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‹ Tue, Jan 15, 2013

Wednesday, January 16, 2013

211 filings · 152 companiesAll checks passed · Updated Oct 30

Thu, Jan 17, 2013 ›

Front page1 By time of day Results5 Reports6 Insiders21 Agreements7 Officers and directors6 Filings53 Index

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By time of day

53 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

9 without a time on file

Results

5 announced

Nothing from your lists

Reports

4 quarterly · 2 annual

CompanyRevenueOn the year

UMeWorld Inc.UMEW · 10-K · Sep 30 · —
$166.80K9.1%

Nothing from your lists

Insiders

21 filings

Purchases$171.65K8 filings

Sales$25.41M13 filings

SPBSpectrum Brands Holdings, Inc. · Harbinger Capital Partners Master Fund I, Ltd., 10% owner$22.50MSale · 3,000,000 sh

Nothing from your lists

Agreements

7 filings

22:27LIFD LFTD Partners Inc. · Acquisition or sale completed · New agreement
22:24

Nothing from your lists

Officers and directors

6 filings

22:11TULP Bloomia Holdings, Inc. · Officers or directors
22:05

Nothing from your lists

Filings

53 listed

Find a company, form or word

21:00

21:15GAU
GAU Galiano Gold Inc. · Amended annual report
21:54IPDN
IPDN Professional Diversity Network, Inc. · Amended registration statement

23:00

23:06BBGI
BBGI Beasley Broadcast Group Inc · Stake amended

01:00

01:08CLRO
CLRO Clearone Inc · New agreement

06:00

06:13OTLC
OTLC Oncotelic Therapeutics, Inc. · Announcement

07:00

07:39NUWE
NUWE Nuwellis, Inc. · Unregistered shares sold · New agreement

09:00

09:00FF
FF FutureFuel Corp. · Investor disclosure

12:00

12:10DRIO
DRIO DarioHealth Corp. · Registration statement
12:34DCH
DCH Dauch Corp · Investor disclosure

13:00

13:10XRN
XRN Chiron Real Estate Inc. · Quarterly report
13:31IGC
IGC IGC Pharma, Inc. · Delisting notice
13:59CTBI
CTBI Community Trust Bancorp Inc · Results, market hours

14:00

14:19BELFA
BELFA BEL Fuse Inc · Results, market hours
14:57GAU
GAU Galiano Gold Inc. · Amended annual report

16:00

16:02INVE
INVE INVE Technologies, Inc. · Officers or directors
16:03CRDF
CRDF Cardiff Oncology, Inc. · Officers or directors
16:16TY
TY Tri-Continental Corp · Investor disclosure
16:18FNLC
FNLC First Bancorp, Inc · Results, after-hours
16:26WWR
WWR Westwater Resources, Inc. · Shareholder vote
16:32AITX
AITX Artificial Intelligence Technology Solutions Inc. · Quarterly report
16:34LPTH
LPTH Lightpath Technologies Inc · Officers or directors
16:44PSIX
PSIX Power Solutions International, Inc. · Stake amended
16:58INVA
INVA Innoviva, Inc. · Announcement

17:00

17:17LEU
LEU Centrus Energy Corp · Officers or directors

18:00

18:31EFSI
EFSI Eagle Financial Services Inc · Announcement

19:00

19:19UNB
UNB Union Bankshares Inc · Results, after-hours
19:51STME
STME Stimcell Energetics Inc. · Quarterly report

20:00

20:16CRMD
CRMD CorMedix Inc. · New agreement

21:00

21:06DSS
DSS DSS, Inc. · Merger communication
21:10BEEM
BEEM Beam Global · New agreement
21:19STK
STK Columbia Seligman Premium Technology Growth Fund, Inc. · Investor disclosure
21:22PALI
PALI Palisade Bio, Inc. · Announcement
21:28PED
PED Pedevco Corp · Amended registration statement
21:28—
— Simulations Plus, Inc. · Announcement
21:30THO
THO Thor Industries Inc · New agreement
21:42BGC
BGC BGC Group, Inc. · Stake amended
21:45SDCH
SDCH SideChannel, Inc. · Annual report

22:00

22:05THO
THO Thor Industries Inc · Officers or directors
22:05MSB
MSB Mesabi Trust · Results, after-hours
22:09TRAK
TRAK ReposiTrak, Inc. · Announcement · Investor disclosure

40 of 53

Index

Forms filed

Insider filing471
Current report8-K34
Foreign issuer report6-K14
CORRESP10
UPLOAD8
Initial ownership3

57 companies

Find a company

A

American Shared Hospital ServicesAMS
American Vanguard CorpAVD
Artificial Intelligence Technology Solutions Inc.AITX
AtriCure, Inc.ATRC

B

Beam GlobalBEEM
Beasley Broadcast Group IncBBGI
BEL Fuse IncBELFA
BGC Group, Inc.BGC
Bloomia Holdings, Inc.TULP

