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‹ Thu, Apr 4, 2013

Friday, April 5, 2013

279 filings · 211 companiesAll checks passed · Updated Oct 30

Mon, Apr 8, 2013 ›

Front page2 By time of day Results4 Reports12 Insiders17 Agreements5 Officers and directors6 Filings92 Index

Nothing from your lists

By time of day

92 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

17 without a time on file

Results

4 announced

Nothing from your lists

Reports

6 quarterly · 6 annual

CompanyRevenueOn the year

Santander Holdings USA, Inc.SNUS-PH · 10-K/A · Dec 31 · 18:13
$2.81B51.9%

Nothing from your lists

Insiders

17 filings

Purchases$251.76K10 filings

Sales$2.73M7 filings

HAEHaemonetics Corp · Peter M Allen, President, Global Plasma$946.00KSale · 22,828 sh

Nothing from your lists

Agreements

5 filings

20:41BGC BGC Group, Inc. · New agreement
17:20

Nothing from your lists

Officers and directors

6 filings

21:27SOWG Sow Good Inc. · Officers or directors
21:11

Nothing from your lists

Filings

92 listed

Find a company, form or word

17:00

17:37NUWE
NUWE Nuwellis, Inc. · Proxy statement
17:51GNTX
GNTX Gentex Corp · Proxy statement

18:00

18:02DAIO
DAIO Data I/O Corp · Proxy statement
18:13SNUS-PH
SNUS-PH Santander Holdings USA, Inc. · Amended annual report

19:00

19:27WPC
WPC W. P. Carey Inc. · Investor disclosure

21:00

21:11TCRT
TCRT Alaunos Therapeutics, Inc. · Restructuring costs · Officers or directors · Results, after-hours

06:00

06:06KNOP
KNOP KNOT Offshore Partners LP · Amended registration statement
06:13FCHS
FCHS First Choice Healthcare Solutions, Inc. · Announcement
06:44NBR
NBR Nabors Industries Ltd · Stake amended

07:00

07:03INVX
INVX Innovex International, Inc. · Proxy statement

08:00

08:30UHS
UHS Universal Health Services Inc · Proxy statement
08:46OI
OI O-I Glass, Inc. · Proxy statement

09:00

09:11HIW
HIW Highwoods Properties, Inc. · Proxy statement
09:25CHE
CHE Chemed Corp · Proxy statement
09:37TBCH
TBCH Turtle Beach Corp · Announcement
09:39TWI
TWI Titan International Inc · Proxy statement

10:00

10:10PNRG
PNRG Primeenergy Resources Corp · Proxy statement
10:19SGLY
SGLY Singularity Future Technology Ltd. · Proxy statement
10:55SMSI
SMSI Smith Micro Software, Inc. · Proxy statement
10:57IVT
IVT InvenTrust Properties Corp. · Investor disclosure

11:00

11:26VSH
VSH Vishay Intertechnology Inc · Proxy statement
11:42EPR
EPR EPR Properties · Proxy statement
11:55LCTC
LCTC Lifeloc Technologies, Inc · Shareholder vote

12:00

12:00BBW
BBW Build-A-Bear Workshop Inc · Proxy statement
12:16FET
FET Forum Energy Technologies, Inc. · Proxy statement
12:29BKTI
BKTI BK Technologies Corp · Proxy statement

13:00

13:02ENBP
ENBP ENB Financial Corp · Proxy statement
13:06ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
13:27SGRP
SGRP SPAR Group, Inc. · Auditor change (amended)
13:43DRIO
DRIO DarioHealth Corp. · Unregistered shares sold · New agreement

14:00

14:01TRIB
TRIB Trinity Biotech PLC · Annual report
14:10BUKS
BUKS Butler National Corp · New debt · New agreement
14:14CION
CION CION Investment Corp · Proxy statement
14:30FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Shareholder vote
14:43STRS
STRS Stratus Properties Inc · Officers or directors

