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What covered companies filed with the SEC, day by day.

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‹ Mon, Jan 7, 2013

Tuesday, January 8, 2013

282 filings · 184 companiesAll checks passed · Updated Oct 30

Wed, Jan 9, 2013 ›

Front page2 By time of day Results6 Reports18 Insiders32 Agreements5 Officers and directors10 Filings73 Index

Nothing from your lists

By time of day

73 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

18 without a time on file

Results

6 announced

Nothing from your lists

Reports

16 quarterly · 2 annual

CompanyRevenueOn the year

RPM International IncRPM · 10-Q · Nov 30 · —
$1.02B+11.1%

Nothing from your lists

Insiders

32 filings

Purchases$596.40K17 filings

Sales$5.63M15 filings

HAEHaemonetics Corp · Peter M Allen, President, Global Plasma$2.22MSale · 53,288 sh

Nothing from your lists

Agreements

5 filings

17:18HGYN Hong Yuan Holding Group · New agreement
17:11— Windtree Therapeutics Inc · New agreement

Nothing from your lists

Officers and directors

10 filings

16:42CBAT CBAK Energy Technology Ltd · Officers or directors
16:15

Nothing from your lists

Filings

73 listed

Find a company, form or word

06:00

06:07VLO
VLO Valero Energy Corp · Officers or directors
06:08KEQU
KEQU Kewaunee Scientific Corp · Bylaws or fiscal year changed · Officers or directors

08:00

08:01ADC
ADC Agree Realty Corp · Officers or directors
08:29AYI
AYI Acuity Inc. (DE) · Quarterly report
08:42SCSC
SCSC Scansource, Inc. · Results, pre-market
08:46WTI
WTI W&T Offshore Inc · Announcement
08:52CMMB
CMMB Chemomab Therapeutics Ltd. · Stake amended

09:00

09:00LNN
LNN Lindsay Corp · Results, pre-market
09:46AYI
AYI Acuity Inc. (DE) · Results, market hours

10:00

10:17VMI
VMI Valmont Industries Inc · Officers or directors
10:33IVT
IVT InvenTrust Properties Corp. · Investor disclosure

11:00

11:03SHOO
SHOO Steven Madden, Ltd. · Officers or directors
11:37IOSP
IOSP Innospec Inc. · Announcement

12:00

12:03UAMY
UAMY United States Antimony Corp · Amended annual report
12:07UAMY
UAMY United States Antimony Corp · Amended quarterly report
12:10UAMY
UAMY United States Antimony Corp · Amended quarterly report
12:13UAMY
UAMY United States Antimony Corp · Amended quarterly report

13:00

13:52CLMB
CLMB Climb Global Solutions, Inc. · New agreement

14:00

14:00ITP
ITP IT Tech Packaging, Inc. · Announcement
14:51OCSL
OCSL Oaktree Specialty Lending Corp · Announcement

15:00

15:09CALM
CALM Cal-Maine Foods Inc · Quarterly report
15:09DWSN
DWSN Dawson Geophysical Co · Officers or directors
15:09NWPP
NWPP New Peoples Bankshares Inc · Stake amended
15:10NWPP
NWPP New Peoples Bankshares Inc · Stake amended
15:25TISI
TISI Team Inc · Quarterly report
15:28EGP
EGP Eastgroup Properties Inc · New debt · New agreement
15:53RYES
RYES Rise Gold Corp. · Announcement
15:56ICCC
ICCC Immucell Corp · Amended annual report
15:59ICCC
ICCC Immucell Corp · Amended quarterly report

16:00

16:01TCRT
TCRT Alaunos Therapeutics, Inc. · Officers or directors
16:02ICCC
ICCC Immucell Corp · Amended quarterly report
16:04ICCC
ICCC Immucell Corp · Amended quarterly report
16:10PSIX
PSIX Power Solutions International, Inc. · Officers or directors
16:11LNN
LNN Lindsay Corp · Quarterly report
16:15WDFC
WDFC WD 40 Co · Results, after-hours
16:15AMSC
AMSC American Superconductor Corp · Officers or directors
16:22MG
MG Mistras Group, Inc. · Results, after-hours
16:34EFC
EFC Ellington Financial Inc. · Investor disclosure
16:42CBAT
CBAT CBAK Energy Technology Ltd · Officers or directors
16:43GHC
GHC Graham Holdings Co · Announcement

40 of 73

Index

Forms filed

Insider filing4101
Current report8-K46
Foreign issuer report6-K19
CORRESP17
Initial ownership314
Quarterly report10-Q

66 companies

Find a company

A

Acuity Inc. (DE)AYI×2
AgEagle Aerial Systems Inc.UAVS
Agree Realty CorpADC
Aifu Inc.AIFU
Alaunos Therapeutics, Inc.TCRT
Alpha Compute CorpALP
American Superconductor CorpAMSC

B

Brainstorm Cell Therapeutics Inc.BCLI

C

Cal-Maine Foods IncCALM
CBAK Energy Technology LtdCBAT×2
CBAK Energy Technology, Inc.×2
CFN Enterprises Inc.CNFN
Chatham Lodging TrustCLDT
Chemomab Therapeutics Ltd.CMMB
Climb Global Solutions, Inc.CLMB
Crown Crafts IncCRWS
Cryoport, Inc.CYRX

