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‹ Fri, Apr 5, 2013

Monday, April 8, 2013

266 filings · 190 companiesAll checks passed · Updated Oct 30

Tue, Apr 9, 2013 ›

Front page4 By time of day Results4 Reports18 Insiders18 Agreements5 Officers and directors5 Filings97 Index

Nothing from your lists

By time of day

97 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

29 without a time on file

Results

4 announced

Nothing from your lists

Reports

8 quarterly · 10 annual

CompanyRevenueOn the year

Hawaiian Electric Industries IncHE · 10-Q/A · Sep 30 · 17:15
$867.72M2.1%

Nothing from your lists

Insiders

18 filings

Purchases$684.60K8 filings

Sales$56.93M10 filings

GPKGraphic Packaging Holding Co · Grover C Coors Trust$41.31MSale · 6,146,994 sh

Nothing from your lists

Agreements

5 filings

20:19BMRA Biomerica Inc · Agreement ended · New agreement
17:17

Nothing from your lists

Officers and directors

5 filings

21:04CVGI Commercial Vehicle Group, Inc. · Officers or directors
17:23

Nothing from your lists

Filings

97 listed

Find a company, form or word

17:00

17:38ORN
ORN Orion Group Holdings Inc · Announcement

07:00

07:18FTFT
FTFT Future FinTech Group Inc. · New agreement

08:00

08:45VGTK
VGTK Viking Global Technologies, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors
08:47SCSC
SCSC Scansource, Inc. · Current report
08:58TONX
TONX TON Strategy Co · Registration statement

09:00

09:19RDWR
RDWR Radware Ltd · Stake amended
09:24THRC
THRC Havana Roasters Coffee Companies, Inc. · Auditor change

10:00

10:39NBR
NBR Nabors Industries Ltd · Stake amended

11:00

11:01STWD
STWD Starwood Property Trust, Inc. · Current report
11:49NRP
NRP Natural Resource Partners LP · Current report (amended)
11:50SRI
SRI Stoneridge Inc · Proxy statement
11:51ERIC
ERIC Ericsson LM Telephone Co · Annual report
11:53NOBH
NOBH Nobility Homes Inc · Auditor change

13:00

13:39ERII
ERII Energy Recovery, Inc. · Officers or directors

14:00

14:10SCE-PG
SCE-PG Southern California Edison Co · Announcement
14:10ARL
ARL American Realty Investors Inc · Annual report
14:22NTZ
NTZ Natuzzi S P a · Stake amended
14:43OGEN
OGEN Oragenics Inc · Announcement
14:52PECO
PECO Phillips Edison & Company, Inc. · Announcement
14:54TOON
TOON Kartoon Studios, Inc. · Results, market hours
14:57FCCO
FCCO First Community Corp · Proxy statement

15:00

15:28TISI
TISI Team Inc · Quarterly report
15:31OVTZ
OVTZ Oculus Inc. · Annual report
15:44WNFT
WNFT Worldwide NFT Inc. · Stake reported
15:45QNTO
QNTO Quaint OAK Bancorp, Inc. · Proxy statement
15:48WDFC
WDFC WD 40 Co · Quarterly report
15:55INIS
INIS Radnostix Inc · Investor disclosure

16:00

16:00KRG
KRG Kite Realty Group Trust · Proxy statement
16:06FORM
FORM Formfactor Inc · Auditor change
16:08CPIX
CPIX Cumberland Pharmaceuticals Inc · Announcement
16:09SFTBF
SFTBF Softbank Group Corp. · Merger communication
16:09CUZ
CUZ Cousins Properties Inc · Announcement
16:17RCKY
RCKY Rocky Brands, Inc. · Proxy statement
16:17OUNZ
OUNZ VanEck Merk Gold ETF · Amended registration statement
16:24MNST
MNST Monster Beverage Corp · Announcement
16:29KBH
KBH KB Home · Shareholder vote
16:32TKC
TKC Turkcell Iletisim Hizmetleri a S · Annual report
16:36BGMS
BGMS Bio Green Med Solution, Inc. · Announcement
16:40TRXA
TRXA T-REX Acquisition Corp. · Amended quarterly report
16:41TRXA
TRXA T-REX Acquisition Corp. · Amended quarterly report

