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What covered companies filed with the SEC, day by day.

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‹ Tue, Jan 8, 2013

Wednesday, January 9, 2013

264 filings · 194 companiesAll checks passed · Updated Oct 30

Thu, Jan 10, 2013 ›

Front page3 By time of day Results1 Reports17 Insiders23 Agreements1 Officers and directors3 Filings59 Index

Nothing from your lists

By time of day

59 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

20 without a time on file

Results

1 announced

Nothing from your lists

Reports

15 quarterly · 2 annual

CompanyRevenueOn the year

Nike, Inc.NKE · 10-Q · Nov 30 · —
$5.96B+7.4%

Nothing from your lists

Insiders

23 filings

Purchases$684.93K16 filings

Sales$53.98M7 filings

GPKGraphic Packaging Holding Co · Grover C Coors Trust, 10% owner$52.91MSale · 8,874,608 sh

Nothing from your lists

Agreements

1 filing

15:07SMTI Sanara MedTech Inc. · New agreement

Nothing from your lists

Officers and directors

3 filings

16:06FBIO Fortress Biotech, Inc. · Officers or directors
15:27

Nothing from your lists

Filings

59 listed

Find a company, form or word

18:00

18:24WRN
WRN Western Copper & Gold Corp · Amended annual report

21:00

21:36VGTK
VGTK Viking Global Technologies, Inc. · Stake amended

06:00

06:06VLO
VLO Valero Energy Corp · Investor disclosure

07:00

07:37EEFT
EEFT Euronet Worldwide, Inc. · Unregistered shares sold
07:48EEFT
EEFT Euronet Worldwide, Inc. · Investor disclosure

08:00

08:11INVA
INVA Innoviva, Inc. · Announcement

11:00

11:05PALI
PALI Palisade Bio, Inc. · Investor disclosure
11:21BCIC
BCIC BCP Investment Corp · Announcement

13:00

13:11TAL
TAL TAL Education Group · Stake amended
13:44IOVA
IOVA Iovance Biotherapeutics, Inc. · Stake reported

14:00

14:21RES
RES RPC Inc · Announcement
14:42INTT
INTT Intest Corp · Officers or directors
14:54ANGO
ANGO Angiodynamics Inc · Quarterly report

15:00

15:07SMTI
SMTI Sanara MedTech Inc. · New agreement
15:19CTAS
CTAS Cintas Corp · Quarterly report
15:27COSM
COSM Cosmos Health Inc. · Officers or directors
15:32POWL
POWL Powell Industries Inc · Proxy statement

16:00

16:06FBIO
FBIO Fortress Biotech, Inc. · Officers or directors
16:06HCI
HCI HCI Group, Inc. · Announcement
16:07GTHP
GTHP Guided Therapeutics Inc · Investor disclosure
16:17WDFC
WDFC WD 40 Co · Quarterly report
16:31CAKE
CAKE Cheesecake Factory Inc · Announcement
16:49CRAI
CRAI CRA International, Inc. · Restructuring costs (amended)

17:00

17:12SVBL
SVBL Silver Bull Resources, Inc. · Annual report
17:16HGYN
HGYN Hong Yuan Holding Group · Debt acceleration
17:16MG
MG Mistras Group, Inc. · Quarterly report

18:00

18:32BYFC
BYFC Broadway Financial Corp de · Delisting notice

19:00

19:20MRDN
MRDN Meridian Holdings Inc. · Auditor change
19:52NEPH
NEPH Nephros Inc · Stake amended

20:00

20:33HELE
HELE Helen of Troy Ltd · Quarterly report
20:35UONE
UONE Urban One, Inc. · Delisting notice
20:39MWAI
MWAI MedWellAI, Inc. · Announcement
20:53MUX
MUX McEwen Inc. · Investor disclosure

21:00

21:01BNBX
BNBX BNB Plus Corp. · Unregistered shares sold
21:16QUIK
QUIK Quicklogic Corp · Results, after-hours
21:40IMMR
IMMR Immersion Corp · Announcement
21:41PLAB
PLAB Photronics Inc · Annual report

22:00

22:26CIA
CIA Citizens, Inc. · Announcement
22:27ALCO
ALCO Alico, Inc. · Announcement

—

—AZZ
AZZ AZZ Inc · Quarterly report, Q3 2012

40 of 59

Index

Forms filed

Insider filing482
Current report8-K32
Passive stake amendedSC 13G/A20
Foreign issuer report6-K19
Quarterly report10-Q15
CORRESP

66 companies

Find a company

A

Alico, Inc.ALCO
Angiodynamics IncANGO
AZZ IncAZZ

B

BCP Investment CorpBCIC
BNB Plus Corp.BNBX
Broadway Financial Corp deBYFC

C

CarMax IncKMX
Cheesecake Factory IncCAKE
Cintas CorpCTAS
Citizens, Inc.CIA
Commercial Metals CoCMC
Constellation Brands, Inc.STZ
Cosmos Health Inc.COSM
CRA International, Inc.CRAI
Crown Crafts IncCRWS
Culp IncCULP

