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What covered companies filed with the SEC, day by day.

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‹ Fri, Jan 11, 2013

Monday, January 14, 2013

311 filings · 206 companiesAll checks passed · Updated Oct 30

Tue, Jan 15, 2013 ›

Front page2 By time of day Results5 Reports40 Insiders24 Agreements4 Officers and directors5 Filings91 Index

Nothing from your lists

By time of day

91 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

19 without a time on file

Results

5 announced

Nothing from your lists

Reports

31 quarterly · 9 annual

CompanyRevenueOn the year

Fuelcell Energy IncFCEL · 10-K · Oct 31 · 17:44
$120.60M1.6%

Nothing from your lists

Insiders

24 filings

Purchases$7.11M11 filings

Sales$5.78M13 filings

WESWestern Midstream Partners, LP · Donald R. Sinclair, President & CEO$6.60MPurchase · 300,000 sh

Nothing from your lists

Agreements

4 filings

22:01OLOX Olenox Industries Inc. · New debt · Unregistered shares sold · New agreement
00:21

Nothing from your lists

Officers and directors

5 filings

22:03IHT Innsuites Hospitality Trust · Delisting notice · Officers or directors
17:57

Nothing from your lists

Filings

91 listed

Find a company, form or word

17:00

17:44IVT
IVT InvenTrust Properties Corp. · Investor disclosure
17:55AETN
AETN Aeternum Health, Inc. · Late filing notice
17:56AB
AB Alliancebernstein Holding L.P. · Investor disclosure

18:00

18:08BGICF
BGICF Birks Group Inc. · Stake reported

19:00

19:14SNWV
SNWV SANUWAVE Health, Inc. · Stake amended

22:00

22:44SR
SR Spire Inc · New agreement

23:00

23:42—
— High Wire Networks, Inc. · New agreement

00:00

00:21GIII
GIII G III Apparel Group Ltd · New agreement · Officers or directors

06:00

06:09NTIC
NTIC Northern Technologies International Corp · Quarterly report
06:17XXII
XXII 22nd Century Group, Inc. · Investor disclosure

07:00

07:13BCC
BCC Boise Cascade Co · Amended registration statement

10:00

10:17AGI
AGI Alamos Gold Inc · Tender offer
10:31ATVK
ATVK Globaltek Ventures, Inc. · Late filing notice

11:00

11:05FDBC
FDBC Fidelity D & D Bancorp Inc · Officers or directors
11:22XBIO
XBIO Xenetic Biosciences, Inc. · Late filing notice
11:47RCON
RCON Recon Technology, Ltd · Announcement

12:00

12:02RDCT
RDCT Vnue, Inc. · Quarterly report
12:25WNFT
WNFT Worldwide NFT Inc. · Announcement

13:00

13:21RDCT
RDCT Vnue, Inc. · Shareholder rights changed

14:00

14:01LFVN
LFVN Lifevantage Corp · Announcement
14:12PECO
PECO Phillips Edison & Company, Inc. · Announcement
14:16TAYD
TAYD Taylor Devices, Inc. · Quarterly report
14:19AYTU
AYTU Aytu Biopharma, Inc · Quarterly report
14:26BOC
BOC Boston Omaha Corp · Amended quarterly report

15:00

15:16PCYO
PCYO Pure Cycle Corp · Quarterly report
15:49—
— Bespoke Extracts, Inc. · Quarterly report

16:00

16:04LMNR
LMNR Limoneira CO · Results, after-hours
16:05GSIT
GSIT GSI Technology Inc · Results, after-hours
16:08KRG
KRG Kite Realty Group Trust · Officers or directors
16:10POR
POR Portland General Electric Co · Investor disclosure
16:13ENBP
ENBP ENB Financial Corp · Results, after-hours
16:16LMNR
LMNR Limoneira CO · Annual report
16:25FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Annual report
16:26SRXH
SRXH SRX Global Inc. · Late filing notice
16:38CIM
CIM Chimera Investment Corp · Delisting notice
16:43CSPI
CSPI CSP Inc · Announcement
16:54CIIT
CIIT Tianci International, Inc. · Quarterly report
16:55CLDT
CLDT Chatham Lodging Trust · Announcement

