: Impairment

ATNM·Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Unregistered shares sold · New agreement · Officers or directors (amended)·21:28

Actinium Pharmaceuticals, Inc.: Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Unregistered shares sold · New agreement · Officers or directors (amended)

AUID·Change in control · Unregistered shares sold · Officers or directors·20:40

authID Inc.: Change in control · Unregistered shares sold · Officers or directors

FKWL·Auditor change (amended)·22:02

Franklin Wireless Corp: Auditor change (amended)

ATOS·Agreement ended · New agreement · Officers or directors·22:15

Atossa Therapeutics, Inc.: Agreement ended · New agreement · Officers or directors

Delisting noticesD

CompanyRevenueOn the year

Mosaic CoMOS · 10-Q · Nov 30 · —
$2.54B15.9%
Winnebago Industries IncWGO · 10-Q · Mar 2 · —
$177.17M+34.6%
Ennis, Inc.EBF · 10-Q · Nov 30 · 17:32
$129.00M+5.9%
Lifecore Biomedical, Inc. deLFCR · 10-Q · Nov 25 · 21:27
$114.65M+40.6%
Park Aerospace CorpPKE · 10-Q · Nov 25 · 18:51
$41.27M12.8%
AiXin Life International, Inc.— · 10-Q · Nov 30 · —
$0.00—
AmBase CorpABCP · 10-K/A · Dec 31 · 13:24
——
CrossAmerica Partners LPCAPL · 10-Q/A · Sep 30 · 20:32
——

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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R

·

Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors

·

22:13

Regional Health Properties, Inc: Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors

IPAR·Acquisition or sale completed·21:15

Interparfums Inc: Acquisition or sale completed

KFFB·Acquisition or sale completed · Officers or directors·20:59

Kentucky First Federal Bancorp: Acquisition or sale completed · Officers or directors

ATLX·Acquisition or sale completed · Officers or directors·11:04

Atlas Lithium Corp: Acquisition or sale completed · Officers or directors

10

UPLOAD9

N-CSR8

Quarterly report10-Q6

Employee plan registrationS-86

Exempt offering noticeD5

Stake amendedSC 13D/A5

Annual ownership54

Current report (amended)8-K/A4

EFFECT4

40-17G3

Merger communication4253

40-APP/A2

Prospectus supplement424B32

Proxy statementDEF 14A2

Preliminary proxy statementPRE 14A2

Amended shelf registrationS-3/A2

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Institutional holdings13F-HR1

40-17G/A1

424B71

4971

497J1

Insider filing, amended4/A1

Exchange listing8-A12B1

CERTNAS1

CT ORDER1

DRS/A1

F-101

F-X1

POS AM1

PRER14A1

RW1

Shelf registrationS-31

Passive stake reportedSC 13G1

SC TO-I/A1

OISOil States International, Inc · Cindy B Taylor, President & CEO$1.46MSale · 20,000 sh

KOSKosmos Energy Ltd. · Marvin M Garrett, SVP, Production and Operations$1.28MSale · 100,000 sh

ECHOEchoStar CORP · Roger Lynch, EVP, Advanced Technologies$700.00KSale · 20,000 sh

PRLBProto Labs Inc · Donald G Krantz, Chief Operating Officer$594.64KSale · 15,000 sh

VNOVornado Realty Trust · Wendy Silverstein, EVP - Capital Markets & Acq.$569.03KSale · 7,000 sh

Open insider activity

ATOS Atossa Therapeutics, Inc. · Agreement ended · New agreement · Officers or directors

22:13R

RHEP Regional Health Properties, Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors

22:01H

HELE Helen of Troy Ltd · New agreement

21:28A

ATNM Actinium Pharmaceuticals, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Unregistered shares sold · New agreement · Officers or directors (amended)

21:21H

HALO Halozyme Therapeutics, Inc. · New debt · New agreement

17:17A

ARI Apollo Commercial Real Estate Finance, Inc. · New debt

17:08P

PEB Pebblebrook Hotel Trust · New debt · New agreement

ATOS Atossa Therapeutics, Inc. · Agreement ended · New agreement · Officers or directors

22:13R

RHEP Regional Health Properties, Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors

21:57H

HRB H&R Block Inc · Officers or directors

21:28A

ATNM Actinium Pharmaceuticals, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Unregistered shares sold · New agreement · Officers or directors (amended)

20:59K

KFFB Kentucky First Federal Bancorp · Acquisition or sale completed · Officers or directors

20:40A

AUID authID Inc. · Change in control · Unregistered shares sold · Officers or directors

20:17Y

YHGJ Yunhong Green CTI Ltd. · Officers or directors

The dayFriday, January 4