40 of 97

Index

Forms filed

Insider filing453
Current report8-K49
Foreign issuer report6-K22
Annual report to shareholdersARS16
Proxy statementDEF 14A13
UPLOAD

95 companies

Find a company

A

ACRES Commercial Realty Corp.ACR
Adma Biologics, Inc.ADMA
AMC Global Media Inc.AMCX
American Realty Investors IncARL
AstroNova, Inc.
Atlas Lithium CorpATLX

B

Berkley W R CorpWRB
Bio Green Med Solution, Inc.BGMS
Biomerica IncBMRA
Blue Dolphin Energy CoBDCO
Broadwind, Inc.BWEN
Brookfield Oaktree Holdings, LLCOAK-PA×2

C

Calix, IncCALX
Camden Property TrustCPT
Cathay General BancorpCATY
Childrens Place, Inc.PLCE
CHS IncCHSCP
Commercial Vehicle Group, Inc.CVGI
Cousins Properties IncCUZ
Cumberland Pharmaceuticals IncCPIX

D

Delcath Systems, Inc.DCTH

E

Eaco CorpEACO
Emerson Radio CorpMSN
Endonovo Therapeutics, Inc.ENDV
Energy Recovery, Inc.ERII
Enerpac Tool Group CorpEPAC
Ericsson LM Telephone CoERIC
ERP Operating Ltd PartnershipVRMK

F

First Community CorpFCCO
Formfactor IncFORM
Future FinTech Group Inc.FTFT

G

Genie Energy Ltd.GNE
Golub Capital BDC, Inc.GBDC
Graphic Packaging Holding CoGPK

H

Havana Roasters Coffee Companies, Inc.THRC
Hawaiian Electric Industries IncHE×2
Hong Yuan Holding GroupHGYN
HST Global, Inc.HSTC
HyOrc CorpHYOR

I

Interparfums IncIPAR

K

Kartoon Studios, Inc.TOON
KB HomeKBH
Kite Realty Group TrustKRG

L

Lument Finance Trust, Inc.LFT

M

Mbia IncMBI
Mexican Economic Development IncFMX
Micron Technology IncMU
Mistras Group, Inc.MG
Monster Beverage CorpMNST×2

N

Nabors Industries LtdNBR
Natural Resource Partners LPNRP
Natuzzi S P aNTZ
Nephros IncNEPH
NextSource Materials Inc.
Nobility Homes IncNOBH
Northwest Biotherapeutics IncNWBO×2

O

Oculus Inc.OVTZ
OptimizeRx CorpOPRX
Oragenics IncOGEN
Orion Group Holdings IncORN

P

Palisade Bio, Inc.PALI
Phillips Edison & Company, Inc.PECO
Photronics IncPLAB
Power Solutions International, Inc.PSIX
Provectus Biopharmaceuticals, Inc.PVCT

Q

Quaint OAK Bancorp, Inc.QNTO
Quanex Building Products CORPNX
Quantum CorpQMCO

R

Radnostix IncINIS
Radware LtdRDWR
Research Frontiers IncREFR×2
Rocky Brands, Inc.RCKY

S

Safety Insurance Group IncSAFT
Salem Media Group, Inc.×2
Scansource, Inc.SCSC
Sensata Technologies Holding plcST
Softbank Group Corp.SFTBF
Southern California Edison CoSCE-PG
Spectrum Brands Holdings, Inc.SPB
Starwood Property Trust, Inc.STWD×2
Stoneridge IncSRI
Sundance Strategies, Inc.SUND×2

T

T-REX Acquisition Corp.TRXA×2
Team IncTISI
TON Strategy CoTONX
Turkcell Iletisim Hizmetleri a STKC

U

U S Physical Therapy IncUSPH×2

V

Valhi IncVHI
VanEck Merk Gold ETFOUNZ
Viking Global Technologies, Inc.VGTK
Virtus Investment Partners, Inc.VRTS