15:00

15:08ABCB
ABCB Ameris Bancorp · Proxy statement

16:00

16:02AKR
AKR Acadia Realty Trust · Proxy statement
16:09PEB
PEB Pebblebrook Hotel Trust · Proxy statement
16:13ITP
ITP IT Tech Packaging, Inc. · Announcement
16:15GERN
GERN Geron Corp · Proxy statement

40 of 92

Index

Forms filed

Insider filing459
Proxy statementDEF 14A37
Current report8-K34
Foreign issuer report6-K22
Proxy materialDEFA14A14
CORRESP

96 companies

Find a company

A

abrdn Income Credit Strategies FundACP
Acadia Realty TrustAKR
Alaunos Therapeutics, Inc.TCRT
Ameris BancorpABCB
Atossa Therapeutics, Inc.ATOS

B

BGC Group, Inc.BGC
Big Digital Energy, Inc.BGDE
BK Technologies CorpBKTI
Blue Biofuels, Inc.BIOF
Build-A-Bear Workshop IncBBW
Butler National CorpBUKS

C

Cal-Maine Foods IncCALM
CareView Communications IncCRVW×2
CarParts.com, Inc.PRTS
CenterspaceCSR
Champion Homes, Inc.SKY×2
Charlie's Holdings, Inc.CHUC
Chatham Lodging TrustCLDT
Chemed CorpCHE
CION Investment CorpCION
Comfort Systems USA IncFIX
Cryo Cell International IncCCEL

D

DarioHealth Corp.DRIO
Data I/O CorpDAIO
Dorman Products, Inc.DORM

E

Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
ENB Financial CorpENBP
EPR PropertiesEPR

F

Filana Therapeutics, Inc.FLNA
First Choice Healthcare Solutions, Inc.FCHS
First National CorpFXNC
First Real Estate Investment Trust of New Jersey, Inc.FREVS
Forum Energy Technologies, Inc.FET

G

Gentex CorpGNTX
Geron CorpGERN
Greenlite Ventures IncGRNL×2
Grifols SAGRFS

H

Haemonetics CorpHAE
Hallador Energy CoHNRG
Highwoods Properties, Inc.HIW
Horace Mann Educators CorpHMN

I

Innovex International, Inc.INVX
InvenTrust Properties Corp.IVT
IT Tech Packaging, Inc.ITP

J

Jabil IncJBL

K

KNOT Offshore Partners LPKNOP
Kopin CorpKOPN

L

Lifeloc Technologies, IncLCTC
Lifeway Foods, Inc.LWAY
LiveOne, Inc.LVO

M

Magellan Copper & Gold CorpMAGE
McEwen Inc.MUX
MV Oil Trust

N

Nabors Industries LtdNBR
Nuvera Communications, Inc.NUVR
Nuwellis, Inc.NUWE

O

O-I Glass, Inc.OI
Oppenheimer Holdings IncOPY
OptimumBank Holdings, Inc.OPHC
Orthofix Medical Inc.OFIX

P

Paychex IncPAYX
Pebblebrook Hotel TrustPEB
Peoples Bancorp of North Carolina IncPEBK
PhenixFIN CorpPFX
Portland General Electric CoPOR
Precipio, Inc.PRPO
Primeenergy Resources CorpPNRG

R

R F Industries LtdRFIL
Reliance, Inc.RS
Rigel Pharmaceuticals IncRIGL

S

Santander Holdings USA, Inc.SNUS-PH
Singularity Future Technology Ltd.SGLY
Smith & Wesson Brands, Inc.SWBI
Smith Micro Software, Inc.SMSI
SolarWindow Technologies, Inc.WNDW
Sow Good Inc.SOWG
SPAR Group, Inc.SGRP
Stratus Properties IncSTRS
Sundance Strategies, Inc.SUND

T

Tenax Therapeutics, Inc.TENX
Tennessee Valley AuthorityTVE
Texas Roadhouse, Inc.TXRH
Titan International IncTWI
Transcat IncTRNS
Trinity Biotech PLCTRIB
Turtle Beach CorpTBCH

U

Universal Health Services IncUHS
Uwharrie Capital CorpUWHR

V

Village Super Market IncVLGEA
Virtus Total Return Fund Inc.ZTR×2
Vishay Intertechnology IncVSH