C

Cardiff Oncology, Inc.CRDF
Centrus Energy CorpLEU
Chiron Real Estate Inc.XRN
Clearone IncCLRO
Columbia Seligman Premium Technology Growth Fund, Inc.STK
Community Trust Bancorp IncCTBI
Copart IncCPRT
CorMedix Inc.CRMD

D

DarioHealth Corp.DRIO
Dauch CorpDCH
DSS, Inc.DSS

E

Eagle Financial Services IncEFSI
Emergent Metals Corp.EGMCF

F

Fastenal CoFAST
First Bancorp, IncFNLC
FutureFuel Corp.FF

G

Galiano Gold Inc.GAU×2

H

Haemonetics CorpHAE

I

IGC Pharma, Inc.IGC
Innoviva, Inc.INVA
Inovio Pharmaceuticals, Inc.INO
INVE Technologies, Inc.INVE

L

LFTD Partners Inc.LIFD
Lightpath Technologies IncLPTH

M

Mesabi TrustMSB

N

Nuwellis, Inc.NUWE

O

Oncotelic Therapeutics, Inc.OTLC

P

Palisade Bio, Inc.PALI
Pedevco CorpPED
Power Solutions International, Inc.PSIX
Professional Diversity Network, Inc.IPDN
ProShares Trust IIAGQ

Q

Quad/Graphics, Inc.QUAD

R

Rayonier IncRYN
ReposiTrak, Inc.TRAK

S

SideChannel, Inc.SDCH
Simulations Plus, Inc.
Spectrum Brands Holdings, Inc.SPB×3
Stimcell Energetics Inc.STME

T

Thor Industries IncTHO×2
Tri-Continental CorpTY

U

UMeWorld Inc.UMEW
Union Bankshares IncUNB
Utstarcom Holdings Corp.UTSI

V

Valhi IncVHI
Vystar CorpVYST

W

Westwater Resources, Inc.WWR

Y

Yubo International Biotech LtdYBGJ

LIFDLFTD Partners Inc.·Acquisition or sale completed · New agreement·22:27

LFTD Partners Inc.: Acquisition or sale completed · New agreement

Delisting noticesI

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours2

13:59CTBICommunity Trust Bancorp Inc
14:19BELFABEL Fuse Inc

After-hours3

7

Stake amendedSC 13D/A5

Quarterly report10-Q4

Prospectus supplement424B34

Annual ownership54

40-17G3

CT ORDER3

EFFECT3

Amended registration statementS-1/A3

Passive stake amendedSC 13G/A3

Annual report10-K2

Initial ownership, amended3/A2

Amended annual report40-F/A2

424B12

Prospectus supplement424B52

Free writing prospectusFWP2

Preliminary proxy statementPRE 14A2

RW2

Amended shelf registrationS-3/A2

10-12G1

Amended annual report20-F/A1

24F-2NT1

Prospectus supplement424B21

Prospectus424B41

Merger communication4251

Insider filing, amended4/A1

Exchange listing8-A12B1

F-10/A1

N-2/A1

POS EX1

Registration statementS-11

S-11/A1

S-3ASR1

Employee plan registrationS-81

Passive stake reportedSC 13G1

SC TO-I/A1

16:18

F

FNLCFirst Bancorp, Inc

19:19U

UNBUnion Bankshares Inc

22:05M

MSBMesabi Trust

Artificial Intelligence Technology Solutions Inc.AITX · 10-Q · Nov 30 · 16:32

$19.98K

+24.5%

Chiron Real Estate Inc.XRN · 10-Q · Nov 30 · 13:10

——

Stimcell Energetics Inc.STME · 10-Q · Nov 30 · 19:51

——

SideChannel, Inc.SDCH · 10-K · Sep 30 · 21:45

——

Yubo International Biotech LtdYBGJ · 10-Q · Nov 30 · —

——

CPRTCopart Inc · Matt Blunt, Director$1.90MSale · 60,000 sh

RYNRayonier Inc · W. Edwin Frazier III, SR VP, CAO & Corp Sec$400.78KSale · 7,508 sh

QUADQuad/Graphics, Inc. · John C Fowler, Executive VP and CFO$250.40KSale · 11,775 sh

AVDAmerican Vanguard Corp · Glen D Johnson, Sr. VP AMVAC Chemical Corp.$155.40KSale · 5,000 sh

INOInovio Pharmaceuticals, Inc. · Morton Collins, Director$66.94KPurchase · 100,000 sh

Open insider activity

ATRC AtriCure, Inc. · New agreement

21:30T

THO Thor Industries Inc · New agreement

21:10B

BEEM Beam Global · New agreement

20:16C

CRMD CorMedix Inc. · New agreement

07:39N

NUWE Nuwellis, Inc. · Unregistered shares sold · New agreement

01:08C

CLRO Clearone Inc · New agreement

THO Thor Industries Inc · Officers or directors

17:17C

LEU Centrus Energy Corp · Officers or directors

16:34L

LPTH Lightpath Technologies Inc · Officers or directors

16:03C

CRDF Cardiff Oncology, Inc. · Officers or directors

16:02I

INVE INVE Technologies, Inc. · Officers or directors

The dayWednesday, January 16