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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 2, 2010

Friday, December 3, 2010

244 filings · 176 companiesAll checks passed · Updated Nov 3

Mon, Dec 6, 2010 ›
The dayFriday, December 3
Delisting noticesWindtree Therapeutics Inc09:57

By time of day

59 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

6 announced

Pre-market2

  • 08:00NXQuanex Building Products CORP
  • 09:20VERUVeru Inc.

Market hours3

  • 10:12JOUTJohnson Outdoors Inc
  • 11:48KEQUKewaunee Scientific Corp
  • 14:49HNNAHennessy Advisors Inc

After-hours1

  • 17:03HNNAHennessy Advisors Inc

Reports

5 quarterly · 3 annual
  1. Dillard's, Inc.DDS · 10-Q · Oct 30 · —
    $1.37B1.3%
  2. Copart IncCPRT · 10-Q · Oct 31 · 22:10
    $212.67M+14.7%
  3. Veru Inc.VERU · 10-K · Sep 30 · 13:39
    $22.22M19.3%
  4. Mesabi TrustMSB · 10-Q · Oct 31 · 17:07
    $11.58M—
  5. Hennessy Advisors IncHNNA · 10-K · Sep 30 · 14:46
    $7.72M—
  6. KonaTel, Inc.KTEL · 10-K · Sep 30 · 19:29
    $0.00—
  7. Target CorpTGT · 10-Q · Dec 1 · —
    ——
  8. Bath & Body Works, Inc.BBWI · 10-Q · Nov 30 · —
    ——

Insiders

52 filings
Purchases$74.46M11 filings
Sales$59.35M41 filings
NRCNRC Health · Michael D. Hays, CEO$73.04MPurchase · 2,500,000 sh
NRCNRC Health · Peetz Jeffery T, 10% owner$36.52MSale · 1,250,000 sh
JKHYJack Henry & Associates Inc · John F Prim, CHIEF EXECUTIVE OFFICER$6.40MSale · 225,000 sh
CALXCalix, Inc · Michael e Marks, Director$4.67MSale · 352,719 sh
LOGILogitech International S.A. · Junien Labrousse, Executive VP, Products$3.37MSale · 167,500 sh
LVSLas Vegas Sands Corp · Charles D Forman, Director$1.81MSale · 35,000 sh
Open insider activity

Agreements

6 filings
  1. 20:21SLRC SLR Investment Corp. · Unregistered shares sold · New agreement
  2. 16:39BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  3. 15:55INTT Intest Corp · Agreement ended
  4. 15:40SDEV Stablecoin Development Corp · New agreement
  5. 13:40LIVE Live Ventures Inc · New agreement
  6. 23:34LEXX Lexaria Bioscience Corp. · New agreement

Officers and directors

7 filings
  1. 19:43SHOO Steven Madden, Ltd. · Officers or directors
  2. 18:08SDCH SideChannel, Inc. · Officers or directors
  3. 17:21PAMT Pamt Corp · Officers or directors
  4. 16:53ARTW Arts WAY Manufacturing Co Inc · Officers or directors
  5. 15:48RCON Recon Technology, Ltd · Officers or directors
  6. 13:54FDBC Fidelity D & D Bancorp Inc · Officers or directors
  7. 12:34TWAV TaoWeave, Inc. · Officers or directors

Filings

59 listed

17:00

  1. 17:35
    REED Reed's, Inc. · Proxy statement

22:00

  1. 22:41
    PWDY Powerdyne International, Inc. · Auditor change (amended)

23:00

  1. 23:34
    LEXX Lexaria Bioscience Corp. · New agreement

07:00

  1. 07:48
    GRBK Green Brick Partners, Inc. · Amended registration statement

08:00

  1. 08:00
    NX Quanex Building Products CORP · Results, pre-market

09:00

  1. 09:20
    VERU Veru Inc. · Results, pre-market
  2. 09:57
    — Windtree Therapeutics Inc · Delisting notice

10:00

  1. 10:10
    CDXS Codexis, Inc. · Announcement
  2. 10:12
    JOUT Johnson Outdoors Inc · Results, market hours

11:00

  1. 11:14
    VLGEA Village Super Market Inc · Investor disclosure
  2. 11:48
    KEQU Kewaunee Scientific Corp · Results, market hours

12:00

  1. 12:34
    TWAV TaoWeave, Inc. · Officers or directors

13:00

  1. 13:21
    TY Tri-Continental Corp · Investor disclosure
  2. 13:39
    VERU Veru Inc. · Annual report
  3. 13:40
    LIVE Live Ventures Inc · New agreement
  4. 13:40
    GTHP Guided Therapeutics Inc · Announcement
  5. 13:54
    FDBC Fidelity D & D Bancorp Inc · Officers or directors

14:00

  1. 14:46
    HNNA Hennessy Advisors Inc · Annual report
  2. 14:49
    HNNA Hennessy Advisors Inc · Results, market hours

15:00

  1. 15:07
    IGC IGC Pharma, Inc. · Announcement · Investor disclosure
  2. 15:40
    SDEV Stablecoin Development Corp · New agreement
  3. 15:48
    RCON Recon Technology, Ltd · Officers or directors
  4. 15:55
    INTT Intest Corp · Agreement ended

16:00

  1. 16:06
    FKYS First Keystone Corp · Announcement
  2. 16:29
    LZB La-Z-Boy Inc · Announcement
  3. 16:39
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  4. 16:53
    ARTW Arts WAY Manufacturing Co Inc · Officers or directors
  5. 16:55
    OPHC OptimumBank Holdings, Inc. · Proxy statement
  6. 16:57
    TROO Troops, Inc. /Cayman Islands · Amended registration statement

17:00

  1. 17:03
    HNNA Hennessy Advisors Inc · Results, after-hours (amended)
  2. 17:07
    MSB Mesabi Trust · Quarterly report
  3. 17:10
    GOF Guggenheim Strategic Opportunities Fund · Investor disclosure
  4. 17:21
    PAMT Pamt Corp · Officers or directors
  5. 17:24
    IEP Icahn Enterprises L.P. · Acquisition or sale completed (amended)
  6. 17:28
    SCSC Scansource, Inc. · Shareholder vote
  7. 17:32
    TOMZ TOMI Environmental Solutions, Inc. · Stake reported

18:00

  1. 18:08
    SDCH SideChannel, Inc. · Officers or directors
  2. 18:21
    VGZ Vista Gold Corp · Investor disclosure
  3. 18:45
    EAXR Ealixir, Inc. · Registration statement

19:00

  1. 19:27
    FMCB Farmers & Merchants Bancorp · Announcement
40 of 59

Index

Forms filed

  • Insider filing4104
  • Current report8-K39
  • Foreign issuer report6-K20
  • UPLOAD16
  • CORRESP9
  • Quarterly report10-Q5
  • Insider filing, amended4/A5
  • Initial ownership34
  • Annual report10-K3
  • Current report (amended)8-K/A3
  • Free writing prospectusFWP3
  • Employee plan registrationS-83
  • Passive stake reportedSC 13G3
  • Prospectus supplement424B32
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Amended registration statementS-1/A2
  • Merger registrationS-42
  • Stake reportedSC 13D2
  • Initial ownership, amended3/A1
  • Prospectus424B41
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • EFFECT1
  • Amended registration statementF-1/A1
  • N-21
  • N-23C-21
  • POS AM1
  • Registration statementS-11
  • S-11/A1
  • Stake amendedSC 13D/A1
  • SC 13E31
  • SC TO-C1
  • T-31

62 companies

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  • Windtree Therapeutics Inc

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