17:00

17:01SAR
SAR Saratoga Investment Corp. · Quarterly report
17:11OPNW
OPNW OpenWorld, Inc. · Auditor change (amended)

40 of 91

Index

Forms filed

Insider filing492
Current report8-K33
Quarterly report10-Q30
Foreign issuer report6-K22
Annual ownership521
CORRESP

95 companies

Find a company

#

22nd Century Group, Inc.XXII

A

abrdn Emerging Markets ex-China Fund, Inc.AEF
Aemetis, IncAMTX
Aeternum Health, Inc.AETN
Alamos Gold IncAGI
Alkaline Water Co IncWTER
Alliancebernstein Holding L.P.AB
Aura Systems IncAUSI
Aviat Networks, Inc.AVNW
Aytu Biopharma, IncAYTU

B

Bespoke Extracts, Inc.
Biomerica IncBMRA
Birks Group Inc.BGICF
Boise Cascade CoBCC
Boston Omaha CorpBOC
Burzynski Research Institute Inc

C

Chatham Lodging TrustCLDT
Chimera Investment CorpCIM
CNBX Pharmaceuticals Inc.CNBX
Cocrystal Pharma, Inc.COCP
CSP IncCSPI
CytoDyn Inc.CYDY

D

DoubleLine Opportunistic Credit FundDBL
DyTb, LLC

E

Eaco CorpEACO
Educational Development CorpEDUC
Elite Pharmaceuticals IncELTP
Empire Petroleum CorpEP
ENB Financial CorpENBP
Enertopia Corp.ENRT

F

Fidelity D & D Bancorp IncFDBC
Financial Gravity Companies, Inc.FGCO
First Real Estate Investment Trust of New Jersey, Inc.FREVS
Firsthand Technology Value Fund, Inc.SVVC
Fuelcell Energy IncFCEL
Fuse Medical, Inc.

G

G III Apparel Group LtdGIII
Globaltek Ventures, Inc.ATVK
Golub Capital BDC, Inc.GBDC
GSI Technology IncGSIT

H

High Wire Networks, Inc.×2

I

Innsuites Hospitality TrustIHT
InvenTrust Properties Corp.IVT
Invesco CurrencyShares British Pound Sterling TrustFXB
Invesco CurrencyShares Euro TrustFXE
Invesco CurrencyShares Japanese Yen TrustFXY
Invesco CurrencyShares Swiss Franc TrustFXF

J

Jewett Cameron Trading Co LtdJCTC

K

Kaiser Aluminum CorpKALU
Kite Realty Group TrustKRG
KORU Medical Systems, Inc.KRMD

L

Lifevantage CorpLFVN
Limoneira COLMNR×2
Lingerie Fighting Championships, Inc.BOTY
lululemon athletica inc.LULU

M

Maui Land & Pineapple Co IncMLP
Mitek Systems IncMITK
Mosaic ImmunoEngineering Inc.CPMV

N

National Rural Utilities Cooperative Finance CorpNRUC
Northern Technologies International CorpNTIC

O

Olenox Industries Inc.OLOX
OpenWorld, Inc.OPNW

P

PennantPark Floating Rate Capital Ltd.PFLT
PhenixFIN CorpPFX
Phillips Edison & Company, Inc.PECO
Portland General Electric CoPOR
Power Solutions International, Inc.PSIX
Pure Cycle CorpPCYO

R

RCI Hospitality Holdings, Inc.RICK
Recon Technology, LtdRCON
RPM International IncRPM
Rush Enterprises IncRUSHA

S

SANUWAVE Health, Inc.SNWV
Saratoga Investment Corp.SAR
SemiLEDs CorpLEDS×2
Shoe Station Group IncSHOE
Simulations Plus, Inc.
SolarWindow Technologies, Inc.WNDW
Solitron Devices IncSODI
Sono TEK CorpSOTK
Spire IncSR
SRX Global Inc.SRXH
Stereotaxis, Inc.STXS

