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What covered companies filed with the SEC, day by day.

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‹ Wed, Dec 1, 2010

Thursday, December 2, 2010

224 filings · 166 companiesAll checks passed · Updated Nov 3

Fri, Dec 3, 2010 ›
The dayThursday, December 2
Delisting noticesPTN16:14DLHC16:31

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

2 announced

Market hours1

  • 11:09GMBLEsports Entertainment Group, Inc.

After-hours1

  • 16:23ULTAUlta Beauty, Inc.

Reports

5 quarterly · 3 annual
  1. Ulta Beauty, Inc.ULTA · 10-Q · Oct 30 · 16:30
    $339.18M—
  2. Zumiez IncZUMZ · 10-Q · Oct 30 · 10:01
    $135.86M—
  3. Innodata IncINOD · 10-K/A · Dec 31 · 17:16
    $76.71M—
  4. Oaktree Specialty Lending CorpOCSL · 10-K · Sep 30 · 20:41
    ——
  5. Gold Fields LtdGFI · 20-F · Jun 30 · 16:36
    ——
  6. Childrens Place, Inc.PLCE · 10-Q · Nov 29 · —
    ——
  7. Home Depot, Inc.HD · 10-Q · Nov 26 · —
    ——
  8. Basanite, Inc.BASA · 10-Q/A · Jun 30 · —
    ——

Insiders

42 filings
Purchases$157.80K10 filings
Sales$154.51M32 filings
TPCTutor Perini Corp · Ronald N. Tutor Separate Property Trust, 10% owner$87.75MSale · 4,500,000 sh
LOPEGrand Canyon Education, Inc. · Endeavour Capital IV, LLC, 10% owner$24.68MSale · 1,337,138 sh
LOPEGrand Canyon Education, Inc. · Endeavour Capital Fund IV LP, 10% owner$21.02MSale · 1,138,788 sh
LVSLas Vegas Sands Corp · Michael a Leven, President and COO$7.55MSale · 150,000 sh
WWRWestwater Resources, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$3.01MSale · 800,000 sh
LOPEGrand Canyon Education, Inc. · Endeavour Capital Parallel Fund IV LP, 10% owner$2.38MSale · 128,897 sh
Open insider activity

Agreements

4 filings
  1. 17:28OTEX Open Text Corp · Shareholder rights changed · Bylaws or fiscal year changed · Shareholder vote · New agreement
  2. 17:05MNOV Medicinova Inc · Agreement ended
  3. 20:06AVXL Anavex Life Sciences Corp. · New debt · Unregistered shares sold · New agreement (amended)
  4. 18:13CNA CNA Financial Corp · New agreement

Officers and directors

1 filing
  1. 16:53NWPP New Peoples Bankshares Inc · Officers or directors

Filings

46 listed

17:00

  1. 17:53
    ABVC Abvc Biopharma, Inc. · Investor disclosure

18:00

  1. 18:13
    CNA CNA Financial Corp · New agreement

19:00

  1. 19:33
    HAIN Hain Celestial Group Inc · Stake amended

20:00

  1. 20:06
    AVXL Anavex Life Sciences Corp. · New debt · Unregistered shares sold · New agreement (amended)
  2. 20:41
    OCSL Oaktree Specialty Lending Corp · Annual report

23:00

  1. 23:38
    PNNT Pennantpark Investment Corp · Investor disclosure

07:00

  1. 07:33
    WKC World Kinect Corp · Investor disclosure

08:00

  1. 08:22
    SFD Smithfield Foods Inc · Announcement

09:00

  1. 09:00
    GLD SPDR Gold Trust · Auditor change
  2. 09:29
    USBC Usbc, Inc. · Acquisition or sale completed

10:00

  1. 10:01
    ZUMZ Zumiez Inc · Quarterly report

11:00

  1. 11:09
    GMBL Esports Entertainment Group, Inc. · Results, market hours

12:00

  1. 12:27
    LVS Las Vegas Sands Corp · Investor disclosure

15:00

  1. 15:00
    PCYO Pure Cycle Corp · Proxy statement

16:00

  1. 16:14
    PTN Palatin Technologies Inc · Delisting notice
  2. 16:23
    ULTA Ulta Beauty, Inc. · Results, after-hours
  3. 16:30
    ULTA Ulta Beauty, Inc. · Quarterly report
  4. 16:31
    DLHC DLH Holdings Corp. · Delisting notice
  5. 16:36
    GFI Gold Fields Ltd · Annual report
  6. 16:53
    NWPP New Peoples Bankshares Inc · Officers or directors

17:00

  1. 17:05
    MNOV Medicinova Inc · Agreement ended
  2. 17:07
    VRDR Verde Resources, Inc. · Registration statement
  3. 17:08
    UAVS AgEagle Aerial Systems Inc. · Stake amended
  4. 17:16
    PROV Provident Financial Holdings Inc · Shareholder vote
  5. 17:16
    INOD Innodata Inc · Amended annual report
  6. 17:28
    OTEX Open Text Corp · Shareholder rights changed · Bylaws or fiscal year changed · Shareholder vote · New agreement

19:00

  1. 19:29
    — Simulations Plus, Inc. · Announcement

20:00

  1. 20:03
    HURA TuHURA Biosciences, Inc. · Amended registration statement
  2. 20:51
    TOMZ TOMI Environmental Solutions, Inc. · Announcement

21:00

  1. 21:01
    IDN Intellicheck, Inc. · Stake amended
  2. 21:03
    IDN Intellicheck, Inc. · Stake amended
  3. 21:17
    TPC Tutor Perini Corp · Stake amended
  4. 21:51
    NEPH Nephros Inc · Proxy statement

—

  1. —
    — Aptose Biosciences Inc. · Stake amended
  2. —
    HCMC Healthier Choices Management Corp. · Current report
  3. —
    STLY HG Holdings, Inc. · Current report
  4. —
    PBH Prestige Consumer Healthcare Inc. · Current report
  5. —
    — New Momentum Corp. · Current report
  6. —
    PLCE Childrens Place, Inc. · Quarterly report, Q3 2010
  7. —
    INVU Investview, Inc. · Current report
40 of 46

Index

Forms filed

  • Insider filing481
  • Foreign issuer report6-K30
  • Current report8-K26
  • 40-17G/A15
  • N-30B-28
  • Stake amendedSC 13D/A7
  • UPLOAD7
  • Quarterly report10-Q4
  • CORRESP4
  • Initial ownership33
  • Prospectus supplement424B23
  • Insider filing, amended4/A3
  • Passive stake reportedSC 13G3
  • Notice of intent to sell1442
  • Prospectus supplement424B32
  • Exchange listing8-A12B2
  • Proxy statementDEF 14A2
  • EFFECT2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • 40-17G1
  • 4971
  • Annual ownership51
  • Current report (amended)8-K/A1
  • Exempt offering noticeD1
  • Proxy materialDEFA14A1
  • F-N/A1
  • N-21
  • N-23C3A1
  • N-8A1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-C1

47 companies

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