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What covered companies filed with the SEC, day by day.

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‹ Mon, Jan 14, 2013

Tuesday, January 15, 2013

261 filings · 174 companiesAll checks passed · Updated Oct 30

Wed, Jan 16, 2013 ›

Front page5 By time of day Results9 Reports8 Insiders14 Agreements5 Officers and directors7 Filings63 Index

Nothing from your lists

By time of day

63 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

9 without a time on file

Results

9 announced

Nothing from your lists

Reports

2 quarterly · 6 annual

CompanyRevenueOn the year

Edesa Biotech, Inc.EDSA · 20-F · Aug 31 · 17:19
$286.05K—
Jubilant Flame International, Ltd

Nothing from your lists

Insiders

14 filings

Purchases$240.51K8 filings

Sales$346.12K6 filings

MGMistras Group, Inc. · Michael C Keefe, EVP, General Counsel$142.48KSale · 6,563 sh

Nothing from your lists

Agreements

5 filings

21:01CATX Perspective Therapeutics, Inc. · New agreement
16:24

Nothing from your lists

Officers and directors

7 filings

21:39ERNA Ernexa Therapeutics Inc. · Officers or directors
21:27

Nothing from your lists

Filings

63 listed

Find a company, form or word

18:00

18:03CLRI
CLRI Cleartronic, Inc. · Annual report
18:08ZIVO
ZIVO Zivo Bioscience, Inc. · Announcement
18:21VRMK
VRMK ERP Operating Ltd Partnership · New debt · New agreement
18:23PW
PW Power REIT · Stake reported
18:47HE
HE Hawaiian Electric Industries Inc · Announcement

22:00

22:35DSNY
DSNY Destiny Media Technologies Inc · Quarterly report
22:56AMPG
AMPG AmpliTech Group, Inc. · Amended registration statement

00:00

00:35STME
STME Stimcell Energetics Inc. · Late filing notice

08:00

08:21CDP
CDP Copt Defense Properties · Results, pre-market

09:00

09:00OTLC
OTLC Oncotelic Therapeutics, Inc. · Results, pre-market
09:07MBWM
MBWM Mercantile Bank Corp · Results, pre-market
09:40LAKE
LAKE Lakeland Industries Inc · New agreement
09:50GMED
GMED Globus Medical Inc · Results, market hours

11:00

11:06EGAN
EGAN Egain Corp · Results, market hours
11:40GNE
GNE Genie Energy Ltd. · Investor disclosure
11:55JFIL
JFIL Jubilant Flame International, Ltd · Late filing notice
11:58JFIL
JFIL Jubilant Flame International, Ltd · Quarterly report

12:00

12:02HHS
HHS Harte Hanks Inc · Officers or directors
12:15XRN
XRN Chiron Real Estate Inc. · Late filing notice
12:55TILE
TILE Interface Inc · Officers or directors
12:58SUN
SUN Sunoco LP · Results, market hours

13:00

13:01NORD
NORD Nordicus Partners Corp · Auditor change
13:02AGI
AGI Alamos Gold Inc · Merger communication
13:03SCRH
SCRH Scores Holding Co Inc · Auditor change
13:09CTXR
CTXR Citius Pharmaceuticals, Inc. · Annual report

14:00

14:02PLUR
PLUR Pluri Inc. · Announcement
14:41PETS
PETS Petmed Express Inc · Announcement
14:44AITX
AITX Artificial Intelligence Technology Solutions Inc. · Late filing notice

15:00

15:32NOVT
NOVT Novanta Inc · Investor disclosure
15:55NOVT
NOVT Novanta Inc · Acquisition or sale completed · New agreement
15:57SCRH
SCRH Scores Holding Co Inc · Auditor change (amended)

16:00

16:01TGLS
TGLS Tecnoglass Holdings Inc. · Officers or directors
16:08TPHS
TPHS Trinity Place Holdings Inc. · Officers or directors
16:08CASY
CASY Casey's General Stores Inc · Investor disclosure
16:11ACFN
ACFN Acorn Energy, Inc. · Officers or directors
16:15OCSL
OCSL Oaktree Specialty Lending Corp · Announcement
16:24ALTO
ALTO Alto Ingredients, Inc. · Unregistered shares sold · New agreement
16:30NHTC
NHTC Natural Health Trends Corp · Results, after-hours
16:30HELE
HELE Helen of Troy Ltd · Results, after-hours
16:57CROX
CROX Crocs, Inc. · Results, after-hours

40 of 63

Index

Forms filed

Insider filing476
Current report8-K42
Foreign issuer report6-K20
Initial ownership318
Passive stake amendedSC 13G/A15
CORRESP

68 companies

Find a company

A

Acorn Energy, Inc.ACFN
Alamos Gold IncAGI
Alto Ingredients, Inc.ALTO
AmpliTech Group, Inc.AMPG
Artificial Intelligence Technology Solutions Inc.AITX

B

Bioxytran, IncBIXT
Broadwind, Inc.BWEN

C

Casey's General Stores IncCASY
Chiron Real Estate Inc.XRN
Citius Pharmaceuticals, Inc.CTXR
Cleartronic, Inc.CLRI
Copt Defense PropertiesCDP
Crocs, Inc.CROX
Crown Crafts IncCRWS

D

Destiny Media Technologies IncDSNY

E

Edesa Biotech, Inc.EDSA
Egain CorpEGAN
Ellsworth Growth & Income Fund LtdECF
Emergent Metals Corp.EGMCF
Emmaus Life Sciences, Inc.EMMA
Encore Capital Group IncECPG
Ernexa Therapeutics Inc.ERNA
ERP Operating Ltd PartnershipVRMK

