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What covered companies filed with the SEC, day by day.

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‹ Wed, Jan 16, 2013

Thursday, January 17, 2013

391 filings · 213 companiesAll checks passed · Updated Oct 30

Fri, Jan 18, 2013 ›

Front page3 By time of day Results14 Reports3 Insiders36 Agreements9 Officers and directors10 Filings63 Index

Nothing from your lists

By time of day

63 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

10 without a time on file

Results

14 announced

Nothing from your lists

Reports

2 quarterly · 1 annual

CompanyRevenueOn the year

Hennessy Advisors IncHNNA · 10-Q · Dec 31 · 16:34
$4.70M+173.9%

Nothing from your lists

Insiders

36 filings

Purchases$2.32M24 filings

Sales$5.96M12 filings

TISITeam Inc · Louis a Waters, Director$2.10MSale · 50,000 sh

Nothing from your lists

Agreements

9 filings

22:11AMPG AmpliTech Group, Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
21:51

Nothing from your lists

Officers and directors

10 filings

22:11AMPG AmpliTech Group, Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
16:59

Nothing from your lists

Filings

63 listed

Find a company, form or word

19:00

19:21FET
FET Forum Energy Technologies, Inc. · Results, after-hours
19:46HOPE
HOPE Hope Bancorp Inc · New agreement · Officers or directors

22:00

22:44JOB
JOB GEE Group Inc. · New agreement · Results, after-hours

06:00

06:05SEII
SEII Sharing Economy International Inc. · Investor disclosure
06:06VLO
VLO Valero Energy Corp · Investor disclosure
06:30IIIN
IIIN Insteel Industries Inc · Results, pre-market

07:00

07:00OCSL
OCSL Oaktree Specialty Lending Corp · Announcement
07:00MKTX
MKTX MarketAxess Holdings Inc · New debt · New agreement
07:00ECIA
ECIA Encision Inc · Officers or directors
07:30NTCT
NTCT Netscout Systems Inc · Results, pre-market

08:00

08:11AGYS
AGYS Agilysys Inc · Results, pre-market
08:52HTB
HTB HomeTrust Bancshares, Inc. · Investor disclosure

09:00

09:49CLRI
CLRI Cleartronic, Inc. · Annual report
09:57OCSL
OCSL Oaktree Specialty Lending Corp · Officers or directors

10:00

10:32UNL
UNL United States 12 Month Natural Gas Fund, LP · Announcement

11:00

11:16SMTI
SMTI Sanara MedTech Inc. · Announcement
11:19PPIH
PPIH Perma-Pipe International Holdings, Inc. · Officers or directors
11:37GOVX
GOVX GeoVax Labs, Inc. · Shareholder rights changed · New agreement

12:00

12:19FAST
FAST Fastenal Co · Results, market hours

14:00

14:19CFBK
CFBK CF Bankshares Inc. · Announcement

15:00

15:12TSSI
TSSI TSS, Inc. · Stake amended
15:26AGI
AGI Alamos Gold Inc · Merger communication
15:52BNET
BNET Bion Environmental Technologies Inc · Investor disclosure

16:00

16:05WWR
WWR Westwater Resources, Inc. · Officers or directors
16:11TWAV
TWAV TaoWeave, Inc. · Officers or directors
16:16BRN
BRN Barnwell Industries Inc · Proxy statement
16:17SOTK
SOTK Sono TEK Corp · Investor disclosure
16:25SOTK
SOTK Sono TEK Corp · Investor disclosure
16:25HCI
HCI HCI Group, Inc. · New agreement (amended)
16:25BGMS
BGMS Bio Green Med Solution, Inc. · Announcement
16:29FGBI
FGBI First Guaranty Bancshares, Inc. · Officers or directors
16:30HCI
HCI HCI Group, Inc. · New debt · New agreement
16:34HNNA
HNNA Hennessy Advisors Inc · Quarterly report
16:37HOFT
HOFT Hooker Furnishings Corp · Officers or directors
16:37IPI
IPI Intrepid Potash, Inc. · Results, after-hours
16:37MED
MED Medifast Inc · Investor disclosure
16:51XXII
XXII 22nd Century Group, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
16:52WABC
WABC Westamerica Bancorporation · Results, after-hours
16:59IOVA
IOVA Iovance Biotherapeutics, Inc. · Officers or directors

17:00

17:02FSI
FSI Flexible Solutions International Inc · Results, after-hours

40 of 63

Index

Forms filed

Insider filing4176
Current report8-K51
Passive stake amendedSC 13G/A47
Foreign issuer report6-K30
Annual ownership514
UPLOAD

66 companies

Find a company

#

22nd Century Group, Inc.XXII

A

Aemetis, IncAMTX
Agilysys IncAGYS
Agree Realty CorpADC
Aircastle LTD
Alamos Gold IncAGI
Alico, Inc.ALCO
AmpliTech Group, Inc.AMPG
Athena Gold CorpAHNRF

B

Balchem CorpBCPC
Barnwell Industries IncBRN
Bio Green Med Solution, Inc.BGMS
Bion Environmental Technologies IncBNET

C

Cerus CorpCERS
CF Bankshares Inc.CFBK
CION Investment CorpCION
Cleartronic, Inc.CLRI
Cohen & Co Inc.COHN

D

Digital Brand Media & Marketing Group, Inc.DBMM

E

Encision IncECIA

F

Fastenal CoFAST
First Community CorpFCCO
First Guaranty Bancshares, Inc.FGBI
Flexible Solutions International IncFSI
Fluent, Inc.FLNT
Forum Energy Technologies, Inc.FET

