Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 16
  2. 17
  3. 18
  4. 19
  5. 22
  6. 23
  7. 24
  8. 26
  9. 29
‹ Fri, Nov 26, 2010

Monday, November 29, 2010

246 filings · 182 companiesAll checks passed · Updated Nov 3

Tue, Nov 30, 2010 ›
The dayMonday, November 29

By time of day

45 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Reports

2 quarterly · 13 annual
  1. Capitol Federal Financial, Inc.CFFN · 10-K · Sep 30 · 10:39
    $203.98M0.6%
  2. Digi International IncDGII · 10-K · Sep 30 · 16:14
    $182.55M+10.0%
  3. TerraVolt Holdings, Inc.GEDC · 10-Q/A · Dec 31 · 12:58
    ——
  4. TRX Gold CorpTRX · 20-F · Aug 31 · 15:09
    ——
  5. CNBX Pharmaceuticals Inc.CNBX · 10-K · Aug 31 · 18:56
    ——
  6. Frequency Electronics IncFEIM · 10-K/A · Apr 30 · 21:07
    ——
  7. NON Invasive Monitoring Systems IncNIMU · 10-K/A · Jul 31 · 21:37
    ——
  8. Oramed Pharmaceuticals Inc.ORMP · 10-K · Aug 31 · 22:05
    ——
  9. Simulations Plus, Inc.— · 10-K · Aug 31 · 22:21
    ——
  10. Destiny Media Technologies IncDSNY · 10-K · Aug 31 · 22:25
    ——

Insiders

47 filings
Purchases$2.03M14 filings
Sales$103.39M33 filings
CVICVR Energy Inc · Goldman, Sachs Management GP GmbH, 10% owner$91.58MSale · 8,943,842 sh
CEVACeva Inc · Peter McManamon, Director$2.39MSale · 107,000 sh
BKEBuckle Inc · Patricia K Whisler, VP WOMEN'S MERCHANDISING$1.91MSale · 50,000 sh
BKEBuckle Inc · Dennis H Nelson, PRESIDENT & CEO$1.68MSale · 43,849 sh
SHOOSteven Madden, Ltd. · Arvind Dharia, Chief Financial Officer$1.36MSale · 30,000 sh
VHCVirnetX Holding Corp · William e Sliney, Chief Financial Officer$1.11MSale · 79,530 sh
Open insider activity

Agreements

5 filings
  1. 21:22SLRC SLR Investment Corp. · Unregistered shares sold · New agreement
  2. 18:05CHSCP CHS Inc · New agreement
  3. 17:23CVCO Cavco Industries, Inc. · New agreement
  4. 17:21SVC Service Properties Trust · Agreement ended
  5. 16:16SCIA SCI Engineered Materials, Inc. · New debt · New agreement

Officers and directors

5 filings
  1. 19:37JOB GEE Group Inc. · Change in control · Officers or directors
  2. 17:09WHG Westwood Holdings Group Inc · Officers or directors
  3. 16:26CPTP Capital Properties Inc · Officers or directors
  4. 15:29HOFT Hooker Furnishings Corp · Officers or directors
  5. 08:38NNUP Nocopi Technologies Inc · Officers or directors

Filings

45 listed

23:00

  1. 23:33
    CRCUF Canagold Resources Ltd. · Amended annual report

06:00

  1. 06:42
    ECF Ellsworth Growth & Income Fund Ltd · Proxy statement

08:00

  1. 08:38
    NNUP Nocopi Technologies Inc · Officers or directors

10:00

  1. 10:39
    CFFN Capitol Federal Financial, Inc. · Annual report

12:00

  1. 12:58
    GEDC TerraVolt Holdings, Inc. · Amended quarterly report

15:00

  1. 15:09
    TRX TRX Gold Corp · Annual report
  2. 15:23
    IVT InvenTrust Properties Corp. · Investor disclosure
  3. 15:26
    SCND Scientific Industries Inc · Stake reported
  4. 15:29
    HOFT Hooker Furnishings Corp · Officers or directors
  5. 15:45
    ESP Espey MFG & Electronics Corp · Shareholder vote
  6. 15:48
    BGMS Bio Green Med Solution, Inc. · Amended registration statement

16:00

  1. 16:14
    DGII Digi International Inc · Annual report
  2. 16:16
    SCIA SCI Engineered Materials, Inc. · New debt · New agreement
  3. 16:26
    CPTP Capital Properties Inc · Officers or directors
  4. 16:38
    AER AerCap Holdings N.V. · Stake amended

17:00

  1. 17:09
    WHG Westwood Holdings Group Inc · Officers or directors
  2. 17:13
    AHNRF Athena Gold Corp · Investor disclosure
  3. 17:21
    SVC Service Properties Trust · Agreement ended
  4. 17:23
    GGT Gabelli Multimedia Trust Inc. · Bylaws or fiscal year changed
  5. 17:23
    CVCO Cavco Industries, Inc. · New agreement
  6. 17:26
    DGII Digi International Inc · Proxy statement

18:00

  1. 18:05
    CHSCP CHS Inc · New agreement
  2. 18:56
    CNBX CNBX Pharmaceuticals Inc. · Annual report

19:00

  1. 19:37
    JOB GEE Group Inc. · Change in control · Officers or directors

20:00

  1. 20:07
    LEXX Lexaria Bioscience Corp. · Stake amended

21:00

  1. 21:01
    LSAK Lesaka Technologies Inc · Shareholder vote
  2. 21:03
    SRXH SRX Global Inc. · Late filing notice
  3. 21:07
    FEIM Frequency Electronics Inc · Amended annual report
  4. 21:15
    PLX Protalix BioTherapeutics, Inc. · Announcement
  5. 21:22
    SLRC SLR Investment Corp. · Unregistered shares sold · New agreement
  6. 21:37
    NIMU NON Invasive Monitoring Systems Inc · Amended annual report

22:00

  1. 22:05
    ORMP Oramed Pharmaceuticals Inc. · Annual report
  2. 22:21
    — Simulations Plus, Inc. · Annual report
  3. 22:25
    DSNY Destiny Media Technologies Inc · Annual report

—

  1. —
    VAL Valaris Ltd · Current report
  2. —
    VAL Valaris Ltd · Current report
  3. —
    VAL Valaris Ltd · Current report
  4. —
    ESE Esco Technologies Inc · Annual report, FY2010
  5. —
    SWKS Skyworks Solutions, Inc. · Annual report, FY2010
  6. —
    KPEA Kun Peng International Ltd. · Amended registration statement
40 of 45

Index

Forms filed

  • Insider filing472
  • N-Q33
  • Foreign issuer report6-K27
  • Current report8-K20
  • UPLOAD13
  • Initial ownership312
  • Annual report10-K10
  • 40-17G9
  • CORRESP5
  • NSAR-B5
  • NSAR-A3
  • Amended annual report10-K/A2
  • Initial ownership, amended3/A2
  • Prospectus supplement424B32
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Free writing prospectusFWP2
  • Late filing noticeNT 10-K2
  • Amended registration statementS-1/A2
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • Quarterly report10-Q1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • Amended annual report20-F/A1
  • 4971
  • 497AD1
  • Insider filing, amended4/A1
  • N-21
  • N-8A1
  • N-CSR1
  • N-CSRS1
  • N-Q/A1
  • POS AM1
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1

48 companies

A

B

C

D

E

F

G

H

I

K

L

N

O

P

S

T

V

W