T

Taylor Devices, Inc.TAYD
Team IncTISI
Tecnoglass Holdings Inc.TGLS
Tianci International, Inc.CIIT
Track Group, Inc.TRCK
Transglobal Management Group, Inc.TMGI

V

Vail Resorts IncMTN
VisitIQ Corp.VIIQ
Vnue, Inc.RDCT×2

W

Western Midstream Partners, LPWES
Worldwide NFT Inc.WNFT

X

Xenetic Biosciences, Inc.XBIO

OPNWOpenWorld, Inc.·Auditor change (amended)·17:11

OpenWorld, Inc.: Auditor change (amended)

RDCT·Shareholder rights changed·13:21

Vnue, Inc.: Shareholder rights changed

Delisting noticesC

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After-hours5

16:04LMNRLimoneira CO
16:05GSITGSI Technology Inc
16:13

12

Initial ownership310

Passive stake amendedSC 13G/A10

Annual report10-K9

Insider filing, amended4/A8

Passive stake reportedSC 13G8

Late filing noticeNT 10-Q7

Exempt offering noticeD5

Proxy statementDEF 14A4

UPLOAD4

40-17G3

Prospectus supplement424B53

EFFECT3

Prospectus supplement424B32

Amended registration statementS-1/A2

Shelf registrationS-32

Stake reportedSC 13D2

10-12B/A1

10-12G/A1

Amended quarterly report10-Q/A1

40-APP/A1

Current report (amended)8-K/A1

CT ORDER1

DRSLTR1

F-101

F-X1

N-CSR/A1

POS 8C1

POSASR1

Preliminary proxy statementPRE 14A1

S-3D1

Amended merger registrationS-4/A1

Employee plan registrationS-81

Stake amendedSC 13D/A1

SC 14F11

Tender offerSC TO-T1

E

ENBPENB Financial Corp

17:59A

AVNWAviat Networks, Inc.

21:07G

GBDCGolub Capital BDC, Inc.

National Rural Utilities Cooperative Finance CorpNRUC · 10-Q · Nov 30 · —

$80.46M

—

Limoneira COLMNR · 10-K · Oct 31 · 16:16

$65.83M+25.4%

Eaco CorpEACO · 10-Q · Nov 30 · —

$29.26M+9,308.4%

Track Group, Inc.TRCK · 10-K · Sep 30 · 22:07

$13.11M27.0%

Jewett Cameron Trading Co LtdJCTC · 10-Q · Nov 30 · 22:17

$9.30M+28.4%

Educational Development CorpEDUC · 10-Q · Nov 30 · 22:07

$7.86M9.5%

Taylor Devices, Inc.TAYD · 10-Q · Nov 30 · 14:16

$6.51M4.0%

SemiLEDs CorpLEDS · 10-Q · Nov 30 · —

$6.23M7.7%

Northern Technologies International CorpNTIC · 10-Q · Nov 30 · 06:09

$5.29M+9.5%

RPMRPM International Inc · Ronald a Rice, President and COO$1.92MSale · 63,000 sh

RUSHARush Enterprises Inc · W Marvin Rush, Chairman$1.84MSale · 107,922 sh

TISITeam Inc · David C Palmore, Sr. Vice President$1.03MSale · 25,000 sh

PSIXPower Solutions International, Inc. · Gary S Winemaster, President, CEO & COB$400.37KSale · 24,265 sh

EPEmpire Petroleum Corp · Albert e Whitehead, PRESIDENT$300.01KPurchase · 6,000,250 sh

Open insider activity

GIII G III Apparel Group Ltd · New agreement · Officers or directors

23:42— High Wire Networks, Inc. · New agreement

22:44S

SR Spire Inc · New agreement

MTN Vail Resorts Inc · Officers or directors

16:08K

KRG Kite Realty Group Trust · Officers or directors

11:05F

FDBC Fidelity D & D Bancorp Inc · Officers or directors

00:21G

GIII G III Apparel Group Ltd · New agreement · Officers or directors

The dayMonday, January 14