W

WD 40 CoWDFC
Worldwide NFT Inc.WNFT
Worthington Enterprises, Inc.WOR

X

Xtant Medical Holdings, Inc.XTNT

FORMFormfactor Inc·Auditor change·16:06

Formfactor Inc: Auditor change

NOBH·Auditor change·11:53

Nobility Homes Inc: Auditor change

THRC·Auditor change·09:24

Havana Roasters Coffee Companies, Inc.: Auditor change

BMRA·Agreement ended · New agreement·20:19

Biomerica Inc: Agreement ended · New agreement

Market hours1

14:54TOONKartoon Studios, Inc.

After-hours3

16:43MGMistras Group, Inc.
18:15BDCOBlue Dolphin Energy Co
20:32GBDCGolub Capital BDC, Inc.

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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10

CORRESP8

Stake amendedSC 13D/A7

Initial ownership36

Annual report10-K5

Quarterly report10-Q5

Prospectus supplement424B55

Proxy materialDEFA14A5

EFFECT5

Passive stake amendedSC 13G/A5

POS AM4

Amended quarterly report10-Q/A3

Annual report20-F3

Prospectus supplement424B33

Amended registration statementS-1/A3

Amended annual report10-K/A2

Current report (amended)8-K/A2

Free writing prospectusFWP2

IRANNOTICE2

Preliminary proxy statementPRE 14A2

Registration statementS-12

Shelf registrationS-32

Stake reportedSC 13D2

Asset-backed distribution report10-D1

13F-NT1

Merger communication4251

4971

497AD1

Insider filing, amended4/A1

Exchange listing8-A12B1

AW1

CERTNAS1

CT ORDER1

Exempt offering noticeD1

N-21

N-2/A1

N-8A/A1

NT 10-K/A1

POS 8C1

POSASR1

PRER14A1

Passive stake reportedSC 13G1

SUPPL1

Team IncTISI · 10-Q · Feb 28 · 15:28

$150.98M

+10.6%

Brookfield Oaktree Holdings, LLCOAK-PA · 10-K/A · Dec 31 · —

$144.98M6.9%

WD 40 CoWDFC · 10-Q · Feb 28 · 15:48

$86.71M+0.9%

Northwest Biotherapeutics IncNWBO · 10-K · Dec 31 · —

$772.00K+7,620.0%

Oculus Inc.OVTZ · 10-K · Dec 31 · 15:31

$47.03K+30.6%

Atlas Lithium CorpATLX · 10-K · Dec 31 · 21:31

$0.00—

NextSource Materials Inc.— · 10-K/A · Jun 30 · —

$0.00—

Ericsson LM Telephone CoERIC · 20-F · Dec 31 · 11:51

——

American Realty Investors IncARL · 10-K · Dec 31 · 14:10

——

MNSTMonster Beverage Corp · Mark J Hall, President-Monster Beverage Div$13.68MSale · 273,696 sh

CPTCamden Property Trust · William W. Sengelmann, SVP - Real Estate Investments$816.70KSale · 11,444 sh

SAFTSafety Insurance Group Inc · William J Begley JR, VP, CFO and Secretary$512.71KSale · 10,524 sh

QMCOQuantum Corp · Mitchell Mark R, 10% owner$308.05KPurchase · 250,000 sh

PSIXPower Solutions International, Inc. · Gary S Winemaster, See Remarks$197.06KSale · 7,800 sh

Open insider activity

HYOR HyOrc Corp · New agreement

17:01A

ACR ACRES Commercial Realty Corp. · New debt

08:45V

VGTK Viking Global Technologies, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors

07:18F

FTFT Future FinTech Group Inc. · New agreement

NX Quanex Building Products CORP · Officers or directors

17:14S

ST Sensata Technologies Holding plc · Officers or directors

13:39E

ERII Energy Recovery, Inc. · Officers or directors

08:45V

VGTK Viking Global Technologies, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors

The dayMonday, April 8