W

W. P. Carey Inc.WPC
Wabash National CorpWNC
Waste Energy Corp.WAST
Weyco Group IncWEYS

TCRTAlaunos Therapeutics, Inc.·Restructuring costs · Officers or directors · Results, after-hours·21:11

Alaunos Therapeutics, Inc.: Restructuring costs · Officers or directors · Results, after-hours

SGRP·Auditor change (amended)·13:27

SPAR Group, Inc.: Auditor change (amended)

Delisting noticesT

After-hours4

21:11TCRTAlaunos Therapeutics, Inc.
17:08CCELCryo Cell International Inc
20:53LWAYLifeway Foods, Inc.
21:11SKYChampion Homes, Inc.

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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11

UPLOAD11

Annual report to shareholdersARS9

40-17F26

Quarterly report10-Q5

EFFECT4

N-2/A4

POS AM4

Stake amendedSC 13D/A4

40-17G3

Prospectus supplement424B53

Preliminary proxy statementPRE 14A3

Annual report10-K2

Amended annual report10-K/A2

Annual report20-F2

Initial ownership32

40-17G/A2

Merger communication4252

Annual ownership52

F-3/A2

N-CSRS2

PRE 14C2

S-3ASR2

Passive stake reportedSC 13G2

Amended quarterly report10-Q/A1

Delisting by the exchange25-NSE1

Prospectus supplement424B31

424B71

4971

Insider filing, amended4/A1

6-K/A1

Exchange listing8-A12B1

Current report (amended)8-K/A1

CERTNYS1

Exempt offering noticeD1

Information statementDEF 14C1

DEFR14A1

DRS1

Amended registration statementF-1/A1

F-31

F-61

NTN 10K1

PRER14A1

Registration statementS-11

Amended shelf registrationS-3/A1

Passive stake amendedSC 13G/A1

Cal-Maine Foods IncCALM · 10-Q · Mar 2 · 18:47

$360.37M

+18.7%

Champion Homes, Inc.SKY · 10-Q · Feb 28 · 21:08

$36.99M+0.5%

Charlie's Holdings, Inc.CHUC · 10-K · Dec 31 · 17:03

$1.02M19.3%

Waste Energy Corp.WAST · 10-K/A · Dec 31 · 18:45

$11.15K—

Greenlite Ventures IncGRNL · 10-Q · Sep 30 · —

$0.00—

Greenlite Ventures IncGRNL · 10-Q · Dec 31 · —

$0.00—

Trinity Biotech PLCTRIB · 20-F · Dec 31 · 14:01

——

Blue Biofuels, Inc.BIOF · 10-Q/A · Sep 30 · 19:07

——

Grifols SAGRFS · 20-F · Dec 31 · —

——

RFILR F Industries Ltd · Darren Clark, CEO of Subsidiary of Issuer$686.57KSale · 110,492 sh

SWBISmith & Wesson Brands, Inc. · Mitchell a Saltz, Director$638.13KSale · 75,000 sh

DORMDorman Products, Inc. · Steven L Berman, Chief Executive Officer$309.22KSale · 8,598 sh

ZTRVirtus Total Return Fund Inc. · Carlton Neel, SVP & Portfolio Manager$129.90KPurchase · 10,000 sh

PAYXPaychex Inc · Michael E Gioja, Sr. Vice President$99.82KSale · 2,807 sh

Open insider activity

RS Reliance, Inc. · New debt

16:31L

LVO LiveOne, Inc. · New agreement

14:10B

BUKS Butler National Corp · New debt · New agreement

13:43D

DRIO DarioHealth Corp. · Unregistered shares sold · New agreement

SKY Champion Homes, Inc. · Officers or directors · Results, after-hours

21:03O

OFIX Orthofix Medical Inc. · Officers or directors

16:48T

TRNS Transcat Inc · Officers or directors

14:43S

STRS Stratus Properties Inc · Officers or directors

21:11A

TCRT Alaunos Therapeutics, Inc. · Restructuring costs · Officers or directors · Results, after-hours

The dayFriday, April 5