D

Dawson Geophysical CoDWSN

E

Eastgroup Properties IncEGP
Ellington Financial Inc.EFC
Enerpac Tool Group CorpEPAC

G

GBT Technologies Inc.GTCH
Geron CorpGERN
Global Payments IncGPN
Graham Holdings CoGHC

H

Haemonetics CorpHAE×3
Hong Yuan Holding GroupHGYN

I

Immucell CorpICCC×4
InfuSystem Holdings, IncINFU
Innospec Inc.IOSP
InvenTrust Properties Corp.IVT
IT Tech Packaging, Inc.ITP

J

Jabil IncJBL

K

Kewaunee Scientific CorpKEQU
Kingstone Companies, Inc.KINS

L

Liberty ALL Star Equity FundUSA
Lindsay CorpLNN×2
Lineage Cell Therapeutics, Inc.LCTX

M

Marcus CorpMCS
Mbia IncMBI
Mexico Fund IncMXF
Mistras Group, Inc.MG

N

New Peoples Bankshares IncNWPP×2
Northfield Bancorp, Inc.

O

Oaktree Specialty Lending CorpOCSL
Oil States International, IncOIS×2

P

PCS Edventures!, Inc.PCSV
Perspective Therapeutics, Inc.CATX
Power Solutions International, Inc.PSIX

R

Ranger Gold Corp.RNGC
Rise Gold Corp.RYES
RPM International IncRPM×2

S

Scansource, Inc.SCSC
SemiLEDs CorpLEDS
Steven Madden, Ltd.SHOO

T

Team IncTISI
Theriva Biologics, Inc.TOVX
Trinity Place Holdings Inc.TPHS

U

United States Antimony CorpUAMY×4

V

Valero Energy CorpVLO
Valmont Industries IncVMI
Viking Global Technologies, Inc.VGTK
Vystar CorpVYST

W

W&T Offshore IncWTI
WD 40 CoWDFC
Windtree Therapeutics Inc

CBATCBAK Energy Technology Ltd·Auditor change·17:19

CBAK Energy Technology Ltd: Auditor change

KINS·Auditor change·17:11

Kingstone Companies, Inc.: Auditor change

Pre-market2

08:42SCSCScansource, Inc.
09:00LNNLindsay Corp

Market hours1

09:46AYIAcuity Inc. (DE)

After-hours3

16:15WDFCWD 40 Co
16:22MGMistras Group, Inc.
22:20

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P

PCSVPCS Edventures!, Inc.

10

Insider filing, amended4/A10

UPLOAD9

Stake amendedSC 13D/A7

Amended quarterly report10-Q/A6

Passive stake reportedSC 13G5

Passive stake amendedSC 13G/A5

Prospectus supplement424B34

40-17G3

Annual ownership53

DFAN14A3

N-CSR3

Amended annual report10-K/A2

Prospectus supplement424B52

CT ORDER2

Free writing prospectusFWP2

10-12B/A1

Asset-backed distribution report10-D1

Merger communication4251

4971

497AD1

Exempt offering noticeD1

Proxy statementDEF 14A1

Proxy materialDEFA14A1

Amended merger registrationS-4/A1

Acuity Inc. (DE)AYI · 10-Q · Nov 30 · 08:29

$481.10M

+1.4%

Cal-Maine Foods IncCALM · 10-Q · Dec 1 · 15:09

$328.87M+13.3%

Team IncTISI · 10-Q · Nov 30 · 15:25

$200.65M+26.8%

Lindsay CorpLNN · 10-Q · Nov 30 · 16:11

$147.37M+23.6%

Marcus CorpMCS · 10-Q · Nov 29 · —

$100.63M+11.7%

United States Antimony CorpUAMY · 10-K/A · Dec 31 · 12:03

$13.12M+44.6%

Immucell CorpICCC · 10-K/A · Dec 31 · 15:56

$5.11M+16.5%

United States Antimony CorpUAMY · 10-Q/A · Jun 30 · 12:10

$3.50M+14.7%

United States Antimony CorpUAMY · 10-Q/A · Mar 31 · 12:07

$3.05M+7.6%

OISOil States International, Inc · Cindy B Taylor, President & CEO$750.00KSale · 10,000 sh

CRWSCrown Crafts Inc · Wynnefield Partners Small CAP Value LP, 10% owner$553.59KSale · 110,900 sh

HAEHaemonetics Corp · Brian Concannon, President & CEO$539.17KSale · 13,000 sh

HAEHaemonetics Corp · Susan M Hanlon, VP Finance$416.57KSale · 10,000 sh

OISOil States International, Inc · Bradley J Dodson, Senior VP - CFO & Treasurer$299.96KSale · 4,000 sh

Open insider activity

17:09

GERN Geron Corp · New agreement

15:28E

EGP Eastgroup Properties Inc · New debt · New agreement

13:52C

CLMB Climb Global Solutions, Inc. · New agreement

AMSC American Superconductor Corp · Officers or directors

16:10P

PSIX Power Solutions International, Inc. · Officers or directors

16:01A

TCRT Alaunos Therapeutics, Inc. · Officers or directors

15:09D

DWSN Dawson Geophysical Co · Officers or directors

11:03S

SHOO Steven Madden, Ltd. · Officers or directors

10:17V

VMI Valmont Industries Inc · Officers or directors

08:01A

ADC Agree Realty Corp · Officers or directors

The dayTuesday, January 8