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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 22, 2010

Tuesday, November 23, 2010

185 filings · 140 companiesAll checks passed · Updated Nov 3

Wed, Nov 24, 2010 ›
The dayTuesday, November 23
Delisting noticesORKA16:22

By time of day

57 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

22 without a time on file

Results

5 announced

Pre-market1

  • 06:07GLADGladstone Capital Corp

After-hours4

  • 17:34GLADGladstone Capital Corp
  • 19:26NTICNorthern Technologies International Corp
  • 20:41EACOEaco Corp
  • 16:17ECTMECA Marcellus Trust I

Reports

4 quarterly · 11 annual
  1. Dick's Sporting Goods, Inc.DKS · 10-Q · Oct 30 · —
    $1.08B+9.0%
  2. Neonode Inc.NEON · 10-Q/A · Sep 30 · —
    $90.00—
  3. Northern Technologies International CorpNTIC · 10-K · Aug 31 · 10:28
    ——
  4. Aytu Biopharma, IncAYTU · 10-K · Aug 31 · 15:53
    ——
  5. Matthews International CorpMATW · 10-K · Oct 31 · —
    ——
  6. F5, Inc.FFIV · 10-K · Nov 18 · —
    ——
  7. Cencora, Inc.COR · 10-K · Dec 31 · —
    ——
  8. Fair Isaac CorpFICO · 10-K · Oct 31 · —
    ——
  9. Flywheel Advanced Technology, Inc.FWFW · 10-Q · Jun 30 · —
    ——
  10. Emerson Electric CoEMR · 10-K · Oct 31 · —
    ——

Insiders

28 filings
Purchases$836.94K10 filings
Sales$9.38M18 filings
NVRNVR Inc · Paul C Saville, Chief Executive Officer$3.69MSale · 6,000 sh
BKEBuckle Inc · Dennis H Nelson, PRESIDENT & CEO$1.53MSale · 40,000 sh
SHOOSteven Madden, Ltd. · Arvind Dharia, Chief Financial Officer$1.31MSale · 30,000 sh
SHOOSteven Madden, Ltd. · Awadhesh K Sinha, Chief Operating Officer$1.08MSale · 25,000 sh
GLPGlobal Partners LP · GP LLC Global, Director$766.75KPurchase · 29,400 sh
FAFFirst American Financial Corp · Parker S Kennedy, Executive Chairman$636.76KSale · 46,581 sh
Open insider activity

Agreements

5 filings
  1. 22:27KBSR KBS Real Estate Investment Trust III, Inc. · New agreement
  2. 21:26GHST GHST World Inc. · Unregistered shares sold · New agreement
  3. 17:17TPCS Techprecision Corp · Shareholder vote · New agreement · Officers or directors
  4. 16:15SDEV Stablecoin Development Corp · New agreement
  5. 15:23MYE Myers Industries Inc · New debt · New agreement

Officers and directors

5 filings
  1. 17:17TPCS Techprecision Corp · Shareholder vote · New agreement · Officers or directors
  2. 17:04TAYD Taylor Devices, Inc. · Officers or directors
  3. 15:02EMYB Embassy Bancorp, Inc. · Officers or directors
  4. 14:31TISI Team Inc · Officers or directors
  5. 13:11WSO Watsco Inc · Officers or directors

Filings

57 listed

17:00

  1. 17:34
    GLAD Gladstone Capital Corp · Results, after-hours

19:00

  1. 19:26
    NTIC Northern Technologies International Corp · Results, after-hours

20:00

  1. 20:41
    EACO Eaco Corp · Results, after-hours

02:00

  1. 02:59
    ATOS Atossa Therapeutics, Inc. · Amended registration statement

06:00

  1. 06:07
    GLAD Gladstone Capital Corp · Results, pre-market (amended)
  2. 06:07
    SILC Silicom Ltd. · Amended annual report

07:00

  1. 07:31
    OMER Omeros Corp · Acquisition or sale completed · Unregistered shares sold

09:00

  1. 09:59
    EOT Eaton Vance National Municipal Opportunities Trust · Proxy statement