D

Douglas Dynamics, IncPLOW

E

Entergy Arkansas, LLCEAI
Euronet Worldwide, Inc.EEFT×2

F

Factset Research Systems IncFDS
Fortress Biotech, Inc.FBIO

G

GBT Technologies Inc.GTCH
Graphic Packaging Holding CoGPK
Greenbrier Companies IncGBX
Greenlite Ventures IncGRNL
Guided Therapeutics IncGTHP

H

HCI Group, Inc.HCI
Helen of Troy LtdHELE
Hong Yuan Holding GroupHGYN

I

Immersion CorpIMMR
Innoviva, Inc.INVA
InspireMD, Inc.NSPR
Intest CorpINTT
Iovance Biotherapeutics, Inc.IOVA

K

Kaiser Aluminum CorpKALU

L

Lineage Cell Therapeutics, Inc.LCTX
Liquidmetal Technologies IncLQMT

M

McEwen Inc.MUX
MedWellAI, Inc.MWAI
Meridian Holdings Inc.MRDN
Mexico Equity & Income Fund IncMXE
Millerknoll, Inc.MLKN
Mistras Group, Inc.MG

N

Nephros IncNEPH
Nike, Inc.NKE
Nuveen S&P 500 Dynamic Overwrite FundSPXX

P

Palisade Bio, Inc.PALI
Photronics IncPLAB
Powell Industries IncPOWL
Pricesmart IncPSMT

Q

Quad/Graphics, Inc.QUAD
Quicklogic CorpQUIK

R

Research Solutions, Inc.RSSS
RPC IncRES

S

Sanara MedTech Inc.SMTI
Silver Bull Resources, Inc.SVBL
Spectrum Brands Holdings, Inc.SPB
Sprott Focus Trust Inc.FUND
Stemtech CorpSTEK

T

TAL Education GroupTAL

U

Urban One, Inc.UONE

V

Valero Energy CorpVLO
Viking Global Technologies, Inc.VGTK

W

WD 40 CoWDFC
Western Copper & Gold CorpWRN
Worthington Enterprises, Inc.WOR

HGYNHong Yuan Holding Group·Debt acceleration·17:16

Hong Yuan Holding Group: Debt acceleration

CRAI·Restructuring costs (amended)·16:49

CRA International, Inc.: Restructuring costs (amended)

MRDN·Auditor change·19:20

Meridian Holdings Inc.: Auditor change

Delisting noticesB

After-hours1

21:16QUIKQuicklogic Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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13

Passive stake reportedSC 13G13

UPLOAD11

Initial ownership38

Insider filing, amended4/A6

Annual ownership55

Stake amendedSC 13D/A4

Prospectus supplement424B53

EFFECT3

POS AM3

Annual report10-K2

Prospectus supplement424B22

Proxy statementDEF 14A2

Proxy materialDEFA14A2

DFAN14A2

Amended shelf registrationS-3/A2

13F-NT1

Amended annual report40-F/A1

Prospectus supplement424B31

4971

Current report (amended)8-K/A1

Free writing prospectusFWP1

N-2/A1

N-CSR1

POSASR1

POS EX1

PRE 14C1

PREC14A1

S-111

Amended registration statementS-1/A1

Stake reportedSC 13D1

Cintas CorpCTAS · 10-Q · Nov 30 · 15:19

$1.06B

+4.0%

Constellation Brands, Inc.STZ · 10-Q · Nov 30 · —

$860.40M+9.0%

Photronics IncPLAB · 10-K · Oct 28 · 21:41

$450.44M12.0%

Helen of Troy LtdHELE · 10-Q · Nov 30 · 20:33

$374.60M+10.6%

AZZ IncAZZ · 10-Q · Nov 30 · —

$149.68M+28.5%

Mistras Group, Inc.MG · 10-Q · Nov 30 · 17:16

$137.73M+20.6%

WD 40 CoWDFC · 10-Q · Nov 30 · 16:17

$95.26M+12.1%

Angiodynamics IncANGO · 10-Q · Nov 30 · 14:54

$88.57M+52.4%

Silver Bull Resources, Inc.SVBL · 10-K · Oct 31 · 17:12

——

QUADQuad/Graphics, Inc. · John C Fowler, Executive VP and CFO$537.04KSale · 25,725 sh

KALUKaiser Aluminum Corp · Jack a Hockema, President & CEO$315.48KSale · 5,000 sh

SPXXNuveen S&P 500 Dynamic Overwrite Fund · Schneider William J$295.92KPurchase · 22,200 sh

FUNDSprott Focus Trust Inc. · Jack E. Fockler Jr., Vice President$152.02KPurchase · 22,000 sh

RSSSResearch Solutions, Inc. · Bristol Investment Fund Ltd, 10% owner$142.71KPurchase · 1,794,010 sh

Open insider activity

COSM Cosmos Health Inc. · Officers or directors

14:42I

INTT Intest Corp · Officers or directors

The dayWednesday, January 9