F

FBC Holding, Inc.FBCD
Fortress Biotech, Inc.FBIO

G

Genie Energy Ltd.GNE
Globus Medical IncGMED
Greystone Logistics, Inc.GLGI

H

Harte Hanks IncHHS
Hawaiian Electric Industries IncHE
Helen of Troy LtdHELE

I

Interface IncTILE

J

Jubilant Flame International, LtdJFIL×2

L

Lakeland Industries IncLAKE
Live Ventures IncLIVE

M

Mbia IncMBI
McEwen Inc.MUX
Mercantile Bank CorpMBWM
Mistras Group, Inc.MG

N

National Health Investors IncNHI
Natural Health Trends CorpNHTC
Nordicus Partners CorpNORD
Novanta IncNOVT×2

O

Oaktree Specialty Lending CorpOCSL
Oncotelic Therapeutics, Inc.OTLC

P

Packaging Corp of AmericaPKG
Pedevco CorpPED
Perspective Therapeutics, Inc.CATX
Petmed Express IncPETS
Pluri Inc.PLUR
Power REITPW

R

RCM Technologies, Inc.RCMT
Riot Platforms, Inc.RIOT

S

Scores Holding Co IncSCRH×2
SemiLEDs CorpLEDS
Sprott Focus Trust Inc.FUND
Stimcell Energetics Inc.STME
Sunoco LPSUN

T

Tecnoglass Holdings Inc.TGLS
Tecogen Inc.TGEN
Trinity Place Holdings Inc.TPHS

U

U-Haul Holding CoUHAL
Utstarcom Holdings Corp.UTSI

V

Vail Resorts IncMTN
Valhi IncVHI
Village Super Market IncVLGEA

Y

Yubo International Biotech LtdYBGJ

Z

Zivo Bioscience, Inc.ZIVO

PEDPedevco Corp·Auditor change·21:29

Pedevco Corp: Auditor change

SCRH·Auditor change (amended)·15:57

Scores Holding Co Inc: Auditor change (amended)

SCRH·Auditor change·13:03

Scores Holding Co Inc: Auditor change

NORD·Auditor change·13:01

Nordicus Partners Corp: Auditor change

NOVT·Acquisition or sale completed · New agreement·15:55

Novanta Inc: Acquisition or sale completed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market3

08:21CDPCopt Defense Properties
09:00OTLCOncotelic Therapeutics, Inc.
09:07

10

Annual ownership57

Exempt offering noticeD6

Late filing noticeNT 10-Q6

UPLOAD6

Annual report10-K4

4973

Passive stake reportedSC 13G3

10-12G/A2

Quarterly report10-Q2

Annual report20-F2

Prospectus supplement424B52

497AD2

EFFECT2

PRER14A2

Amended registration statementS-1/A2

Amended merger registrationS-4/A2

Stake amendedSC 13D/A2

Institutional holdings13F-HR1

13F-NT1

Initial ownership, amended3/A1

40-APP1

40FR12B1

40FR12B/A1

Prospectus supplement424B21

Prospectus supplement424B31

Merger communication4251

Current report (amended)8-K/A1

CERTNYS1

CT ORDER1

Exempt offering notice, amendedD/A1

Proxy materialDEFA14A1

DFAN14A1

DRS1

F-X1

N-21

N-2/A1

N-8A1

S-1MEF1

Shelf registrationS-31

S-3ASR1

Stake reportedSC 13D1

SC TO-T/A1

M

MBWMMercantile Bank Corp

Market hours3

09:50GMEDGlobus Medical Inc
11:06EGANEgain Corp
12:58SUNSunoco LP

After-hours3

16:30NHTCNatural Health Trends Corp
16:30HELEHelen of Troy Ltd
16:57CROXCrocs, Inc.

JFIL · 10-Q · Nov 30 · 11:58

$9.61K

69.3%

Citius Pharmaceuticals, Inc.CTXR · 10-K · Sep 30 · 13:09

$0.00—

Cleartronic, Inc.CLRI · 10-K · Dec 30 · 18:03

——

Destiny Media Technologies IncDSNY · 10-Q · Nov 30 · 22:35

——

Live Ventures IncLIVE · 10-K · Sep 30 · 17:15

——

Emmaus Life Sciences, Inc.EMMA · 10-K · Sep 30 · 17:29

——

Emergent Metals Corp.EGMCF · 20-F · Apr 27 · —

——

LEDSSemiLEDs Corp · Tran Anh Chuong, 10% owner$115.17KSale · 153,680 sh

FBIOFortress Biotech, Inc. · Harlan F Weisman, Chairman and CEO$114.20KPurchase · 20,000 sh

CRWSCrown Crafts Inc · Wynnefield Partners Small CAP Value LP, 10% owner$51.74KSale · 10,300 sh

VHIValhi Inc · Harold C Simmons, Chairman of the Board$30.62KPurchase · 2,100 sh

RCMTRCM Technologies, Inc. · Ballou Roger H, 10% owner$27.55KPurchase · 5,000 sh

Open insider activity

ALTO Alto Ingredients, Inc. · Unregistered shares sold · New agreement

15:55N

NOVT Novanta Inc · Acquisition or sale completed · New agreement

09:40L

LAKE Lakeland Industries Inc · New agreement

18:21E

VRMK ERP Operating Ltd Partnership · New debt · New agreement

ECPG Encore Capital Group Inc · Officers or directors

16:11A

ACFN Acorn Energy, Inc. · Officers or directors

16:08T

TPHS Trinity Place Holdings Inc. · Officers or directors

16:01T

TGLS Tecnoglass Holdings Inc. · Officers or directors

12:55I

TILE Interface Inc · Officers or directors

12:02H

HHS Harte Hanks Inc · Officers or directors

The dayTuesday, January 15