G

GEE Group Inc.JOB
Genasys Inc.GNSS
GeoVax Labs, Inc.GOVX

H

HCI Group, Inc.HCI×2
Hennessy Advisors IncHNNA×2
HomeTrust Bancshares, Inc.HTB
Hooker Furnishings CorpHOFT
Hope Bancorp IncHOPE

I

Insteel Industries IncIIIN
Intrepid Potash, Inc.IPI
Iovance Biotherapeutics, Inc.IOVA

K

Kopin CorpKOPN

L

Live Nation Entertainment, Inc.LYV

M

MarketAxess Holdings IncMKTX
McEwen Inc.MUX
Medifast IncMED

N

Netscout Systems IncNTCT

O

Oaktree Specialty Lending CorpOCSL×2

P

PennantPark Floating Rate Capital Ltd.PFLT
Perma-Pipe International Holdings, Inc.PPIH
Proto Labs IncPRLB

R

Royal Gold IncRGLD

S

Sanara MedTech Inc.SMTI
Sharing Economy International Inc.SEII×2
Sono TEK CorpSOTK×2
South Dakota Soybean Processors LLCSDSYA
Star Group, L.P.SGU
STRATA Skin Sciences, Inc.

T

TaoWeave, Inc.TWAV
Team IncTISI
Tile Shop Holdings, Inc.TTSH
TSS, Inc.TSSI

U

Ubiquiti Inc.UI
United States 12 Month Natural Gas Fund, LPUNL

V

Valero Energy CorpVLO
VOC Energy TrustVOC
Vycor Medical IncVYCO

W

Wafd IncWAFD
Westamerica BancorporationWABC
Westwater Resources, Inc.WWR

AMPGAmpliTech Group, Inc.·Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors·22:11

AmpliTech Group, Inc.: Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors

XXII·Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement·16:51

22nd Century Group, Inc.: Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

GOVX·Shareholder rights changed · New agreement·11:37

GeoVax Labs, Inc.: Shareholder rights changed · New agreement

Pre-market3

06:30IIINInsteel Industries Inc
07:30NTCTNetscout Systems Inc
08:11AGYSAgilysys Inc

Market hours1

12:19FASTFastenal Co

After-hours10

19:21FETForum Energy Technologies, Inc.
22:44JOBGEE Group Inc.
16:37

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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I

IPIIntrepid Potash, Inc.

16:52W

WABCWestamerica Bancorporation

17:02F

FSIFlexible Solutions International Inc

17:18H

HNNAHennessy Advisors Inc

17:35F

FCCOFirst Community Corp

18:00S

SGUStar Group, L.P.

20:50W

WAFDWafd Inc

20:59V

VOCVOC Energy Trust

9

CORRESP8

Initial ownership35

Passive stake reportedSC 13G5

EFFECT4

Stake amendedSC 13D/A4

Prospectus supplement424B33

Insider filing, amended4/A3

N-2/A3

Quarterly report10-Q2

CT ORDER2

Proxy statementDEF 14A2

PRER14A2

Shelf registrationS-32

Annual report10-K1

Initial ownership, amended3/A1

Merger communication4251

485BXT1

497AD1

6-K/A1

Current report (amended)8-K/A1

CERTNYS1

Exempt offering noticeD1

Proxy materialDEFA14A1

DFAN14A1

DRSLTR1

Free writing prospectusFWP1

NTN 10Q1

Amended shelf registrationS-3/A1

Employee plan registrationS-81

Stake reportedSC 13D1

SC TO-I/A1

SC TO-T/A1

Cleartronic, Inc.CLRI · 10-K · Sep 30 · 09:49

$542.68K

0.0%

Digital Brand Media & Marketing Group, Inc.DBMM · 10-Q · Nov 30 · —

$137.49K+65.3%

BCPCBalchem Corp · Dino a Rossi, President & CEO$1.69MSale · 46,392 sh

ADCAgree Realty Corp · John Rakolta JR, Director$1.36MPurchase · 50,000 sh

PRLBProto Labs Inc · William M. Dietrick, Vice President of Marketing$1.35MSale · 32,000 sh

SEIISharing Economy International Inc. · Jianhua Wu, Chief Executive Officer$612.91KPurchase · 157,966 sh

RGLDRoyal Gold Inc · S Oden Howell JR, Director$404.50KSale · 5,000 sh

Open insider activity

L

LYV Live Nation Entertainment, Inc. · New agreement

16:512

XXII 22nd Century Group, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

16:30H

HCI HCI Group, Inc. · New debt · New agreement

16:25H

HCI HCI Group, Inc. · New agreement (amended)

11:37G

GOVX GeoVax Labs, Inc. · Shareholder rights changed · New agreement

07:00M

MKTX MarketAxess Holdings Inc · New debt · New agreement

22:44G

JOB GEE Group Inc. · New agreement · Results, after-hours

IOVA Iovance Biotherapeutics, Inc. · Officers or directors

16:37H

HOFT Hooker Furnishings Corp · Officers or directors

16:29F

FGBI First Guaranty Bancshares, Inc. · Officers or directors

16:11T

TWAV TaoWeave, Inc. · Officers or directors

16:05W

WWR Westwater Resources, Inc. · Officers or directors

11:19P

PPIH Perma-Pipe International Holdings, Inc. · Officers or directors

09:57O

OCSL Oaktree Specialty Lending Corp · Officers or directors

The dayThursday, January 17