10:00

  1. 10:28
    NTIC Northern Technologies International Corp · Annual report
  2. 10:47
    ENJ Entergy New Orleans, LLC · Announcement

11:00

  1. 11:22
    ESP Espey MFG & Electronics Corp · Announcement
  2. 11:25
    ELC Entergy Louisiana, LLC · Announcement

12:00

  1. 12:19
    BIPH Brookfield Infrastructure Partners L.P. · Amended annual report

13:00

  1. 13:11
    WSO Watsco Inc · Officers or directors
  2. 13:18
    CTXR Citius Pharmaceuticals, Inc. · Registration statement

14:00

  1. 14:31
    TISI Team Inc · Officers or directors
  2. 14:59
    AITX Artificial Intelligence Technology Solutions Inc. · Amended registration statement

15:00

  1. 15:02
    EMYB Embassy Bancorp, Inc. · Officers or directors
  2. 15:23
    MYE Myers Industries Inc · New debt · New agreement
  3. 15:53
    AYTU Aytu Biopharma, Inc · Annual report

16:00

  1. 16:02
    NBR Nabors Industries Ltd · Current report (amended)
  2. 16:15
    SDEV Stablecoin Development Corp · New agreement
  3. 16:17
    ECTM ECA Marcellus Trust I · Results, after-hours
  4. 16:22
    ORKA Oruka Therapeutics, Inc. · Delisting notice
  5. 16:32
    ARKR ARK Restaurants Corp · Announcement
  6. 16:55
    AMN AMN Healthcare Services Inc · Announcement

17:00

  1. 17:00
    FOTB First Ottawa Bancshares, Inc. · Investor disclosure
  2. 17:04
    TAYD Taylor Devices, Inc. · Officers or directors
  3. 17:05
    ABEO Abeona Therapeutics Inc. · Amended registration statement
  4. 17:07
    CFFI C & F Financial Corp · Announcement
  5. 17:17
    TPCS Techprecision Corp · Shareholder vote · New agreement · Officers or directors
  6. 17:25
    DIT Amcon Distributing Co · Proxy statement
  7. 17:45
    SOTK Sono TEK Corp · Investor disclosure

21:00

  1. 21:26
    GHST GHST World Inc. · Unregistered shares sold · New agreement

22:00

  1. 22:27
    KBSR KBS Real Estate Investment Trust III, Inc. · New agreement

—

  1. —
    MATW Matthews International Corp · Annual report, FY2010
  2. —
    PSLV Sprott Physical Silver Trust · Stake reported
  3. —
    FFIV F5, Inc. · Annual report, FY2010
  4. —
    COR Cencora, Inc. · Annual report, FY2010
  5. —
    DKS Dick's Sporting Goods, Inc. · Quarterly report, Q3 2010
40 of 57

Index

Forms filed

  • Insider filing452
  • Current report8-K28
  • CORRESP14
  • Foreign issuer report6-K13
  • Annual report10-K11
  • UPLOAD8
  • N-Q6
  • Initial ownership35
  • Insider filing, amended4/A4
  • Quarterly report10-Q3
  • Prospectus supplement424B33
  • Current report (amended)8-K/A3
  • N-2/A3
  • Amended registration statementS-1/A3
  • Stake reportedSC 13D3
  • Amended annual report20-F/A2
  • 40-17F22
  • Proxy statementDEF 14A2
  • Free writing prospectusFWP2
  • N-30B-22
  • Employee plan registrationS-82
  • Amended quarterly report10-Q/A1
  • Notice of intent to sell1441
  • 40-17G1
  • 40FR12B1
  • 424A1
  • Prospectus424B41
  • CERTNYS1
  • Exempt offering noticeD1
  • EFFECT1
  • N-8A/A1
  • N-CSRS1
  • NSAR-B1
  • Registration statementS-11
  • S-8 POS1

60 companies

A

B

C

D

E

F

G

I

J

K

M

N

O

P

R

  • Regenerex Pharma, Inc.

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