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What covered companies filed with the SEC, day by day.

  1. 23
  2. 24
  3. 26
  4. 29
  5. 30
  6. 1
  7. 2
  8. 3
  9. 6
‹ Fri, Dec 3, 2010

Monday, December 6, 2010

202 filings · 142 companiesAll checks passed · Updated Nov 3

Tue, Dec 7, 2010 ›
The dayMonday, December 6
Delisting noticesCAPR12:01

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

14 without a time on file

Results

1 announced

After-hours1

  • 16:36SBRSabine Royalty Trust

Reports

8 quarterly · 2 annual
  1. Citi Trends IncCTRN · 10-Q · Oct 30 · —
    $140.04M—
  2. Americas Carmart IncCRMT · 10-Q · Oct 31 · 06:00
    $91.84M—
  3. Pure Bioscience, Inc.PURE · 10-K/A · Jul 31 · 16:30
    ——
  4. Gildan Activewear Inc.GIL · 40-F · Dec 6 · 16:34
    ——
  5. KBS Real Estate Investment Trust III, Inc.KBSR · 10-Q · Sep 30 · 22:09
    ——
  6. Intuit Inc.INTU · 10-Q · Nov 30 · —
    ——
  7. Cracker Barrel Old Country Store, IncCBRL · 10-Q · Nov 26 · —
    ——
  8. Walmart Inc.WMT · 10-Q · Nov 30 · —
    ——
  9. Macy's, Inc.M · 10-Q · Nov 26 · —
    ——
  10. NetApp, Inc.NTAP · 10-Q · Nov 12 · —
    ——

Insiders

32 filings
Purchases$2.31M9 filings
Sales$54.77M23 filings
SPSCSPS Commerce Inc · Steve A. Cobb, Director$16.28MSale · 1,413,935 sh
SPSCSPS Commerce Inc · CID Mezzanine Capital L P, 10% owner$13.23MSale · 1,148,640 sh
SPSCSPS Commerce Inc · River Citites SBIC III, L.P., 10% owner$11.65MSale · 1,011,947 sh
BROBrown & Brown, Inc. · JIM W Henderson, Former Vice Chairman and COO$2.39MSale · 100,633 sh
CEVACeva Inc · Peter McManamon, Director$2.26MSale · 100,000 sh
WKCWorld Kinect Corp · Michael J Kasbar, President and COO$2.21MSale · 70,771 sh
Open insider activity

Agreements

7 filings
  1. 20:46BNET Bion Environmental Technologies Inc · New agreement
  2. 17:11POCI Precision Optics Corporation, Inc. · Unregistered shares sold · New agreement · Officers or directors
  3. 16:25STWD Starwood Property Trust, Inc. · New agreement
  4. 16:02GERN Geron Corp · Unregistered shares sold · New agreement
  5. 12:38TRT Trio-Tech International · New agreement
  6. 11:42CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold
  7. 08:00GHM Graham Corp · Agreement ended · New debt · New agreement

Officers and directors

3 filings
  1. 17:11POCI Precision Optics Corporation, Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 16:21DLHC DLH Holdings Corp. · Unregistered shares sold · Officers or directors
  3. 14:16BHLL Bunker Hill Mining Corp. · Officers or directors

Filings

48 listed

06:00

  1. 06:00
    CRMT Americas Carmart Inc · Quarterly report

08:00

  1. 08:00
    GHM Graham Corp · Agreement ended · New debt · New agreement
  2. 08:00
    NTIC Northern Technologies International Corp · Proxy statement

09:00

  1. 09:20
    SOWG Sow Good Inc. · Unregistered shares sold

11:00

  1. 11:42
    CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold

12:00

  1. 12:01
    CAPR Capricor Therapeutics, Inc. · Delisting notice
  2. 12:38
    TRT Trio-Tech International · New agreement

13:00

  1. 13:35
    OXSQ Oxford Square Capital Corp. · Investor disclosure
  2. 13:45
    RVP Retractable Technologies Inc · Announcement

14:00

  1. 14:16
    BHLL Bunker Hill Mining Corp. · Officers or directors
  2. 14:18
    FCHS First Choice Healthcare Solutions, Inc. · Bylaws or fiscal year changed

15:00

  1. 15:11
    JOB GEE Group Inc. · Stake amended
  2. 15:16
    JOB GEE Group Inc. · Stake amended

16:00

  1. 16:02
    GERN Geron Corp · Unregistered shares sold · New agreement
  2. 16:04
    GERN Geron Corp · Announcement
  3. 16:08
    IVT InvenTrust Properties Corp. · Investor disclosure
  4. 16:21
    DLHC DLH Holdings Corp. · Unregistered shares sold · Officers or directors
  5. 16:25
    STWD Starwood Property Trust, Inc. · New agreement
  6. 16:27
    LIVE Live Ventures Inc · Restructuring costs
  7. 16:30
    PURE Pure Bioscience, Inc. · Amended annual report
  8. 16:31
    HHS Harte Hanks Inc · Bylaws or fiscal year changed
  9. 16:34
    GIL Gildan Activewear Inc. · Annual report
  10. 16:36
    SBR Sabine Royalty Trust · Results, after-hours

17:00

  1. 17:04
    LUVU Luvu Brands, Inc. · Announcement
  2. 17:11
    POCI Precision Optics Corporation, Inc. · Unregistered shares sold · New agreement · Officers or directors
  3. 17:17
    OPTT Ocean Power Technologies, Inc. · Announcement
  4. 17:20
    CHUC Charlie's Holdings, Inc. · Amended registration statement
  5. 17:20
    FIZZ National Beverage Corp · Announcement
  6. 17:23
    GTHP Guided Therapeutics Inc · Amended registration statement
  7. 17:23
    ASMB Assembly Biosciences, Inc. · Amended registration statement

20:00

  1. 20:46
    BBGI Beasley Broadcast Group Inc · Stake amended
  2. 20:46
    BNET Bion Environmental Technologies Inc · New agreement

21:00

  1. 21:25
    AURX Nuo Therapeutics, Inc. · Amended registration statement

22:00

  1. 22:09
    KBSR KBS Real Estate Investment Trust III, Inc. · Quarterly report

—

  1. —
    SEB Seaboard Corp · Current report
  2. —
    FORTY Formula Systems (1985) Ltd · Stake reported
  3. —
    DAKT Daktronics Inc · Current report
  4. —
    INTU Intuit Inc. · Quarterly report, Q1 2011
  5. —
    TRNO Terreno Realty Corp · Current report (amended)
  6. —
    TRNO Terreno Realty Corp · Current report (amended)
40 of 48

Index

Forms filed

  • Insider filing479
  • Current report8-K27
  • Foreign issuer report6-K24
  • CORRESP11
  • Quarterly report10-Q8
  • UPLOAD7
  • Free writing prospectusFWP4
  • Amended registration statementS-1/A4
  • Prospectus supplement424B33
  • Exempt offering noticeD3
  • Stake amendedSC 13D/A3
  • Initial ownership32
  • Current report (amended)8-K/A2
  • S-11/A2
  • 10-12G/A1
  • Amended annual report10-K/A1
  • Delisting by the exchange25-NSE1
  • 40-17G1
  • Annual report40-F1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • APP NTC1
  • CERTNAS1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • EFFECT1
  • N-2/A1
  • N-CSR1
  • N-CSRS1
  • POS 8C1
  • POS AM1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1

49 companies

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